STOCK TITAN

[Form 4] Alight, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Insider grant recorded: Alight, Inc. (ALIT) reporting person David Allen Essary, Chief Strategy Officer, was granted 198,087 restricted stock units (RSUs) on 08/15/2025. The RSUs were issued at no cash price ($0) and are scheduled to vest in approximately three equal installments on 08/15/2026, 08/15/2027, and 08/15/2028. Following the grant, Essary beneficially owns 198,087 shares (direct ownership).

The Form 4 was filed as a single reporting person filing and was executed on behalf of the reporting person by an attorney-in-fact on 08/18/2025. The filing discloses the nature of the award and vesting schedule but contains no cash consideration, exercises, dispositions, or derivative transactions.

Concessione a un insider registrata: Alight, Inc. (ALIT), persona che segnala David Allen Essary, Chief Strategy Officer, ha ricevuto in data 15/08/2025 198.087 unità azionarie vincolate (RSU). Le RSU sono state assegnate senza alcun corrispettivo in denaro ($0) e dovrebbero maturare in circa tre tranche uguali il 15/08/2026, il 15/08/2027 e il 15/08/2028. Dopo la concessione, Essary detiene beneficiariamente 198.087 azioni (posizione diretta).

Il Modulo 4 è stato presentato come dichiarazione di una singola persona che segnala ed è stato sottoscritto per conto del dichiarante da un procuratore il 18/08/2025. La comunicazione indica la natura dell'assegnazione e il piano di maturazione, ma non segnala compensi in contanti, esercizi, cessioni o operazioni su strumenti derivati.

Concesión a un insider registrada: Alight, Inc. (ALIT), persona informante David Allen Essary, Chief Strategy Officer, recibió el 15/08/2025 198.087 unidades de acciones restringidas (RSU). Las RSU se emitieron sin pago en efectivo ($0) y están programadas para consolidarse en aproximadamente tres cuotas iguales el 15/08/2026, el 15/08/2027 y el 15/08/2028. Tras la concesión, Essary posee beneficiariamente 198.087 acciones (propiedad directa).

El Formulario 4 se presentó como una declaración de una sola persona informante y fue firmado en nombre del informante por un apoderado el 18/08/2025. La presentación revela la naturaleza del incentivo y el calendario de consolidación, pero no incluye consideración en efectivo, ejercicio, enajenaciones ni transacciones de derivados.

임원 보상 부여 신고: Alight, Inc. (ALIT) 보고자 David Allen Essary(Chief Strategy Officer)는 2025-08-15198,087 제한부주식단위(RSU)를 부여받았습니다. 해당 RSU는 현금 대가 없이($0) 지급되었으며, 약 세 차례에 걸쳐 동일 비율로 2026-08-15, 2027-08-15, 2028-08-15에 취득(베스팅)될 예정입니다. 부여 이후 Essary는 198,087주를 실질적으로 보유하고 있습니다(직접 소유).

Form 4는 단일 보고자 제출로 파일되었고 2025-08-18에 보고자를 대리한 위임인에 의해 서명·제출되었습니다. 제출서에는 보상 성격과 베스팅 일정이 기재되어 있으나 현금 대가, 행사, 처분 또는 파생상품 거래는 포함되어 있지 않습니다.

Attribution à un initié enregistrée : Alight, Inc. (ALIT), personne déclarante David Allen Essary, Chief Strategy Officer, s'est vu attribuer le 15/08/2025 198 087 unités d'actions restreintes (RSU). Les RSU ont été émises sans contrepartie en espèces (0 $) et devraient être acquises en environ trois versements égaux le 15/08/2026, le 15/08/2027 et le 15/08/2028. Après l'attribution, Essary détient à titre bénéficiaire 198 087 actions (possession directe).

Le formulaire 4 a été déposé en tant que déclaration d'une seule personne déclarante et a été signé pour le compte du déclarant par un mandataire le 18/08/2025. Le dépôt précise la nature de l'attribution et le calendrier d'acquisition, mais ne fait état d'aucune contrepartie en espèces, d'exercices, de cessions ni d'opérations sur dérivés.

Erfasste Insider-Zuweisung: Alight, Inc. (ALIT), meldende Person David Allen Essary, Chief Strategy Officer, erhielt am 15.08.2025 198.087 Restricted Stock Units (RSUs). Die RSUs wurden ohne Barzahlung ($0) gewährt und sollen in etwa drei gleichen Raten am 15.08.2026, 15.08.2027 und 15.08.2028 vesten. Nach der Zuweisung besitzt Essary wirtschaftlich 198.087 Aktien (direkter Besitz).

Das Formular 4 wurde als Einzeltmeldung eingereicht und am 18.08.2025 im Namen der meldenden Person von einem Bevollmächtigten unterzeichnet. Die Einreichung nennt die Art der Gewährung und den Vesting-Plan, enthält jedoch keine Barvergütung, Ausübungen, Veräußerungen oder Derivatgeschäfte.

Positive
  • Clear disclosure of a time-based equity award with explicit vesting dates
  • Grant is non-cash (issued at $0), indicating standard employee compensation rather than a purchase
Negative
  • None.

Insights

TL;DR: A standard executive restricted stock unit grant of 198,087 RSUs to the Chief Strategy Officer, vesting over three years; immaterial to immediate market liquidity.

The award is recorded as a zero-price grant of 198,087 RSUs on 08/15/2025 with vesting in three equal installments on 08/15/2026, 08/15/2027, and 08/15/2028. This is a non-cash, time-based equity award that increases the reporting person's future potential share count but does not represent an immediate sale or purchase. The filing contains no derivative transactions or dispositions and was filed by one reporting person.

TL;DR: Typical insider compensation disclosure showing a time-based RSU grant; governance standard disclosure with clear vesting schedule.

The Form 4 provides required transparency on an executive equity grant: identity of reporting person (Chief Strategy Officer), grant size (198,087 RSUs), grant date (08/15/2025), and explicit vesting dates over three years. The document is procedural and meets Section 16 reporting requirements; it does not indicate accelerated vesting, transfers, or hedging arrangements.

Concessione a un insider registrata: Alight, Inc. (ALIT), persona che segnala David Allen Essary, Chief Strategy Officer, ha ricevuto in data 15/08/2025 198.087 unità azionarie vincolate (RSU). Le RSU sono state assegnate senza alcun corrispettivo in denaro ($0) e dovrebbero maturare in circa tre tranche uguali il 15/08/2026, il 15/08/2027 e il 15/08/2028. Dopo la concessione, Essary detiene beneficiariamente 198.087 azioni (posizione diretta).

Il Modulo 4 è stato presentato come dichiarazione di una singola persona che segnala ed è stato sottoscritto per conto del dichiarante da un procuratore il 18/08/2025. La comunicazione indica la natura dell'assegnazione e il piano di maturazione, ma non segnala compensi in contanti, esercizi, cessioni o operazioni su strumenti derivati.

Concesión a un insider registrada: Alight, Inc. (ALIT), persona informante David Allen Essary, Chief Strategy Officer, recibió el 15/08/2025 198.087 unidades de acciones restringidas (RSU). Las RSU se emitieron sin pago en efectivo ($0) y están programadas para consolidarse en aproximadamente tres cuotas iguales el 15/08/2026, el 15/08/2027 y el 15/08/2028. Tras la concesión, Essary posee beneficiariamente 198.087 acciones (propiedad directa).

El Formulario 4 se presentó como una declaración de una sola persona informante y fue firmado en nombre del informante por un apoderado el 18/08/2025. La presentación revela la naturaleza del incentivo y el calendario de consolidación, pero no incluye consideración en efectivo, ejercicio, enajenaciones ni transacciones de derivados.

임원 보상 부여 신고: Alight, Inc. (ALIT) 보고자 David Allen Essary(Chief Strategy Officer)는 2025-08-15198,087 제한부주식단위(RSU)를 부여받았습니다. 해당 RSU는 현금 대가 없이($0) 지급되었으며, 약 세 차례에 걸쳐 동일 비율로 2026-08-15, 2027-08-15, 2028-08-15에 취득(베스팅)될 예정입니다. 부여 이후 Essary는 198,087주를 실질적으로 보유하고 있습니다(직접 소유).

Form 4는 단일 보고자 제출로 파일되었고 2025-08-18에 보고자를 대리한 위임인에 의해 서명·제출되었습니다. 제출서에는 보상 성격과 베스팅 일정이 기재되어 있으나 현금 대가, 행사, 처분 또는 파생상품 거래는 포함되어 있지 않습니다.

Attribution à un initié enregistrée : Alight, Inc. (ALIT), personne déclarante David Allen Essary, Chief Strategy Officer, s'est vu attribuer le 15/08/2025 198 087 unités d'actions restreintes (RSU). Les RSU ont été émises sans contrepartie en espèces (0 $) et devraient être acquises en environ trois versements égaux le 15/08/2026, le 15/08/2027 et le 15/08/2028. Après l'attribution, Essary détient à titre bénéficiaire 198 087 actions (possession directe).

Le formulaire 4 a été déposé en tant que déclaration d'une seule personne déclarante et a été signé pour le compte du déclarant par un mandataire le 18/08/2025. Le dépôt précise la nature de l'attribution et le calendrier d'acquisition, mais ne fait état d'aucune contrepartie en espèces, d'exercices, de cessions ni d'opérations sur dérivés.

Erfasste Insider-Zuweisung: Alight, Inc. (ALIT), meldende Person David Allen Essary, Chief Strategy Officer, erhielt am 15.08.2025 198.087 Restricted Stock Units (RSUs). Die RSUs wurden ohne Barzahlung ($0) gewährt und sollen in etwa drei gleichen Raten am 15.08.2026, 15.08.2027 und 15.08.2028 vesten. Nach der Zuweisung besitzt Essary wirtschaftlich 198.087 Aktien (direkter Besitz).

Das Formular 4 wurde als Einzeltmeldung eingereicht und am 18.08.2025 im Namen der meldenden Person von einem Bevollmächtigten unterzeichnet. Die Einreichung nennt die Art der Gewährung und den Vesting-Plan, enthält jedoch keine Barvergütung, Ausübungen, Veräußerungen oder Derivatgeschäfte.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Essary David Allen

(Last) (First) (Middle)
320 SOUTH CANAL STREET
50TH FLOOR

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Strategy Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 A 198,087(1) A $0 198,087(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units scheduled to vest in approximately three equal installments on August 15, 2026, August 15, 2027, and August 15, 2028.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 filed for ALIT disclose?

The filing discloses a grant of 198,087 RSUs to David Allen Essary on 08/15/2025, issued at $0 with vesting in three equal installments on 08/15/2026, 08/15/2027, and 08/15/2028.

Who is the reporting person on the ALIT Form 4?

The reporting person is David Allen Essary, identified as Chief Strategy Officer and a director.

Does the Form 4 show any sales or purchases of ALIT shares?

No. The Form 4 reports a grant of RSUs at $0 and does not show any dispositions or purchases.

How many shares does Essary beneficially own after the reported transaction?

The filing reports beneficial ownership of 198,087 shares following the grant.

When was the Form 4 filed/executed?

The Form 4 lists the transaction date as 08/15/2025 and was signed by an attorney-in-fact on 08/18/2025.
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