Welcome to our dedicated page for Applied Energe SEC filings (Ticker: AERGP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The APPLIED ENERGETIC PFD A (AERGP) SEC filings page provides access to regulatory documents filed by the underlying issuer, Applied Energetics, Inc., a Delaware corporation. While AERGP is a preferred stock security, its prospects are closely connected to the financial reporting, governance decisions, and capital structure changes disclosed in the issuer’s SEC filings.
According to a Form 8-K current report, Applied Energetics, Inc. files under Commission File Number 001-14015 and lists its common stock, par value $0.001 per share, on the OTCQB under the symbol AERG. The filing details the 2025 Annual Meeting of Stockholders, including the election of directors, advisory votes on executive compensation and its frequency, approval of a 2025 Equity Incentive Plan, and ratification of RBSM LLP as the independent registered public accounting firm.
On this page, investors can review filings such as Form 8-K to see how many shares were represented at shareholder meetings, how stockholders voted on each proposal, and which corporate actions were approved. These documents often include or reference exhibits, such as a presentation delivered by the company’s President and Chief Executive Officer at the annual meeting, which can offer additional insight into the issuer’s activities.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents in clear language. Real-time updates from the SEC’s EDGAR system ensure that new filings, including current reports like Form 8-K, become available quickly. Users can rely on this page to navigate complex disclosures related to Applied Energetics, Inc. and better understand how reported governance and audit decisions may affect preferred securities such as APPLIED ENERGETIC PFD A.
APPLIED ENERGETICS, INC. filed an initial insider ownership report showing that Chief Financial Officer Warren Jeffrey Spector beneficially owns an Incentive Stock Option covering 575,000 shares. A footnote explains that the options vest immediately for 75,000 shares, with the remaining shares vesting in four equal annual installments beginning on the first anniversary of the grant date.
Applied Energetics, Inc. appointed Warren Spector as Chief Financial Officer effective January 28, 2026, elevating him from his prior role as Vice President of Finance. He brings decades of senior finance and operating experience, including prior CFO roles at Crossroads Live and Raycom Media.
The company entered into a three-year Executive Employment Agreement with automatic one-year renewals. Mr. Spector will receive a $300,000 annual cash salary, eligibility for a discretionary annual bonus, and incentive stock options to purchase up to 575,000 shares at $1.78 per share under the 2018 Incentive Stock Plan.
The options vest immediately for 75,000 shares and in four equal annual installments for the remaining 500,000 shares, and he agreed to forfeit options previously issued as Vice President of Finance. The agreement includes standard benefits, expense reimbursement, and severance of 90 days’ pay plus pro rata bonus in certain termination scenarios.
Applied Energetics, Inc. insider activity: President, CEO and director Christopher Wayne Donaghey reported selling 10,000 shares of common stock on January 26, 2026 at a weighted average price of $1.65, from trades executed between $1.6668 and $1.70. Following this sale, he directly beneficially owns 133,592 common shares.
He also holds significant equity incentives, including 1,000,000 incentive stock options at an exercise price of $0.78 that vest upon achieving specified revenue milestones, another 1,000,000 incentive stock options at $2.36 vesting annually through July 12, 2027, 150,000 non-statutory options at $0.35, 200,000 options at $0.61, and 100,000 restricted stock units vesting in equal annual installments starting July 12, 2023.
Applied Energetics CEO Emeritus Gregory J. Quarles reported an option exercise and share sale. On January 21, 2026, he exercised 6,600 non-qualified stock options with an exercise price of
Following these transactions, Quarles directly holds 4,843,400 non-qualified stock options and 1,954,545 restricted stock units. The filing notes that the restricted stock units are subject to vesting and that none were vested at the time of the report.
Applied Energetics Chief Science Officer Stephen William McCahon reported selling 10,000 shares of common stock on January 20, 2026 at a weighted average price of $1.80 per share, with individual trade prices ranging from $1.80231 to $1.805.
After this sale, McCahon beneficially owns 12,772,861 shares of Applied Energetics common stock directly. He also directly holds 1,585,000 Common Stock Purchase Warrants with an exercise price of $0.06 per share, which are exercisable from May 24, 2019 until their expiration on May 24, 2029.
Applied Energetics, Inc. director Bradford T. Adamczyk reported option and share transactions dated January 7, 2026. He exercised 10,000 non-qualified stock options at an exercise price of $0.07 per share and acquired 10,000 shares of common stock. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.77 per share, with individual trades ranging from $1.81 to $1.75.
After these transactions, he directly holds 671,482 shares of common stock and 1,320,000 non-qualified stock options. The filing also shows 1,563,599 common shares held indirectly by Moriah Stone Global L.P., of which he is the controlling partner, and 3,500,000 options held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls.
Applied Energetics, Inc. President & CEO and director Christopher Donaghey reported open-market sales of company stock and detailed his equity awards. On December 26, 2025, he sold 2,300 shares of common stock at a weighted average price of $1.92 per share, and on December 29, 2025, he sold 7,700 shares at a weighted average price of $1.93 per share. Following these trades, he beneficially owns 143,592 common shares directly.
Donaghey also holds several option and equity awards: 1,000,000 incentive stock options at
Applied Energetics, Inc. insider transaction: the company’s Chief Science Officer filed a Form 4 reporting the sale of 10,000 shares of common stock on 12/22/2025 at a weighted average price of
After the sale, the reporting person beneficially owns 12,782,861 shares of Applied Energetics common stock and holds 1,585,000 common stock purchase warrants with an exercise price of
Applied Energetics, Inc. insider activity: CEO Emeritus and director Gregory J. Quarles reported an option exercise and share sale dated 12/22/2025. He exercised 10,000 non-qualified stock options for common stock with a $0.35 exercise price and acquired 10,000 shares. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.88 per share, leaving 0 shares of common stock directly owned after these transactions.
Following the reported activity, he continues to hold 4,850,000 non-qualified stock options and 1,954,545 restricted stock units, which are subject to vesting and none of which were vested as of this report.
Applied Energetics, Inc. director files Form 4 for option exercise and share sale. Director Bradford T. Adamczyk exercised 10,000 non-qualified stock options for Common Stock at an exercise price of