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Alight (NYSE: ALIT) CTO relinquishes 4,383 shares to cover RSU tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alight, Inc. Chief Technology Officer reports routine tax withholding transaction. On January 15, 2026, CTO Duggirala Deepika had 4,383 shares of Alight Class A common stock withheld at $1.59 per share. These shares were relinquished to the company to cover federal and state tax obligations arising from the vesting of previously granted restricted stock units.

After this tax-related withholding, the reporting person beneficially owned 272,329 shares of Class A common stock, which includes restricted stock units scheduled to vest in the future. The filing characterizes this as a disposition of shares solely in exchange for the issuer’s agreement to satisfy the related tax withholding obligations.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duggirala Deepika

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/15/2026 F 4,383(1) D $1.59 272,329(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed this Form 4 for Alight, Inc. (ALIT)?

The Form 4 was filed for Duggirala Deepika, who serves as Chief Technology Officer of Alight, Inc..

What transaction did the Alight (ALIT) CTO report on January 15, 2026?

The CTO reported a transaction on January 15, 2026 in which 4,383 shares of Alight Class A common stock were withheld and relinquished to the company at $1.59 per share to cover tax liabilities from vesting restricted stock units.

Why were 4,383 Alight (ALIT) shares disposed of in this Form 4?

According to the footnote, the 4,383 shares represent stock withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units, and were cancelled in exchange for the issuer paying the related federal and state tax withholding obligations.

How many Alight (ALIT) shares does the CTO beneficially own after this transaction?

Following the reported transaction, the CTO beneficially owned 272,329 shares of Alight Class A common stock, including restricted stock units scheduled to vest in the future.

Is this Alight (ALIT) Form 4 transaction a direct or indirect holding?

The Form 4 indicates the holdings are direct, as shown by the ownership form code "D" in the table.

What do the footnotes in this Alight (ALIT) Form 4 explain?

The first footnote explains that the disposed shares were withheld and cancelled to satisfy the reporting person’s tax withholding obligations from RSU vesting. The second footnote clarifies that the post-transaction total includes restricted stock units that are scheduled to vest in the future.
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United States
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