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Broadridge Names Hope Jarkowski Chief Legal Officer

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Broadridge Financial Solutions, Inc. appoints Hope Jarkowski as Chief Legal Officer, bringing extensive experience in securities regulation and corporate governance. Jarkowski will oversee legal, compliance, and regulatory functions, driving Broadridge's go-forward strategy.
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NEW YORK, April 11, 2024 /PRNewswire/ -- Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech leader, announced that Hope Jarkowski has been appointed Chief Legal Officer, effective May 6, 2024. Jarkowski succeeds Keir Gumbs, who served as Chief Legal Officer until November 2023.

Jarkowski will oversee Broadridge's legal, compliance, regulatory, and government affairs. She will also serve as the primary legal advisor to senior management and the Board of Directors and will help lead Broadridge's internal policy efforts. Additionally, she will serve on the Broadridge Foundation Board, Risk Committee, and Environmental, Social, and Governance (ESG) Committee.

"Hope is an established leader with strong expertise in securities regulation, corporate governance, and regulatory affairs, making her the perfect person to lead our legal and regulatory function as we execute on our go-forward strategy," said Tim Gokey, Chief Executive Officer of Broadridge. "As we take advantage of key trends shaping our industry and financial markets more broadly, Hope's counsel, experience, and leadership will bring meaningful impact to Broadridge and our industry."

Jarkowski joins Broadridge from the New York Stock Exchange (NYSE), where she most recently served as General Counsel, providing legal counsel and regulatory strategy across the NYSE's business segments. Prior to this, she served as Head of Equities for the NYSE with responsibility for strategy, product development, and relationship management across NYSE's businesses. Previously she served as co-head of Regulatory Affairs for NYSE's parent, Intercontinental Exchange, Inc. (NYSE: ICE).

Earlier, she held positions with the U.S. Securities and Exchange Commission as senior counsel to Commissioner Troy Paredes and as senior securities counsel to the U.S. Senate Banking Committee. Prior to her government service, she practiced securities law at both a Fortune 100 law firm and FINRA.

Jarkowski holds an undergraduate degree from Emory University and a J.D. from the Columbus School of Law at The Catholic University. She currently serves on the national board of Junior Achievement and is active in the 100 Women in Finance's Investing in the Next Generation Initiative, which focuses on cultivating a talent pipeline for female leadership in the financial services industry.

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with more than $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than U.S. $10 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

For more information about us and what we can do for you, please visit www.broadridge.com

Broadridge Contact:

Investors:
Edings Thibault
Head of Investor Relations, Broadridge
broadridgeir@broadridge.com 

Media:
Gregg Rosenberg
Global Head of Corporate Communications
Gregg.Rosenberg@broadridge.com 

 

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SOURCE Broadridge Financial Solutions, Inc.

FAQ

Who has been appointed as Chief Legal Officer of Broadridge Financial Solutions, Inc.?

Hope Jarkowski has been appointed as Chief Legal Officer of Broadridge Financial Solutions, Inc.

When will Hope Jarkowski assume the role of Chief Legal Officer at Broadridge Financial Solutions, Inc.?

Hope Jarkowski will assume the role of Chief Legal Officer at Broadridge Financial Solutions, Inc. on May 6, 2024.

What is Hope Jarkowski's background prior to joining Broadridge Financial Solutions, Inc.?

Hope Jarkowski previously served as General Counsel at the New York Stock Exchange (NYSE) and held positions with the U.S. Securities and Exchange Commission and the U.S. Senate Banking Committee.

What committees will Hope Jarkowski serve on at Broadridge Financial Solutions, Inc.?

Hope Jarkowski will serve on the Broadridge Foundation Board, Risk Committee, and Environmental, Social, and Governance (ESG) Committee at Broadridge Financial Solutions, Inc.

What industry experience does Hope Jarkowski bring to Broadridge Financial Solutions, Inc.?

Hope Jarkowski brings extensive experience in securities regulation, corporate governance, and regulatory affairs to Broadridge Financial Solutions, Inc.

Broadridge Financial Solutions Inc

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About BR

broadridge financial solutions, inc. is the leading provider of investor communications and technology-driven solutions for wealth management, asset management and capital markets firms. we help drive operational excellence to manage risk, accelerate growth and deliver real business value. our combination of people, technology and insights makes us an industry leader and the preferred partner for financial institutions and corporate issuers worldwide. because of our unique vantage point, working with institutions and regulators across the financial services landscape, the industry increasingly looks to broadridge to identify key industry trends, best practices and insights. looking ahead, we will deliver unique value to our clients by helping them address three disruptive trends: digitization of communications; mutualization of capabilities; and, rapidly evolving data and analytics (big data). contact us to learn more.