Applied Energe SEC Filings

Applied Energetics CEO Emeritus Gregory J. Quarles reported an option exercise and share sale. On January 21, 2026, he exercised 6,600 non-qualified stock options with an exercise price of $0.35 per share, receiving the same number of common shares. That same day, he sold 6,600 common shares at a weighted average price of about $1.87 per share, with trades executed between $1.8753 and $1.88, leaving 0 common shares directly held after the sale.

Following these transactions, Quarles directly holds 4,843,400 non-qualified stock options and 1,954,545 restricted stock units. The filing notes that the restricted stock units are subject to vesting and that none were vested at the time of the report.

Applied Energetics Chief Science Officer Stephen William McCahon reported selling 10,000 shares of common stock on January 20, 2026 at a weighted average price of $1.80 per share, with individual trade prices ranging from $1.80231 to $1.805.

After this sale, McCahon beneficially owns 12,772,861 shares of Applied Energetics common stock directly. He also directly holds 1,585,000 Common Stock Purchase Warrants with an exercise price of $0.06 per share, which are exercisable from May 24, 2019 until their expiration on May 24, 2029.

Applied Energetics Chief Science Officer Stephen William McCahon reported selling 10,000 shares of common stock on January 20, 2026 at a weighted average price of $1.80 per share, with individual trade prices ranging from $1.80231 to $1.805.

After this sale, McCahon beneficially owns 12,772,861 shares of Applied Energetics common stock directly. He also directly holds 1,585,000 Common Stock Purchase Warrants with an exercise price of $0.06 per share, which are exercisable from May 24, 2019 until their expiration on May 24, 2029.

Applied Energetics, Inc. director Bradford T. Adamczyk reported option and share transactions dated January 7, 2026. He exercised 10,000 non-qualified stock options at an exercise price of $0.07 per share and acquired 10,000 shares of common stock. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.77 per share, with individual trades ranging from $1.81 to $1.75.

After these transactions, he directly holds 671,482 shares of common stock and 1,320,000 non-qualified stock options. The filing also shows 1,563,599 common shares held indirectly by Moriah Stone Global L.P., of which he is the controlling partner, and 3,500,000 options held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls.

Applied Energetics, Inc. director Bradford T. Adamczyk reported option and share transactions dated January 7, 2026. He exercised 10,000 non-qualified stock options at an exercise price of $0.07 per share and acquired 10,000 shares of common stock. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.77 per share, with individual trades ranging from $1.81 to $1.75.

After these transactions, he directly holds 671,482 shares of common stock and 1,320,000 non-qualified stock options. The filing also shows 1,563,599 common shares held indirectly by Moriah Stone Global L.P., of which he is the controlling partner, and 3,500,000 options held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls.

Applied Energetics, Inc. President & CEO and director Christopher Donaghey reported open-market sales of company stock and detailed his equity awards. On December 26, 2025, he sold 2,300 shares of common stock at a weighted average price of $1.92 per share, and on December 29, 2025, he sold 7,700 shares at a weighted average price of $1.93 per share. Following these trades, he beneficially owns 143,592 common shares directly.

Donaghey also holds several option and equity awards: 1,000,000 incentive stock options at $0.78 per share tied to revenue milestones of $10M, $25M, and $50M, another 1,000,000 incentive stock options at $2.36 per share expiring on 07/13/2032, 150,000 non-statutory options at $0.35 per share expiring on 04/29/2029, 200,000 non-statutory options at $0.61 per share expiring on 05/12/2031, and 100,000 restricted stock units that vest annually starting July 12, 2023.

Applied Energetics, Inc. President & CEO and director Christopher Donaghey reported open-market sales of company stock and detailed his equity awards. On December 26, 2025, he sold 2,300 shares of common stock at a weighted average price of $1.92 per share, and on December 29, 2025, he sold 7,700 shares at a weighted average price of $1.93 per share. Following these trades, he beneficially owns 143,592 common shares directly.

Donaghey also holds several option and equity awards: 1,000,000 incentive stock options at $0.78 per share tied to revenue milestones of $10M, $25M, and $50M, another 1,000,000 incentive stock options at $2.36 per share expiring on 07/13/2032, 150,000 non-statutory options at $0.35 per share expiring on 04/29/2029, 200,000 non-statutory options at $0.61 per share expiring on 05/12/2031, and 100,000 restricted stock units that vest annually starting July 12, 2023.

Applied Energetics, Inc. insider transaction: the company’s Chief Science Officer filed a Form 4 reporting the sale of 10,000 shares of common stock on 12/22/2025 at a weighted average price of $1.86 per share. The filing notes this average reflects multiple trades between $1.85 and $1.92 on that date.

After the sale, the reporting person beneficially owns 12,782,861 shares of Applied Energetics common stock and holds 1,585,000 common stock purchase warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029. Ownership of both the common shares and warrants is listed as direct.

Applied Energetics, Inc. insider transaction: the company’s Chief Science Officer filed a Form 4 reporting the sale of 10,000 shares of common stock on 12/22/2025 at a weighted average price of $1.86 per share. The filing notes this average reflects multiple trades between $1.85 and $1.92 on that date.

After the sale, the reporting person beneficially owns 12,782,861 shares of Applied Energetics common stock and holds 1,585,000 common stock purchase warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029. Ownership of both the common shares and warrants is listed as direct.

Applied Energetics, Inc. insider activity: CEO Emeritus and director Gregory J. Quarles reported an option exercise and share sale dated 12/22/2025. He exercised 10,000 non-qualified stock options for common stock with a $0.35 exercise price and acquired 10,000 shares. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.88 per share, leaving 0 shares of common stock directly owned after these transactions.

Following the reported activity, he continues to hold 4,850,000 non-qualified stock options and 1,954,545 restricted stock units, which are subject to vesting and none of which were vested as of this report.

Applied Energetics, Inc. insider activity: CEO Emeritus and director Gregory J. Quarles reported an option exercise and share sale dated 12/22/2025. He exercised 10,000 non-qualified stock options for common stock with a $0.35 exercise price and acquired 10,000 shares. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.88 per share, leaving 0 shares of common stock directly owned after these transactions.

Following the reported activity, he continues to hold 4,850,000 non-qualified stock options and 1,954,545 restricted stock units, which are subject to vesting and none of which were vested as of this report.

Applied Energetics, Inc. director files Form 4 for option exercise and share sale. Director Bradford T. Adamczyk exercised 10,000 non-qualified stock options for Common Stock at an exercise price of $0.07 per share on 12/08/2025, then sold 10,000 Common shares on the same date at a weighted average price between $1.65 and $1.67, reported as $1.86 with footnote detail. Following these transactions, he directly beneficially owned 671,482 Common shares and indirectly beneficially owned 1,563,599 Common shares. He also held 1,330,000 non-qualified stock options directly and 3,500,000 non-qualified stock options indirectly, each relating to Common Stock.

Applied Energetics, Inc. director files Form 4 for option exercise and share sale. Director Bradford T. Adamczyk exercised 10,000 non-qualified stock options for Common Stock at an exercise price of $0.07 per share on 12/08/2025, then sold 10,000 Common shares on the same date at a weighted average price between $1.65 and $1.67, reported as $1.86 with footnote detail. Following these transactions, he directly beneficially owned 671,482 Common shares and indirectly beneficially owned 1,563,599 Common shares. He also held 1,330,000 non-qualified stock options directly and 3,500,000 non-qualified stock options indirectly, each relating to Common Stock.

Applied Energetics, Inc. reported insider activity by a director and officer serving as CEO Emeritus on 12/04/2025. The reporting person exercised 10,000 non-qualified stock options at an exercise price of $0.35 per share, receiving 10,000 shares of common stock. On the same date, they sold 10,000 shares of common stock at a price of $1.77 per share, leaving no common shares reported as beneficially owned in the non-derivative table after the transaction.

Following these transactions, the individual continued to hold derivative securities, including 4,860,000 non-qualified stock options and 1,954,545 restricted stock units. The options relate to common stock with a stated par value of $0.001 per share. The restricted stock units are subject to vesting conditions, and the filing notes that none of these RSUs were exercised.

Applied Energetics, Inc. reported insider activity by a director and officer serving as CEO Emeritus on 12/04/2025. The reporting person exercised 10,000 non-qualified stock options at an exercise price of $0.35 per share, receiving 10,000 shares of common stock. On the same date, they sold 10,000 shares of common stock at a price of $1.77 per share, leaving no common shares reported as beneficially owned in the non-derivative table after the transaction.

Following these transactions, the individual continued to hold derivative securities, including 4,860,000 non-qualified stock options and 1,954,545 restricted stock units. The options relate to common stock with a stated par value of $0.001 per share. The restricted stock units are subject to vesting conditions, and the filing notes that none of these RSUs were exercised.

Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of $1.5 per share on 11/28/2025. Following this transaction, he beneficially owns 153,592 shares of common stock directly.

The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between $0.35 and $2.36, and 100,000 restricted stock units. Some option grants and RSUs vest over time or upon achieving specified revenue milestones, linking part of his potential equity ownership to future company performance and service-based conditions.

Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of $1.5 per share on 11/28/2025. Following this transaction, he beneficially owns 153,592 shares of common stock directly.

The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between $0.35 and $2.36, and 100,000 restricted stock units. Some option grants and RSUs vest over time or upon achieving specified revenue milestones, linking part of his potential equity ownership to future company performance and service-based conditions.

Applied Energetics (AERG) filed its Q3 2025 10-Q, highlighting a sharp revenue contraction and mounting losses as key government contracts paused funding. Q3 revenue was $108,984 versus $747,720 a year ago, producing a net loss of $3,971,157. For the first nine months, revenue was $389,072 versus $1,662,598 last year, with a net loss of $10,862,572.

Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. Operating cash outflow was $6,617,654 year-to-date. The company ended the quarter with cash of $1,332,225 and working capital of $895,225. To support liquidity, AERG completed a private placement earlier in 2025 for approximately $6,004,250 and recorded $2,999,997 as deferred equity financing at quarter-end. Subsequent to quarter close, it raised a further $10,789,999 in a private sale.

Two defense-related contracts ceased receiving funds in Q2 2025, driving the revenue decline, while the company continued investing in its ultrashort pulse laser programs and disclosed a milestone exceeding one gigawatt peak optical power. As of November 11, 2025, 223,447,852 common shares were outstanding.

Applied Energetics (AERG) filed its Q3 2025 10-Q, highlighting a sharp revenue contraction and mounting losses as key government contracts paused funding. Q3 revenue was $108,984 versus $747,720 a year ago, producing a net loss of $3,971,157. For the first nine months, revenue was $389,072 versus $1,662,598 last year, with a net loss of $10,862,572.

Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. Operating cash outflow was $6,617,654 year-to-date. The company ended the quarter with cash of $1,332,225 and working capital of $895,225. To support liquidity, AERG completed a private placement earlier in 2025 for approximately $6,004,250 and recorded $2,999,997 as deferred equity financing at quarter-end. Subsequent to quarter close, it raised a further $10,789,999 in a private sale.

Two defense-related contracts ceased receiving funds in Q2 2025, driving the revenue decline, while the company continued investing in its ultrashort pulse laser programs and disclosed a milestone exceeding one gigawatt peak optical power. As of November 11, 2025, 223,447,852 common shares were outstanding.