AudioEye Form 4: Director Boosts Holding via Put Option Exercise

Rhea-AI Filing Summary

Insider activity overview: On 06/20/2025, AudioEye (AEYE) director James B. Hawkins reported acquiring a total of 8,600 common shares via put-option assignments at strike prices of $16 (1,000 shares) and $15 (7,600 shares), coded “X” for exercise. His direct ownership increased from 128,916 to 137,516 shares. All related derivative contracts were either exercised or disposed, leaving zero outstanding puts. The Form 4 was signed on 06/24/2025 and filed as a single-reporting-person submission.

Positive

• Director increased direct ownership by 8,600 shares, lifting total holdings to 137,516, signalling insider confidence.
• All derivative put positions were cleared, simplifying the insider’s exposure and aligning interests with common shareholders.

Negative

• None.

Insights

Financial Analyst

TL;DR: Director bought 8,600 AEYE shares at $15-$16, boosting stake to 137,516; a modestly positive insider signal.

The filing shows tangible insider buying by long-serving director James B. Hawkins. Acquiring 8,600 shares—roughly a 6.7 % increase in his position—at market-adjacent prices demonstrates incremental confidence while eliminating short put exposure. Although the dollar value is not disclosed, exercising puts indicates willingness to deploy capital and aligns management with shareholders. No sales or new derivative positions were reported, limiting downside perceptions. Overall investor takeaway: small but directionally positive signal, yet not materially transformative for fundamentals.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HAWKINS JAMES B

(Last) (First) (Middle)

C/O AUDIOEYE, INC.

5210 WILLIAMS CIRCLE, SUITE 750

(Street)

TUCSON AZ 85711

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/20/2025		X		1,000	A	$16	129,916	D
Common Stock	06/20/2025		X		7,600	A	$15	137,516	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Put Option (obligation to buy)	$16	06/20/2025		X			10	06/20/2025	06/20/2025	Common Stock	1,000	$0	0	D
Put Option (obligation to buy)	$15	06/20/2025		X			76	06/20/2025	06/20/2025	Common Stock	7,600	$0	0	D
Put Option (obligation to buy)	$10	06/20/2025		E	V		10	06/20/2025	06/20/2025	Common Stock	1,000	$0	0	D

Explanation of Responses:

	/s/ Christine G. Long, Attorney-in-Fact	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AudioEye (AEYE) shares did Director James B. Hawkins acquire on 06/20/2025?

He acquired 8,600 common shares (1,000 at $16 and 7,600 at $15).

What is Hawkins’ total AEYE share ownership after the transaction?

His direct beneficial ownership rose to 137,516 shares.

Were the shares bought on the open market or via derivative exercise?

The shares were delivered through the exercise/assignment of put options, coded "X" on Form 4.

Does the filing mention a Rule 10b5-1 trading plan?

Yes, the form includes a checkbox indicating the transactions were made under a Rule 10b5-1(c) plan.

Are any derivative positions remaining for the reporting person?

No. After the exercises and one disposal (code E), zero derivative securities remain.