[Form 4] ASSURANT, INC. Insider Trading Activity

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Assurant executive Ryan Lumsden received equity compensation through stock awards and PSU vesting, with shares withheld for taxes. On March 16, 2026, he acquired 2,189 shares of common stock tied to performance share units for the 2023–2025 cycle and an additional 844-share award. To cover tax withholding obligations on the PSU and restricted stock unit vesting, 1,033 shares were disposed of back to the company at a reported value of $222.15 per share, a non-market, tax-related transaction. Following these transactions, he directly holds 17,855.299 shares of Assurant common stock, including restricted stock units and 42.159 shares from the company’s employee stock purchase plan.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Lumsden Ryan

Role EVP, Pres. Global Housing

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,189	$0.00	--
Tax Withholding	Common Stock	1,033	$222.15	$229K
Grant/Award	Common Stock	844	$0.00	--

Holdings After Transaction: Common Stock — 18,044.299 shares (Direct)

Footnotes (1)

Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units. These shares are represented by restricted stock units. Includes 42.159 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2025. Includes restricted stock units.

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Form 4 Insider Transactions: What Each Field Means →

03/18/2026 - 05:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lumsden Ryan

(Last)

(First)

(Middle)

260 INTERSTATE NORTH CIRCLE S.E.

(Street)

ATLANTA

GEORGIA

30339

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Pres. Global Housing

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/16/2026		A		2,189⁽¹⁾	A	$0	18,044.299	D
Common Stock	03/16/2026		F		1,033⁽²⁾	D	$222.15	17,011.299	D
Common Stock	03/16/2026		A		844⁽³⁾	A	$0	17,855.299⁽⁴⁾⁽⁵⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle.

2. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units.

3. These shares are represented by restricted stock units.

4. Includes 42.159 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2025.

5. Includes restricted stock units.

	/s/ Anne Holman, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Assurant (AIZ) executive Ryan Lumsden report in this Form 4?

Ryan Lumsden reported stock-based compensation and related tax withholding. He received common shares from performance share unit vesting and awards, while some shares were withheld to satisfy tax obligations rather than sold in the open market.

How many Assurant (AIZ) shares did Ryan Lumsden acquire in the latest grant?

Ryan Lumsden acquired 2,189 shares from performance share units and 844 additional awarded shares. These grants reflect stock-based compensation, not open-market purchases, and are tied partly to relative performance during Assurant’s 2023–2025 performance cycle.

Why were 1,033 Assurant (AIZ) shares disposed of at $222.15 in this filing?

The 1,033 shares were withheld to cover tax obligations upon the March 16, 2026 vesting of performance share units and restricted stock units. This is a tax-withholding disposition, not a discretionary sale into the market by the executive.

How many Assurant (AIZ) shares does Ryan Lumsden hold after these transactions?

After the reported grants and tax withholding, Ryan Lumsden directly holds 17,855.299 shares of Assurant common stock. This total includes restricted stock units and 42.159 shares acquired through the company’s amended and restated 2004 employee stock purchase plan.

What performance period do the Assurant (AIZ) PSUs in this Form 4 relate to?

The performance share units that vested and generated 2,189 common shares are based on relative performance achieved during Assurant’s 2023–2025 performance cycle. The number of shares issued reflects the company’s performance against the predefined PSU metrics for that period.

Are the Assurant (AIZ) transactions by Ryan Lumsden market buys or sells?

The transactions reflect stock awards and tax withholding, not open-market trades. Shares were granted at no purchase price as compensation, and a portion was automatically withheld to satisfy tax liabilities associated with PSU and restricted stock unit vesting.