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[Form 4] C3.ai, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

C3.ai director John E. Hyten reported a significant insider transaction on June 25, 2025. The Form 4 filing reveals that Hyten disposed of 4,999 shares of Class A Common Stock through a gift transaction (Transaction Code: G) at $0 per share.

Following the transaction, Hyten's beneficial ownership stands at:

  • 102,886 shares held indirectly through the Hyten Group LLC, where he serves as manager and sole member
  • 133,158 shares held directly

This gift transaction represents a change in Hyten's ownership structure while maintaining significant holdings in the company. The transaction was executed pursuant to regular insider trading protocols, with the Form 4 being filed within the required reporting timeframe through his attorney-in-fact, Andrew Thomases.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hyten John E.

(Last) (First) (Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
SAN MATEO CA 94063

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/25/2025 G 4,999 D $0 102,886 I See Footnote(1)
Class A Common Stock 133,158 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
/s/ Andrew Thomases, Attorney-in-Fact 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of C3.ai (AI) did Director John Hyten dispose of on June 25, 2025?

According to the Form 4 filing, Director John Hyten disposed of 4,999 shares of C3.ai Class A Common Stock on June 25, 2025, through a gift transaction (Transaction Code 'G') at a price of $0.

What is John Hyten's total direct ownership of AI stock after the reported transaction?

Following the reported transaction, John Hyten directly owns 133,158 shares of C3.ai Class A Common Stock.

How many C3.ai (AI) shares does John Hyten own indirectly through the Hyten Group LLC?

John Hyten indirectly owns 102,886 shares of C3.ai Class A Common Stock through the Hyten Group LLC, where he serves as manager and sole member.

What type of transaction did C3.ai director John Hyten execute in this Form 4 filing?

The Form 4 filing shows that John Hyten executed a gift transaction (indicated by Transaction Code 'G') of C3.ai Class A Common Stock, transferring 4,999 shares at a price of $0.

What is John Hyten's total beneficial ownership of C3.ai (AI) stock combining direct and indirect holdings?

John Hyten's total beneficial ownership of C3.ai stock is 236,044 shares, consisting of 133,158 shares held directly and 102,886 shares held indirectly through the Hyten Group LLC.
C3.Ai, Inc.

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