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Allison Transmission Holdings (ALSN) SEC Filings, Feb-Mar 2026

ALSN NYSE

Allison Transmission Holdings, Inc. filings document the operating results, governance, capital structure and material events of a NYSE-listed manufacturer of fully automatic transmissions and off-highway drive and motion systems. Form 8-K reports cover quarterly and annual financial results, investor presentation materials, dividend and capital allocation disclosures, and material agreements involving credit facilities and financing arrangements.

Allison's proxy and annual-meeting filings describe board elections, auditor ratification, advisory executive-compensation votes, corporate responsibility and sustainability disclosures, board composition, and compensation plans. The company's filings also identify its common stock, listed under ALSN, and provide formal disclosure around shareholder voting matters, executive severance arrangements and the completed expansion of its off-highway business.

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Allison Transmission Holdings, Inc. filed an amended Form 8‑K to add detailed financial information for its acquisition of Dana Incorporated’s off‑highway business. The Dana Business was bought for $2.732 billion, funded with cash on hand and debt financing.

The amendment supplies audited combined financial statements of the Dana Business for 2023 and 2024 and unaudited interim results through September 30, 2025, plus unaudited pro forma combined results for Allison showing the deal’s impact. In 2024, the Dana Business generated $2.696 billion in net sales and $205 million in net income.

The Dana Business also restated its 2023 and 2024 cash flow statements to correct a foreign‑currency translation error that only affected cash flow classifications, not net income, total equity, or the balance sheet. Independent auditors issued an unqualified opinion on the restated financials.

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Allison Transmission Holdings chief legal officer Eric C. Scroggins reported an open-market sale of 1,313 shares of common stock at $114.40 per share on March 9, 2026.

After this transaction, he directly holds 17,654 Allison Transmission common shares, indicating a relatively small portion of his stake was sold.

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Allison Transmission Holdings Inc. submitted a Form 144 reporting a proposed sale of 1,313 shares of Common Stock.

The notice lists vested equity awards as the source: 256 shares from a performance share unit vesting on 02/28/2024, 272 shares from an RSU vesting on 02/22/2025, and 785 shares from an RSU vesting on 02/23/2025.

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Allison Transmission Holdings Inc. filed a Form 144 reporting proposed sales of Common Stock totaling 3,943 shares tied to a 02/28/2026 vesting of performance share units under the issuer's equity compensation plan. The filing also reports a prior sale of 1,178 shares on 02/25/2026.

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Allison Transmission Holdings Inc Chair, President and CEO David S. Graziosi exercised 78,893 Performance Stock Units on February 28, 2026, converting them into the same number of common shares at a stated price of $0.00 per share.

The company then withheld 34,713 common shares at $125.30 per share to cover tax obligations related to the PSU vesting. After these transactions, Graziosi directly owned 304,843 shares of Allison common stock.

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Allison Transmission Holdings Inc executive Bohley G Frederick reported equity compensation activity involving performance stock units and common shares. On February 28, 2026, he exercised 17,101 performance stock units, converting them into 17,101 shares of common stock at a stated price of $0.00 per share.

A separate transaction on the same date shows 7,580 common shares disposed of at $125.30 per share to cover tax withholding obligations upon PSU vesting. After these transactions, he directly owned 112,585 common shares, with an additional 360 shares held indirectly by his spouse.

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Allison Transmission Holdings Inc chief legal officer Eric C. Scroggins reported equity award activity involving performance stock units and common shares. On February 28, 2026, he settled 5,448 performance stock units, receiving the same number of common shares at a stated price of $0.0000 per share.

On the same date, 1,598 common shares were withheld at $125.30 per share to cover tax obligations tied to the vesting of these performance-based restricted stock units. After these transactions, Scroggins directly owned 18,967 common shares of Allison Transmission Holdings Inc.

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Allison Transmission Holdings submitted a Form 144 reporting an intended sale by an affiliate and recent equity vestings. The filing records a sale of 1,791 common shares on 12/31/2025 for $176,932.89. The filing also lists restricted stock unit vestings of 466, 951, and 1,286 shares on 02/19/2026, 02/21/2026, and 02/22/2026, respectively.

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Mell Scott A reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc reported that its CFO and Treasurer, Mell Scott A, received a grant of 8,947 restricted stock units (RSUs) on February 25, 2026. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest in three equal annual installments beginning on February 25, 2027, meaning the award will be delivered over time as continued service-based conditions are met.

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Price Michael Craig reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc reported that officer Michael Craig Price received a grant of 5,302 restricted stock units (RSUs) on February 25, 2026. Each RSU represents a right to receive one share of Allison Transmission common stock if vesting conditions are met.

The RSUs vest in three equal annual installments beginning on February 25, 2027, which means the award will be delivered over time as long-term equity compensation. After this grant, Price holds 5,302 RSUs directly, reflecting a standard equity incentive rather than an open-market stock purchase or sale.

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FAQ

How many Allison Transmission Holdings (ALSN) SEC filings are available on StockTitan?

StockTitan tracks 158 SEC filings for Allison Transmission Holdings (ALSN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Allison Transmission Holdings (ALSN)?

The most recent SEC filing for Allison Transmission Holdings (ALSN) was filed on March 13, 2026.