Alkami director Steven Mitchell acquires 490-share award

Q: How many ALKT shares did Steven R. Mitchell acquire?

Steven R. Mitchell acquired 490 shares of Alkami Technology, Inc. common stock as an award on October 5, 2026. He elected to defer receipt under the 2021 Incentive Award Plan.

Q: Who held the 2,521,611 ALKT shares reported with Mitchell?

ARG Private Equity II, LLC held 2,521,611 shares as of October 5, 2026. Mitchell serves as an adviser to the LLC and may be deemed to have beneficial ownership, but disclaims beneficial ownership except to the extent of his pecuniary interest.

Alkami Technology, Inc. (ALKT) director Steven R. Mitchell acquired 490 common shares as an award on October 5, 2026, and elected to defer receipt under the 2021 Incentive Award Plan.

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Rhea-AI Filing Summary

Alkami Technology, Inc. (ALKT) director Steven R. Mitchell acquired 490 common shares as an award on October 5, 2026, and elected to defer receipt under the 2021 Incentive Award Plan. His direct holdings following the transaction on October 5, 2026, were 98,516 shares.

Separately, ARG Private Equity II, LLC held 2,521,611 shares as of October 5, 2026. Mitchell serves as an adviser to the LLC and may be deemed to have beneficial ownership, but disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 490 shares

Grant/Award 2 txns

Insider Mitchell Steven R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	490	$0.00	$0.00
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 98,516 shares (Direct); Common Stock — 2,521,611 shares (Indirect, See footnote)

Footnotes (2)

F1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
F2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Key Figures

Awarded shares: 490 shares Direct shares following transaction: 98,516 shares ARG Private Equity II, LLC-held shares: 2,521,611 shares

3 metrics

Awarded shares 490 shares Award acquisition on October 5, 2026

Direct shares following transaction 98,516 shares As of October 5, 2026

ARG Private Equity II, LLC-held shares 2,521,611 shares Held as of October 5, 2026

Key Terms

2021 Incentive Award Plan, beneficial ownership, pecuniary interest

3 terms

2021 Incentive Award Plan financial

"defer receipt of these shares under the terms of the 2021 Incentive Award Plan"

beneficial ownership financial

"may be deemed to have beneficial ownership of the shares held by APE II"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALKT shares did Steven R. Mitchell acquire?

Steven R. Mitchell acquired 490 shares of Alkami Technology, Inc. common stock as an award on October 5, 2026. He elected to defer receipt under the 2021 Incentive Award Plan.

How many ALKT shares did Steven R. Mitchell hold directly after the award?

Mitchell's reported direct holdings following the transaction were 98,516 shares on October 5, 2026.

Who held the 2,521,611 ALKT shares reported with Mitchell?

ARG Private Equity II, LLC held 2,521,611 shares as of October 5, 2026. Mitchell serves as an adviser to the LLC and may be deemed to have beneficial ownership, but disclaims beneficial ownership except to the extent of his pecuniary interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/07/2026 - 05:18 PM Accepted by SEC EDGAR 10/07/2026 - 05:18 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mitchell Steven R

(Last)

(First)

(Middle)

C/O ARGONAUT PRIVATE EQUITY

7030 S. YALE AVE., STE. 810

(Street)

TULSA

OKLAHOMA

74136

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/05/2026		A		490⁽¹⁾	A	$0	98,516	D
Common Stock								2,521,611	I	See footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR