STOCK TITAN

Aclarion (NASDAQ: ACON) director receives 20,000 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Breidbart Scott reported acquisition or exercise transactions in this Form 4 filing.

Aclarion, Inc. director Scott Breidbart received an equity grant in the form of restricted stock units. He was awarded 20,000 RSUs on 6/11/2026 under the company’s equity incentive plan, with each unit representing one share of ACON common stock.

All of these RSUs are scheduled to vest on 6/1/2027, meaning he will receive the underlying shares at that time if conditions are met. Any unvested RSUs will fully vest earlier if there is a change of control as defined in the plan. Following this award, Breidbart directly holds 25,664 shares.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU grant to director with time-based vesting.

This filing shows Scott Breidbart, a director of Aclarion, Inc., receiving 20,000 restricted stock units as part of the company’s equity incentive plan. RSUs are a common form of non-cash compensation that align director interests with long-term shareholder value.

The units vest 100% on 6/1/2027, creating a clear multi‑year retention and alignment horizon. The grant also includes accelerated vesting upon a change of control, which is a standard protection ensuring directors are not disadvantaged if a transaction occurs before scheduled vesting.

After this award, Breidbart’s direct holdings total 25,664 shares, so the grant is meaningful to his personal exposure but modest at the company level. With no sales or derivative exercises reported, this filing primarily documents a standard compensation-related acquisition rather than an active trading signal.

Insider Breidbart Scott
Role null
Type Security Shares Price Value
Grant/Award Common Stock 20,000 $0.00 --
Holdings After Transaction: Common Stock — 25,664 shares (Direct, null)
Footnotes (1)
  1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
RSUs granted 20,000 units Restricted stock units granted on 6/11/2026
Price per share for grant $0.0000 per share Grant/award acquisition, non-cash compensation
Shares after transaction 25,664 shares Total direct holdings following RSU grant
RSU vesting date 6/1/2027 100% of RSUs vest on this date
Transaction code A (Grant, award, or other acquisition) Indicates compensation-related acquisition, not open-market trade
restricted stock units ("RSUs") financial
"The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
equity incentive plan financial
"The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
change of control financial
"Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan)."
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Breidbart Scott

(Last)(First)(Middle)
C/O ACLARION, INC.
8181 ARISTA PLACE, SUITE 100

(Street)
BROOMFIELD COLORADO 80021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aclarion, Inc. [ ACON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A20,000(1)(2)A$0.0025,664D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock.
2. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
/s/ Scott Breidbart06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ACON director Scott Breidbart report in this Form 4 filing?

Scott Breidbart reported receiving 20,000 restricted stock units of Aclarion, Inc. common stock. The award was granted under the company’s equity incentive plan and represents compensation rather than an open-market purchase or sale of existing shares.

How many ACON shares does Scott Breidbart hold after this RSU grant?

After the reported grant, Scott Breidbart directly holds 25,664 Aclarion, Inc. shares. This total includes the effect of the 20,000 restricted stock units awarded on June 11, 2026, as disclosed in the Form 4 insider trading report.

When do Scott Breidbart’s 20,000 ACON restricted stock units vest?

All 20,000 of Scott Breidbart’s restricted stock units are scheduled to vest on June 1, 2027. Once vested, each RSU converts into one share of Aclarion common stock, assuming he meets the continued service and plan conditions.

What triggers accelerated vesting of Scott Breidbart’s ACON RSUs?

Any outstanding and unvested restricted stock units will fully vest if a change of control occurs, as defined in Aclarion’s equity incentive plan. This provision protects the director if the company is acquired before the scheduled vesting date.

Did Scott Breidbart buy or sell ACON shares on the open market?

No open-market buys or sells are reported in this filing. The Form 4 shows an acquisition coded as a grant or award, meaning the 20,000 restricted stock units were received as equity compensation rather than purchased or sold in the market.