C3.ai (NYSE: AI) chair Siebel sells, gifts and exercises RSUs
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported several equity transactions involving the company’s Class A common stock and related equity awards. On March 1, 2026, he exercised 32,736 Restricted Stock Units, converting them into the same number of Class A shares at a stated price of $0.00 per share.
On March 2, 2026, Siebel sold 17,655 Class A shares in an open‑market transaction at a weighted‑average price of $7.79 per share, with individual trades ranging from $7.75 to $7.82. On March 3, 2026, he made bona fide gifts totaling 15,081 Class A shares from his direct holdings and an additional 15,081 shares from entities such as The Siebel Living Trust and affiliated investment vehicles, which hold shares associated with him.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 17,655 shares ($137,532)
Net Sell
9 txns
Insider
SIEBEL THOMAS M
Role
Executive Chairman
Sold
17,655 shs ($138K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Class A Common Stock | 15,081 | $0.00 | -- |
| Gift | Class A Common Stock | 15,081 | $0.00 | -- |
| Sale | Class A Common Stock | 17,655 | $7.79 | $138K |
| Exercise | Restricted Stock Units | 32,736 | $0.00 | -- |
| Exercise | Class A Common Stock | 32,736 | $0.00 | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 722,362 shares (Direct);
Class A Common Stock — 672,857 shares (Indirect, See Footnote);
Restricted Stock Units — 98,210 shares (Direct)
Footnotes (1)
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.82, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner. The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner. The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee. 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.
FAQ
What insider transactions did C3.ai (AI) report for Thomas M. Siebel?
Thomas M. Siebel reported exercising 32,736 Restricted Stock Units into Class A shares, selling 17,655 Class A shares in the open market, and making bona fide gifts totaling 30,162 Class A shares from direct and entity-associated holdings over early March 2026.
What equity awards did Thomas M. Siebel exercise in C3.ai (AI)?
Siebel exercised 32,736 Restricted Stock Units, each converting into one share of C3.ai Class A common stock at a stated price of $0.00. These RSUs vest in twelfths on each quarterly anniversary from December 1, 2023, subject to his continued service.
What types of gifts of C3.ai (AI) stock were reported by entities linked to Thomas M. Siebel?
Bona fide gifts of 15,081 Class A shares were reported from Siebel’s direct holdings and 15,081 shares from entities such as The Siebel Living Trust and various Siebel investment entities, which hold C3.ai shares associated with him as trustee, chairman, general partner, or co‑trustee.
How are some of Thomas M. Siebel’s C3.ai (AI) holdings structured?
Portions of Siebel’s C3.ai Class A holdings are held through entities including The Siebel Living Trust, First Virtual Holdings, LLC, Siebel Asset Management partnerships, and The Siebel 2011 Irrevocable Children’s Trust, where he serves as trustee, chairman, general partner, or co‑trustee.