Welcome to our dedicated page for Alkami Technology SEC filings (Ticker: ALKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alkami Technology, Inc. filings document the public-company disclosures of a cloud-based digital banking software provider serving U.S. banks and credit unions. The company’s 8-K reports cover operating results, Regulation FD investor presentations, material agreements, credit agreement amendments, and capital actions involving its common stock.
Alkami’s proxy and governance filings address annual meeting matters, board composition, committee assignments, director compensation, executive compensation, and related corporate-governance disclosures. The filing record also documents capital-structure matters, share repurchase authorization, and formal exhibits tied to its financing arrangements and SaaS-based digital sales and service business.
ALKAMI TECHNOLOGY, INC. director Judson C. Linville received an initial equity grant linked to company stock. He was awarded 20,323 shares as a restricted stock unit (RSU) award at no cash cost, bringing his reported direct common stock holdings to 20,323 shares after the transaction.
The footnote explains that this Initial RSU Award will vest in three equal installments, with one-third vesting on each anniversary of the grant date and becoming fully vested on the third anniversary. Linville elected to defer receipt of these shares under the company’s 2021 Incentive Plan, making this a compensation-related, non-cash acquisition rather than an open-market purchase.
FOX JEFFREY H reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Jeffrey H. Fox received an initial restricted stock unit (RSU) award covering 20,323 shares of common stock on the reported date. The RSUs vest in equal one-third installments on each anniversary of the grant and will be fully vested after three years. Fox elected to defer receipt of these shares under the company’s 2021 Incentive Plan, and his direct holdings reported after this grant total 20,323 shares.
Alvarez Maria Ines reported acquisition or exercise transactions in this Form 4 filing.
Alkami Technology director Maria Ines Alvarez received a grant of 11,357 restricted stock units (RSUs) of common stock. Each RSU represents a right to receive one share. The RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date. After this award, she holds 69,909 shares directly and has elected to defer receipt of the shares under the company’s 2021 Incentive Plan.
ALKAMI TECHNOLOGY, INC. director Charles Kane reported an equity award on Form 4. He received a grant of 11,357 restricted stock units (RSUs) of common stock at no cash purchase price, classified as a grant or award acquisition. These RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the next Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock, and Kane has elected to defer receipt of these shares under the company’s 2021 Incentive Plan. Following this award, his directly held stake reported in the filing is 54,646 shares/RSUs.
Morgan Susanna reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Susanna Morgan reported an equity compensation grant in the form of restricted stock units. She received 11,357 RSUs, each representing a contingent right to one share of common stock, bringing her direct holdings to 23,126 shares reported after the award.
The RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date. Morgan elected to defer receipt of the underlying shares under the company’s 2021 Incentive Plan, indicating this is a structured, compensation-related award rather than a market purchase.
Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Steven R. Mitchell received a grant of 11,357 restricted stock units (RSUs) of common stock. These RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date, and he elected to defer receipt of the shares under the 2021 Incentive Plan.
After this award, Mitchell directly holds 97,493 shares of common stock. Separately, 2,521,611 shares are held indirectly through ARG Private Equity II, LLC, where he serves as an adviser and may be deemed a beneficial owner, though he disclaims beneficial ownership except to the extent of his pecuniary interest.
ALKAMI TECHNOLOGY, INC. director Raphael Osnoss received an equity award of 11,357 restricted stock units (RSUs). The RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date. Each RSU converts into one share of common stock upon settlement, and the reporting person has elected to defer receipt of these shares under the company’s 2021 Incentive Plan. Following this grant, Osnoss directly holds 53,313 shares of common stock.
Payne Joseph P. reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Joseph P. Payne received a grant of 11,357 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost to him. These RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. Following this grant, Payne directly holds 37,985 shares of the company’s stock.
Yastine Barbara A. reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Barbara A. Yastine received an equity grant of 11,357 shares of common stock in the form of restricted stock units (RSUs). These RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the next Annual Meeting following the grant date. After this award, she holds 92,113 common shares directly, giving her increased equity exposure aligned with shareholders over the coming year.
Alkami Technology director and 10% owner Brian R. Smith received a grant of 11,357 restricted stock units (RSUs) of common stock. The RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the next annual meeting, and each RSU converts into one share. Smith elected to defer receipt of these shares under the company’s 2021 Incentive Plan. Following this award, he holds 564,542 shares directly. Entities affiliated with S3 Ventures Fund III report indirect ownership of 14,218,240 shares, with certain parties disclaiming beneficial ownership beyond their pecuniary interest.