[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Christopher Gerald Hutter, a director of Ascent Industries Co. (ACNT), reported the sale of 2,100 shares of common stock on 08/28/2025 at a weighted-average price of $12.07 per share (individual transaction prices ranged from $12.00 to $12.15). The filing shows beneficial ownership following the reported transactions of 266,894 shares held indirectly through a revenue trust and 211,615 shares held directly. The reporter certified willingness to provide breakdown of the number of shares sold at each price within the disclosed range.

Positive

• Timely, signed Form 4 filing disclosing the insider sale and post-transaction beneficial ownership
• Detailed footnote explaining the weighted-average price and offering to provide per-transaction breakdown on request

Negative

• None.

Insights

Securities Analyst

TL;DR: Director sold a small block of shares; beneficial ownership remains substantial and disclosure complies with Section 16 reporting.

The sale of 2,100 shares at a weighted average of $12.07 appears routine and the filing documents both direct and indirect holdings post-transaction: 211,615 shares direct and 266,894 indirect via a revenue trust. There is no derivative activity reported. From a securities perspective this is a standard Section 16 disclosure showing transparency about insider activity; the filing also includes the required footnote about the weighted-average price range.

Corporate Governance Expert

TL;DR: Filing is complete and signed, showing compliance; the reported sale does not, on its face, indicate governance or control changes.

The Form 4 is signed and provides the required explanation about the weighted-average sale price and the reporter's willingness to provide further details. Ownership remains split between direct and indirect holdings, and no amendments or derivative transactions are disclosed. This record shows ongoing compliance with insider reporting rules rather than a material corporate governance event.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hutter Christopher Gerald

(Last) (First) (Middle)

1400 16TH STREET

SUITE 250

(Street)

OAK BROOK IL 60523

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		S		2,100	D	$12.07(1)	266,894	I	Through Rev. Trust
Common Stock								211,615	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $12.00 to $12.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the range set forth within this footnote.

Remarks:

	Christopher Gerald Hutter	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ACNT director Christopher Hutter report on Form 4?

The director reported selling 2,100 shares of ACNT common stock on 08/28/2025 at a weighted-average price of $12.07 per share.

How many ACNT shares does Christopher Hutter beneficially own after the sale?

Following the reported transaction, the filing shows 266,894 shares held indirectly through a revenue trust and 211,615 shares held directly.

Did the Form 4 disclose derivative transactions or option activity for ACNT?

No. The filing contains no entries in Table II, indicating no derivative securities or option transactions were reported.

What price range were the sold ACNT shares transacted at?

The footnote states the sales occurred at prices ranging from $12.00 to $12.15 per share, with a weighted-average of $12.07.

Is additional detail on the per-transaction amounts available for ACNT Form 4?

Yes. The reporting person states they will provide, upon request, full information on the number of shares sold at each separate price within the disclosed range.