AudioEye (AEYE) director awarded 1,300 fully vested shares in quarterly grant

Rhea-AI Filing Summary

Fleming Katherine E. reported acquisition or exercise transactions in this Form 4 filing.

AudioEye Inc. director Katherine E. Fleming received a grant of 1,300 shares of common stock as equity compensation. The shares were issued at no cash cost as part of a quarterly grant under the company’s 2020 Equity Incentive Plan and were fully vested on the grant date.

Following this award, Fleming directly holds a total of 45,328 AudioEye common shares. This filing reflects a routine, compensation-related stock grant rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Fleming Katherine E.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,300	$0.00	--

Holdings After Transaction: Common Stock — 45,328 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 1,300 shares Grant price per share: $0.00 per share Shares held after grant: 45,328 shares +1 more

4 metrics

Shares granted 1,300 shares Quarterly grant under 2020 Equity Incentive Plan

Grant price per share $0.00 per share Equity compensation award, non-cash

Shares held after grant 45,328 shares Direct ownership following Form 4 transaction

Transaction code Code A Grant, award, or other acquisition of common stock

Key Terms

2020 Equity Incentive Plan, quarterly grant, fully vested, Grant, award, or other acquisition

4 terms

2020 Equity Incentive Plan financial

"The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan"

quarterly grant financial

"The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan"

fully vested financial

"which shares were fully vested on the grant date"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 04:19 PM Accepted by SEC EDGAR 07/02/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fleming Katherine E.

(Last) (First) (Middle)

5210 E. WILLIAMS CIRCLE

SUITE 750

(Street)

TUCSON ARIZONA 85711

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		1,300(1)	A	$0	45,328	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan, which shares were fully vested on the grant date.

	/s/ Christine G. Long, Attorney-in-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AudioEye (AEYE) director Katherine E. Fleming report in this Form 4?

Katherine E. Fleming reported receiving 1,300 shares of AudioEye common stock. The shares were granted as equity compensation in a quarterly award, not bought on the open market, and were fully vested on the grant date under the 2020 Equity Incentive Plan.

How many AudioEye (AEYE) shares does Katherine E. Fleming hold after this grant?

After the grant, Katherine E. Fleming directly holds 45,328 shares of AudioEye common stock. This total includes the newly awarded 1,300 fully vested shares issued as part of the routine quarterly grant under the company’s 2020 Equity Incentive Plan.

Was the AudioEye (AEYE) Form 4 transaction a stock purchase or sale?

The transaction was neither a purchase nor a sale; it was a share grant. Fleming acquired 1,300 AudioEye common shares as a compensation award with a reported price of $0.00 per share, reflecting a non-cash, equity-based incentive, fully vested on the grant date.

What plan governed Katherine E. Fleming’s 1,300-share grant at AudioEye (AEYE)?

The 1,300-share grant was made under the AudioEye, Inc. 2020 Equity Incentive Plan. The filing notes that this was a quarterly grant of common stock, fully vested on the grant date, reflecting standard equity compensation for the company’s director role.

Is the 1,300-share AudioEye (AEYE) grant to Katherine E. Fleming part of a recurring program?

Yes. The footnote states the securities relate to a quarterly grant of common stock. This indicates the 1,300-share award is part of a recurring equity compensation program under AudioEye’s 2020 Equity Incentive Plan for eligible participants such as directors.