Welcome to our dedicated page for Amer States Wtr Co SEC filings (Ticker: AWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American States Water Company filings document a regulated utility holding company with common shares listed on the New York Stock Exchange. The record covers operating results for its water, electric and contracted-services segments; CPUC rate and cost-of-capital matters for Golden State Water Company; and capital-structure disclosures such as equity distribution agreements involving common shares.
Proxy statements and Form 8-K reports describe board elections, stock incentive plan proposals, executive compensation arrangements, restricted stock units, performance awards, auditor ratification and other governance matters. Material-event filings also furnish earnings releases and disclose regulatory developments affecting the company's utility subsidiaries.
AMERICAN STATES WATER CO director Anne M. Holloway sold 662 Common Shares in an open-market transaction. The weighted average sale price was $75.581 per share, with individual trades ranging from $75.355 to $75.645. After this sale, she directly holds 39,417.8984 shares.
American States Water Company reported results from its May 19, 2026 annual shareholder meeting. Shareholders approved the new 2026 Stock Incentive Plan, which replaces the 2016 plan and allows stock options, restricted stock, restricted stock units and performance awards for eligible employees.
Class III directors Thomas A. Eichelberger, Roger M. Ervin and C. James Levin were re‑elected, each receiving about 31 million votes for and roughly 3.9 million broker non‑votes. Shareholders also supported the advisory vote on executive compensation and ratified PricewaterhouseCoopers LLP as independent registered public accounting firm.
HOLLOWAY ANNE M reported acquisition or exercise transactions in this Form 4 filing.
AMERICAN STATES WATER CO director Anne M. Holloway reported multiple equity awards of common shares, not open-market purchases. On November 14, 2025 she received 135.3633 common shares at $74.5900 per share. On February 23, 2026 she received 138.2990 shares at $73.5000 per share. She then received 134.8087 shares on May 18, 2026 and 526.8704 shares on May 19, 2026, both at $75.9200 per share, as compensation-related grants. Following the latest award, she directly holds 40,079.8984 common shares. This amended Form 4 corrects the original transaction code from a purchase to an award and notes the transaction was exempt from Section 16(b) under Rule 16b-3.
AMERICAN STATES WATER CO director Anne M. Holloway reported open-market purchases of the company’s common shares and a small technical adjustment. She bought 526.8704 shares at $75.92 per share on May 19, 2026, 134.8087 shares at $75.92 on May 18, 2026, 138.2990 shares at $73.50 on February 23, 2026, and 135.3633 shares at $74.59 on November 14, 2025, all recorded as open-market purchases. A separate 0.3341-share disposition on November 14, 2025 was labeled a disposition to the issuer and is footnoted as an adjustment due to partial shares. After these transactions, her directly held position is 40,079.8984 common shares.
AMERICAN STATES WATER CO director Diana M. Bonta reported routine share-related compensation transactions rather than open-market trading. On May 19, 2026, she acquired 526.8704 Common Shares at an indicated value of $75.92 per share as a grant or award. Earlier A-code entries from 2025 and early 2026 show additional small acquisitions of between roughly 3 and 23 shares, also categorized as grants or awards at fair market value. The filing also records a very small D-code disposition of 0.3341 share back to the issuer, described as an adjustment due to partial shares. Following the most recent grant, Bonta directly holds 17,133.1724 Common Shares, indicating these events modestly increase her overall equity position.
American States Water director Steven D. Davis received 526.8704 common shares as an equity award on May 19, 2026 at $75.9200 per share. This compensation-related grant increased his direct holdings to 4836.1990 shares.
The Form 4 also reports two prior small adjustments: a grant of 3.4182 shares on September 3, 2025 at $73.5200 per share and a disposition of 0.3341 shares to the issuer on February 14, 2026, described as an adjustment for partial shares. No derivative securities are reported, and all holdings shown are direct common shares.
AMERICAN STATES WATER CO director Thomas A. Eichelberger reported equity compensation and minor share adjustments. On May 19, 2026, he received a grant of 526.8704 Common Shares at $75.92 per share, bringing his direct holdings to 8,997.1990 Common Shares.
The filing also shows a small disposition of 0.3341 Common Shares to the issuer on February 14, 2026 with no stated price, and an earlier award of 3.4182 Common Shares at $73.52 on September 3, 2025, noted as units credited at fair market value and adjusted for partial shares.
AMERICAN STATES WATER CO director Roger M. Ervin reported routine equity compensation activity and a small share adjustment. On May 19, 2026, he received a grant of 526.8704 Common Shares at $75.9200 per share as a non-derivative award. Earlier entries show a small grant of 3.4182 Common Shares at $73.5200 per share on September 3, 2025 and a tiny 0.047-share disposition back to the issuer on February 14, 2026 labeled as a disposition to issuer. After these transactions, Ervin directly holds 2,060.199 Common Shares, with no remaining derivative positions disclosed.
AMERICAN STATES WATER CO director Mary Ann Hopkins reported routine equity compensation activity in Common Shares. On May 19, 2026, she received a grant of 526.8704 shares at $75.92 per share, bringing her direct holdings to 4,710.6444 shares.
The filing also shows a very small disposition of 0.0470 shares to the issuer on February 14, 2026, and a prior grant of 3.4182 shares at $73.52 on September 3, 2025. These transactions reflect fractional share adjustments and stock-based awards rather than open‑market trading.
American States Water Co director Caroline Ann Winn reported routine equity compensation activity. She received a grant of 526.8704 common shares at a reference price of $75.92 per share, increasing her directly held stake to 1,610.199 shares.
The filing also shows a tiny earlier adjustment, where 0.047 share was returned to the issuer at no stated price, plus a prior grant of 3.4182 shares at $73.52. All transactions involve common shares held directly, with no derivative positions reported.