Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc that mature on May 5, 2027. The Notes pay periodic contingent coupons only when the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal repayment is reduced in proportion to the underlying return, possibly to zero. Payments are subject to UBS credit risk. Trade date is May 1, 2026, expected settlement May 5, 2026, final valuation date May 3, 2027, and estimated initial value per Note is $9.75. Minimum purchase is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc. The Notes have a principal amount of $10 per Note, a trade date of May 1, 2026, settlement on May 5, 2026, a final valuation date of May 3, 2027 and a maturity date of May 5, 2027. The Notes pay a contingent coupon only if the underlying stock is at or above the coupon barrier on observation dates and are automatically called if the underlying is at or above the initial level on any observation date prior to the final valuation date. The Notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; if below, repayment is reduced proportionally and investors could lose all principal. Minimum purchase is 100 Notes ($1,000). The estimated initial value range is $9.49 to $9.74 per Note. Investing involves significant market risk and is subject to UBS credit risk.
UBS AG offers $3,000,000 aggregate principal amount of Contingent Income Auto-Callable Securities due November 3, 2026 linked to the Class A common stock of Alphabet Inc.
Each $1,000 security pays a contingent payment of $11.50 on a determination date if Alphabet's closing price is >= $279.95 (80% of the initial price). Securities may auto-redeem early if the closing price meets the $349.94 call threshold on eligible determination dates; if not redeemed and the final price is below the downside threshold, holders receive a cash value and may lose a substantial portion or all principal. Payments are unsecured and subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc due May 5, 2028. The Notes pay a contingent coupon only when the underlying ADR closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.
If the underlying ADR closes at or above the initial level on any observation date prior to the final valuation date, the Notes are automatically called and investors receive principal plus any contingent coupon on the corresponding call settlement date. If not called, repayment at maturity is contingent: the full principal is returned only if the final level is at or above the downside threshold; if final level is below that threshold, principal is reduced pro rata to the underlying return and could result in loss of all principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due May 5, 2028. The offering references $421,000 and sets a principal amount of $10 per Note with an estimated initial value of $9.81 as of the trade date. The Notes may pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold; if the final level is below the downside threshold, investors face a loss equal to the underlying return and could lose all of their investment. Trade date is May 1, 2026, settlement is May 5, 2026, final valuation date is May 3, 2028, and maturity is May 5, 2028. All payments are subject to the creditworthiness of UBS and the Notes will not be listed on an exchange.
UBS AG offers preliminary terms for $• Trigger Autocallable Contingent Yield Notes linked to American depositary receipts of Arm Holdings plc due on or about May 5, 2028. The Notes pay contingent coupons only if observation-date levels meet coupon barriers and may auto-call early if observation-date levels meet the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, and you could lose your entire investment. Payments depend on UBS creditworthiness. Trade date is May 1, 2026 with settlement expected May 5, 2026. Minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a principal loss equal to the underlying return. Trade date is May 1, 2026, settlement May 5, 2026, final valuation date May 3, 2028 and maturity May 5, 2028. Principal amount per Note is $10; minimum investment is 100 Notes ($1,000). Estimated initial value is shown as $9.45–$9.70. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and could result in total loss. Payments are subject to UBS credit risk. Trade date is May 1, 2026, settlement May 5, 2026, final valuation date May 3, 2027, and maturity May 5, 2027. The estimated initial value per $10 Note is $9.51.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due May 7, 2029. Each $10 Note may pay periodic contingent coupons only if observation-date closing levels meet the coupon barrier and may be automatically called if the underlying >= the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level >= the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments depend on UBS creditworthiness. Estimated initial value per Note is $9.70. Trade date is May 1, 2026 and settlement is May 5, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc with final maturity on May 5, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full $10 principal is paid if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), exposing investors to the underlying's percentage decline and possible total loss. Payments depend on UBS's creditworthiness. Minimum purchase is 100 Notes at $10 per Note; the issuer's estimated initial value per Note on the trade date is $9.73.