Aclarion director granted 20,000 RSUs

Neal David K reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Neal David K reported acquisition or exercise transactions in this Form 4 filing.

Aclarion, Inc. director Neal David K reported an equity compensation grant. He received 20,000 restricted stock units (RSUs) on 6/11/2026 under the company’s equity incentive plan, each representing one future share of common stock. Following this award, he now holds 22,502 shares of common stock directly.

The filing notes that 100% of the RSUs vest on 6/1/2027, meaning he must remain eligible through that date to receive the underlying shares. Any unvested RSUs will also fully vest if there is a change of control as defined in the company’s equity incentive plan.

Insider Trade Summary

Grant/Award: 20,000 shares

Grant/Award 1 txn

Insider Neal David K

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	20,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 22,502 shares (Direct)

Footnotes (2)

1. F1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock.
2. F2. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).

Key Figures

RSUs granted: 20,000 units Post-transaction holdings: 22,502 shares Vesting date: June 1, 2027

3 metrics

RSUs granted 20,000 units Restricted stock units granted on June 11, 2026

Post-transaction holdings 22,502 shares Common stock held directly after award

Vesting date June 1, 2027 100% of RSUs vest on this date

Key Terms

restricted stock units ("RSUs"), equity incentive plan, change of control

3 terms

restricted stock units ("RSUs") financial

"The shares reported are restricted stock units ("RSUs") granted 6/11/2026"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

equity incentive plan financial

"granted 6/11/2026 under the Company's equity incentive plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

change of control financial

"will also accelerate and fully vest upon a change of control"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Aclarion (ACON) report for Neal David K?

Aclarion reported that director Neal David K received 20,000 restricted stock units as an equity award. These RSUs were granted at no cash cost and increase his direct holdings to 22,502 shares of Aclarion common stock, subject to vesting conditions and potential change-of-control acceleration.

How many Aclarion (ACON) RSUs were granted to Neal David K and when?

Neal David K was granted 20,000 restricted stock units on June 11, 2026. Each RSU represents a contingent right to receive one share of Aclarion common stock, awarded under the company’s equity incentive plan as part of his compensation as a director.

When do Neal David K’s Aclarion (ACON) RSUs vest?

All of Neal David K’s 20,000 Aclarion RSUs are scheduled to vest on June 1, 2027. Vesting means the units convert into common shares if the conditions are met, aligning his compensation with the company’s longer-term performance and his continued service.

What happens to Aclarion (ACON) RSUs for Neal David K if there is a change of control?

Any outstanding and unvested RSUs for Neal David K will accelerate and fully vest upon a change of control. The filing states this follows the definition of change of control within Aclarion’s equity incentive plan, providing protection for his unvested equity in such a transaction.

What are Neal David K’s total Aclarion (ACON) share holdings after this RSU grant?

After the RSU grant, Neal David K is reported to own 22,502 shares of Aclarion common stock directly. This total reflects his position following the equity award and shows the scale of his equity stake as disclosed in the Form 4 insider filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Neal David K

(Last) (First) (Middle)

C/O ACLARION, INC.

8181 ARISTA PLACE, SUITE 100

(Street)

BROOMFIELD COLORADO 80021

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Aclarion, Inc. [ ACON ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/11/2026		A		20,000(1)(2)	A	$0.00	22,502	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock.

2. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).

	/s/ David K. Neal	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)