STOCK TITAN

Yum Brands (YUM) CFO discloses RSU holdings and vesting details

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yum Brands Inc. Chief Financial Officer filed an insider report showing changes in restricted stock units on 12/12/2025. The filing lists several entries in derivative securities, all in the form of restricted stock units that each convert into common stock on a one-for-one basis.

One award of restricted stock units, tied to common stock, shows 47.77 derivative securities with 10,211.16 units beneficially owned afterward. A second award shows 6.43 derivative securities with 1,375.45 units held afterward, and a third shows 3.42 units with 730.39 units held afterward. The price for these entries is listed as $151.06 per underlying share.

The explanation notes that each restricted stock unit converts into one share of common stock, with some grants vesting at 25% per year beginning one year from the grant date and others vesting at 33% per year beginning one year from the grant date. Ownership is reported as held directly by the officer.

Positive

  • None.

Negative

  • None.
Insider Roy Ranjith
Role Chief Financial Officer
Type Security Shares Price Value
Other Restricted Stock Units 47.77 $151.06 $7K
Other Restricted Stock Units 6.43 $151.06 $971.32
Other Restricted Stock Units 3.42 $151.06 $516.63
Holdings After Transaction: Restricted Stock Units — 10,211.16 shares (Direct)
Footnotes (1)
  1. Conversion occurs on a one-for-one basis. Vesting occurs 25% per year beginning one year from grant date. Vesting occurs 33% per year beginning one year from grant date.
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roy Ranjith

(Last) (First) (Middle)
1441 GARDINER LANE

(Street)
LOUISVILLE KY 40213

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
YUM BRANDS INC [ YUM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 12/12/2025 J V 47.77 05/20/2028 05/20/2028 Common Stock 47.77 $151.06 10,211.16 D
Restricted Stock Units (1) 12/12/2025 J V 6.43 (2) 02/10/2029 Common Stock 6.43 $151.06 1,375.45 D
Restricted Stock Units (1) 12/12/2025 J V 3.42 (3) 05/16/2027 Common Stock 3.42 $151.06 730.39 D
Explanation of Responses:
1. Conversion occurs on a one-for-one basis.
2. Vesting occurs 25% per year beginning one year from grant date.
3. Vesting occurs 33% per year beginning one year from grant date.
/s/ Brittany Bodkin, POA 12/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Yum Brands (YUM) report in this Form 4?

The Chief Financial Officer of Yum Brands Inc. reported changes in restricted stock units (RSUs) on 12/12/2025, all tied to the company's common stock on a one-for-one conversion basis.

What types of securities are involved in the Yum Brands (YUM) insider filing?

The filing involves derivative securities in the form of restricted stock units, each convertible into one share of common stock according to the explanation of responses.

How many Yum Brands (YUM) restricted stock units are shown as beneficially owned?

The report lists beneficial ownership of 10,211.16 restricted stock units for one award, 1,375.45 units for a second award, and 730.39 units for a third award following the reported transactions.

How do the Yum Brands (YUM) restricted stock units vest according to the filing?

One set of RSUs vests at 25% per year beginning one year from the grant date, while another set vests at 33% per year beginning one year from the grant date, as stated in the explanation of responses.

What is the relationship of the reporting person to Yum Brands (YUM)?

The reporting person is identified as an officer of Yum Brands Inc., serving as the company's Chief Financial Officer, and the form is filed by one reporting person.