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Aclarion (ACON) director receives 20,000 RSUs vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sequira Amanda Mae reported acquisition or exercise transactions in this Form 4 filing.

Aclarion, Inc. director Amanda Mae Sequira received an award of 20,000 restricted stock units (RSUs) of common stock on 6/11/2026 under the company’s equity incentive plan. Each RSU represents the right to receive one Aclarion share if vesting conditions are met.

The filing states that 100% of these RSUs will vest on 6/1/2027. Any RSUs still unvested at that time will also fully vest if a change of control, as defined in the equity incentive plan, occurs before then. After this grant, Sequira directly holds 20,000 shares/RSUs.

Positive

  • None.

Negative

  • None.
Insider Sequira Amanda Mae
Role null
Type Security Shares Price Value
Grant/Award Common Stock 20,000 $0.00 --
Holdings After Transaction: Common Stock — 20,000 shares (Direct, null)
Footnotes (1)
  1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
RSUs granted 20,000 units Restricted stock units of common stock granted 6/11/2026
Grant price per RSU $0.00 Reported transaction price per unit
Holdings after grant 20,000 shares/RSUs Total directly held following the transaction
Grant date 6/11/2026 Date RSUs were awarded under equity incentive plan
Vesting date 6/1/2027 100% of RSUs vest on this date
restricted stock units ("RSUs") financial
"The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
equity incentive plan financial
"The shares reported are RSUs granted 6/11/2026 under the Company's equity incentive plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
change of control financial
"Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control."
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sequira Amanda Mae
(Last)(First)(Middle)
C/O ACLARION, INC.
8181 ARISTA PLACE, SUITE 100
(Street)
BROOMFIELD COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Aclarion, Inc. [ ACON ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A20,000(1)(2)A$0.0020,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares reported are restricted stock units ("RSUs") granted 6/11/2026 under the Company's equity incentive plan. Each RSU represents a contingent right to receive one share of ACON common stock.
2. 100% of the RSUs shall vest on 6/1/2027. Any outstanding and unvested RSUs will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).
/s/ Amanda Sequira06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Aclarion (ACON) report for Amanda Mae Sequira?

Aclarion reported that director Amanda Mae Sequira received 20,000 restricted stock units. These RSUs were granted under the company’s equity incentive plan and give her the right to receive an equal number of common shares if vesting conditions are met.

How many Aclarion (ACON) RSUs were granted to Amanda Mae Sequira and at what price?

Amanda Mae Sequira was granted 20,000 restricted stock units of Aclarion common stock at a reported price per unit of $0.00. This indicates a compensation-related equity award rather than an open-market purchase of shares for cash consideration.

When do Amanda Mae Sequira’s Aclarion (ACON) RSUs vest?

The filing states that 100% of Amanda Mae Sequira’s 20,000 Aclarion RSUs will vest on 6/1/2027. Vesting means the units convert into the right to receive common shares, subject to any other conditions in the equity incentive plan.

What happens to Amanda Mae Sequira’s Aclarion RSUs if there is a change of control?

Any outstanding and unvested RSUs granted to Amanda Mae Sequira will accelerate and fully vest upon a change of control, as defined in Aclarion’s equity incentive plan. This provision can protect the value of her equity award during a corporate transaction.

How many Aclarion (ACON) shares does Amanda Mae Sequira hold after this RSU grant?

After the reported transaction, Amanda Mae Sequira holds 20,000 Aclarion common stock shares/RSUs directly. This figure reflects the total beneficial ownership following the grant of RSUs described in the Form 4 insider trading report.