Welcome to our dedicated page for Unum SEC filings (Ticker: UNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unum Group filings document the regulatory record of a Delaware insurance holding company with common stock and listed junior subordinated notes. Its Form 8-K reports regularly furnish quarterly earnings releases, statistical supplements, Regulation FD materials, share repurchase authorizations, and capital markets transactions such as senior note offerings.
The company’s proxy materials cover board governance, executive compensation, shareholder voting matters, and annual meeting proposals. Other filings record bylaw amendments affecting shareholder meetings, vote counting, proposal procedures, director nominations, and related governance mechanics, alongside disclosures about the company’s securities and capital structure.
O HANLEY RONALD P reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Ronald P. O'Hanley reported equity-based awards of common stock on May 26, 2026. He received 1,777 restricted stock units ("RSUs") that vest on the earlier of May 26, 2027, or Unum Group's next annual shareholder meeting, and 2,191 deferred share rights ("DSRs") elected in lieu of cash retainers.
All DSRs and RSUs are settled 1-for-1 in Unum Group common stock. After these awards and recent settlements and dividend reinvestments, his beneficial ownership totals 47,534 equity-related interests, including 16,606 DSRs, 13,383 RSUs, and 17,545 shares of common stock.
Matus Kristi Ann reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Kristi Ann Matus received an equity grant of 2,191 restricted stock units (RSUs) on Common Stock. These RSUs vest on the earlier of May 26, 2027, or Unum Group’s next annual meeting of shareholders, and each unit will settle into one share of common stock. Following this award, she holds 2,191 shares directly, reflecting a routine compensation-related stock grant rather than an open-market purchase or sale.
Unum Group director Mojgan M. Lefebvre received an equity award of 2,191 shares of common stock in the form of restricted stock units. These RSUs vest on the earlier of May 26, 2027, or the company’s next annual shareholder meeting and carry no cash exercise price.
After this award, Lefebvre beneficially owns 15,269 shares, including 4,529 deferred share rights, 8,533 RSUs, and 2,207 shares of common stock. All deferred share rights and RSUs are settleable on a 1-for-1 basis in Unum Group common stock, making this a compensation-related increase rather than an open-market purchase.
KING GALE V. reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Gale V. King received a grant of 2,191 restricted stock units (RSUs) as equity compensation. The RSUs vest on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. Following this grant, King holds 23,462 equity-based interests in total, including 6,078 deferred share rights (DSRs), 12,676 RSUs, and 4,708 shares of common stock, all of which can be settled on a one-for-one basis in Unum common shares.
Keaney Timothy F reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Timothy F. Keaney received an award of 2,191 restricted stock units (RSUs) of common stock. The RSUs vest on the earlier of May 26, 2027, or Unum Group's next annual shareholder meeting. After this grant, he beneficially owns 40,796 common-share equivalents, including 1,117 deferred share rights, 2,191 RSUs, and 37,489 shares of common stock.
KABAT KEVIN T reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Kevin T. Kabat reported equity compensation awards in the form of restricted stock units (RSUs). On May 26, 2026, he received grants of 1,333 RSUs and 2,191 RSUs, which vest on the earlier of May 26, 2027, or Unum Group's next annual shareholder meeting.
Footnotes state these awards represent half of the annual Board Chair retainer for the 2026–2027 Board year and will settle 1-for-1 in common stock. After including these grants and prior RSU settlements, Kabat beneficially owns 123,806 shares of common stock and 3,524 RSUs.
Egan Cynthia reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Cynthia Egan received an award of 2,191 restricted stock units (RSUs) on May 26, 2026. The RSUs vest on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders and are settled 1-for-1 in common stock.
After this grant, Egan's holdings total 45,037 units and shares, consisting of 4,389 RSUs and 40,648 shares of common stock. This is a routine equity compensation grant, not an open-market purchase or sale.
Unum Group director Joseph Echevarria reported equity compensation awards in the form of company stock-based units. On May 26, 2026, he acquired 1,540 shares of Unum Group common stock as a grant or award, and a separate 2,191-share grant, both at no cash cost.
Footnotes explain these awards are restricted stock units (RSUs) and deferred share rights (DSRs) that vest on the earlier of May 26, 2027, or Unum Group's next annual shareholder meeting. After these changes, his beneficial ownership reflects tens of thousands of DSRs and RSUs plus common shares, all ultimately settleable 1-for-1 in common stock.
DeVore Susan D. reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Susan D. DeVore received an equity award of 2,191 restricted stock units (RSUs) of common stock. The RSUs vest on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders, tying compensation to continued service.
After this grant, DeVore beneficially owns 31,785 equity interests in Unum Group, consisting of 2,191 RSUs and 29,594 shares of common stock. All RSUs are settleable on a 1-for-1 basis in shares of common stock, making this a stock-based compensation event rather than an open-market purchase.
Cross Susan Lee reported acquisition or exercise transactions in this Form 4 filing.
Unum Group director Susan Lee Cross received a grant of 2,191 restricted stock units as equity compensation, with no cash paid per unit. These RSUs vest on the earlier of May 26, 2027, or the company’s next annual shareholder meeting, tying her interests to future performance.
After this award and recent settlements, her beneficial holdings total 66,185 share-based interests, including 8,599 deferred share rights, 13,820 RSUs, and 43,766 shares of common stock, all ultimately deliverable on a 1-for-1 basis in Unum common shares.