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ASSURANT, INC. (AIZ) SEC Filings, Aug-Oct 2025

AIZ NYSE

Welcome to our dedicated page for ASSURANT SEC filings (Ticker: AIZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Assurant, Inc. filings document formal disclosures for a global protection company organized around Global Lifestyle and Global Housing. Current 8-K reports furnish quarterly and annual operating results, outlook materials and non-GAAP reconciliations, with segment commentary tied to connected-device programs, extended service contracts, housing insurance and reportable catastrophe effects.

Proxy and material-event filings cover board composition, committee assignments, executive-officer changes, director compensation, equity incentive arrangements and shareholder voting matters. Capital-structure disclosures include common stock traded as AIZ, listed subordinated notes traded as AIZN, senior note issuances, indenture terms and use-of-proceeds disclosures.

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Dimitry DiRienzo, an officer of Assurant, Inc. (AIZ), reported a transaction on 10/01/2025 on Form 4. The filing shows a sale-related transaction (code F) involving common stock at a price of $217.48 per share. Following the reported transaction the filing lists 2,991 shares beneficially owned. The filing also notes that the reported total includes restricted stock units.

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Assurant, Inc. reporting officer initial ownership: This Form 3 shows Subhashish Sengupta, EVP and Chief People Officer, beneficially owns 3,114.014 shares of Assurant common stock directly (including restricted stock units) and 920.12 shares indirectly via the Assurant 401(k) Plan as of June 30, 2025. The filing date for the event requiring the statement is 09/15/2025 and the form is signed on 09/22/2025.

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Assurant, Inc. officer Ryan Lumsden reported initial beneficial ownership of 15,813.14 shares of Assurant common stock, recorded as including restricted stock units. The Form 3 discloses Lumsden's role as EVP, President, Global Housing and the event date triggering the filing as 09/15/2025. The filing was executed by an attorney-in-fact, Lisa Shahon, with a signature date of 09/22/2025. Ownership is reported as direct, and no derivative securities or additional transactions are listed on the form. This is an initial Section 16 filing notifying the market of an officer's equity stake in the company.

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Assurant, Inc. (AIZ) Form 144 notice reports a proposed sale of 18,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $3,936,420.00 and approximately 50,459,211 shares outstanding. The filer states the shares were acquired on 03/16/2022 as RSUs & PSUs from the issuer. The proposed approximate date of sale is 08/29/2025. The filing indicates there were no securities sold by the filer in the past three months. The notice contains the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

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Assurant, Inc. filed a Current Report on Form 8-K reporting a material event related to a securities offering and related documents. The filing references a previously filed S-3 Registration Statement (No. 333-276645) and a prospectus supplement, and notes an Underwriting Agreement dated August 14, 2025. It incorporates an Indenture dated March 28, 2013 and a First Supplemental Indenture dated February 28, 2023. The company included a Form of 5.550% Senior Notes due 2036, legal opinion and consent of Davis Polk & Wardwell LLP, and a news release dated August 18, 2025. The report is signed by Jay Rosenblum, Executive Vice President and Chief Legal Officer.

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Assurant, Inc. prospectus supplement (424B5) discloses terms and capital structure details for offered Notes and related legal, tax and procedural provisions. The document states interest on the Notes is payable semi-annually on February 15 and August 15, beginning February 15, 2026. As of June 30, 2025, the company had approximately $1.4 billion of outstanding senior indebtedness. The prospectus shows a total principal amount of offered Notes of $300,000,000, with a stated interest metric of 0.650% producing $1,950,000 noted as “Paid by us.” The filing reiterates that periodic reports are available on www.assurant.com and highlights tax and compliance guidance for Non-U.S. Holders, ERISA-covered plans, book-entry versus non-global securities procedures, and resale restrictions in certain jurisdictions such as Japan.

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Jay Rosenblum, EVP and CLO of Assurant, Inc. (AIZ), reported a sale of 3,900 shares of Assurant common stock on 08/12/2025 at a weighted average price of $208.5273. The filing notes the shares were sold in multiple transactions at prices ranging from $208.1150 to $208.8050, and that the reporting person will provide details on the number of shares sold at each price if requested. Following the reported sale, Rosenblum’s beneficial ownership of Assurant common stock is 7,875 shares, which the filing states includes restricted stock units. The Form 4 discloses only non-derivative activity; no options, puts, calls, or other derivative transactions are reported in this filing.

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Assurant, Inc. is offering a new series of senior unsecured notes and intends to use the net proceeds to redeem all of its outstanding $175.0 million aggregate principal amount of 6.10% Senior Notes due 2026, to pay related premiums, fees and expenses, and for general corporate purposes. The Notes will be senior unsecured obligations ranking equally with Assurant's other senior unsecured debt and will be issued in denominations of $2,000 and multiples of $1,000.

The company reports financial metrics as of June 30, 2025: $35.5 billion in total assets, debt to total capital of 27.5%, approximately $1.4 billion of outstanding senior indebtedness, total outstanding indebtedness of approximately $2.1 billion, $1,486.7 million in cash and cash equivalents, and $500.0 million available under its revolving credit facility. The Notes are a new issue with no current public market and will not be listed on an exchange.

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Dimitry DiRienzo, an officer of Assurant, Inc. (AIZ) serving as SVP, CAO and Controller, reported a sale of common stock on 08/08/2025. The filing shows a disposition of 950 shares at a reported price of $204.955 per share. After this transaction he beneficially owns 3,135 shares directly; the filing notes those holdings include restricted stock units. The report documents the specific insider sale and the remaining ownership position without providing further context or explanation.

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Assurant, Inc. announced that Michael P. Campbell will become Executive Vice President, Chief Operating Officer, effective September 15, 2025. Mr. Campbell has been with Assurant since 2006 and has held senior roles including Executive Vice President and President, Global Housing, and prior leadership of lender-placed, flood and specialty property businesses.

The company disclosed Mr. Campbell's pay package: an annual base salary of $620,000 (pro-rated from the effective date); a 2025 target annual bonus opportunity equal to 100% of his pro-rated base salary; a 2026 long-term incentive target equal to 300% of his adjusted annual base salary; and a one-time equity top-off award with a grant date value of approximately $750,000 to be granted on October 1, 2025 (25% restricted stock units and 75% performance stock units under the company plan). The filing attaches a news release as Exhibit 99.1 and is signed by the company secretary.

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FAQ

How many ASSURANT (AIZ) SEC filings are available on StockTitan?

StockTitan tracks 74 SEC filings for ASSURANT (AIZ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ASSURANT (AIZ)?

The most recent SEC filing for ASSURANT (AIZ) was filed on October 3, 2025.