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Aclarion (ACON) CFO awarded 50,000 restricted stock units set to vest 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gould Gregory A reported acquisition or exercise transactions in this Form 4 filing.

Aclarion, Inc. reported that Chief Financial Officer Gregory A. Gould received an equity compensation grant in the form of restricted stock units. On 6/11/2026 he was awarded 50,000 RSUs, each representing a contingent right to receive one share of Aclarion common stock.

All 50,000 RSUs are scheduled to vest on 6/1/2027, meaning the shares will be delivered if he remains eligible through that date. Any outstanding and unvested RSUs will also fully vest if a change of control occurs as defined in the company’s equity incentive plan. Following this grant, Gould holds 50,000 shares directly reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Gould Gregory A
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock 50,000 $0.00 --
Holdings After Transaction: Common Stock — 50,000 shares (Direct, null)
Footnotes (1)
  1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
RSU grant size 50,000 RSUs Granted 6/11/2026 to CFO under equity incentive plan
RSU vesting date 6/1/2027 Date when 100% of RSUs are scheduled to vest
RSU-to-share ratio 1 RSU : 1 share Each RSU represents one share of Aclarion common stock
Post-transaction holdings 50,000 shares Shares beneficially owned by CFO after reported transaction
Grant price per share $0.0000 RSUs granted as compensation, no purchase price paid
restricted stock units financial
"The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
equity incentive plan financial
"The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
change of control financial
"Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan)."
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition" for this RSU transaction."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gould Gregory A

(Last)(First)(Middle)
C/O ACLARION, INC.
8181 ARISTA PLACE, SUITE 100

(Street)
BROOMFIELD COLORADO 80021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aclarion, Inc. [ ACON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A50,000(1)(2)A$0.0050,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock.
2. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
/s/ Gregory A. Gould06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Aclarion (ACON) disclose in this Form 4 for Gregory Gould?

Aclarion disclosed that Chief Financial Officer Gregory A. Gould received an equity compensation grant of 50,000 restricted stock units. Each RSU represents a contingent right to receive one share of Aclarion common stock, subject to future vesting conditions and continued eligibility.

How many restricted stock units did Aclarion (ACON) grant to its CFO?

Aclarion granted 50,000 restricted stock units to its Chief Financial Officer, Gregory A. Gould. Each RSU corresponds to one share of common stock, delivering shares only after vesting conditions are met, rather than an immediate cash or stock payment on the grant date.

When do Gregory Gould’s Aclarion (ACON) RSUs vest?

All of Gregory Gould’s 50,000 restricted stock units are scheduled to vest on 6/1/2027. Vesting means the RSUs convert into Aclarion common shares, provided he satisfies the conditions of the award under the company’s equity incentive plan.

What happens to Aclarion (ACON) CFO’s RSUs if there is a change of control?

Any outstanding and unvested RSUs held by the CFO will accelerate and fully vest upon a change of control, as defined in Aclarion’s equity incentive plan. This provision is designed so unvested awards vest if the company undergoes a qualifying transaction event.

How many Aclarion (ACON) shares does Gregory Gould hold after this Form 4 transaction?

Following this RSU grant, the Form 4 reports that Gregory Gould beneficially owns 50,000 shares of Aclarion common stock directly. This figure reflects his holdings as of the transaction date disclosed in the filing after the award is recorded.

Is the Aclarion (ACON) CFO’s Form 4 transaction a market purchase or sale?

The transaction is a grant of restricted stock units, not a market purchase or sale. It is coded as an acquisition ("A") representing a compensation award, rather than open-market trading, and the shares will be delivered only upon vesting.