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AlTi Global (NASDAQ: ALTI) CFO logs RSU disposition and Class A share acquisition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. Chief Financial Officer Michael W. Harrington reported offsetting equity awards involving restricted stock units (RSUs) and Class A Common Stock. He disposed of 27,088.83 RSUs in a transaction coded as a disposition to the issuer at a stated price of $0.00 per unit, leaving 54,177.66 RSUs directly held after the transaction. On the same date, he acquired 27,088.83 shares of Class A Common Stock through an exercise or conversion of derivative securities, also at a stated price of $0.00 per share, resulting in direct ownership of 27,088.83 Class A shares. Each RSU represents a contingent right to receive one share of Class A Common Stock, and the RSUs referenced in the footnote vest in three equal annual installments beginning on February 15, 2026.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harrington Michael W

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/15/2026 M 27,088.83 A $0(1) 27,088.83 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 D 27,088.83 (2) (2) Class A Common Stock 27,088.83 $0 54,177.66 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.
2. The RSUs vest in three equal annual installments beginning February 15, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AlTi Global (ALTI) CFO Michael W. Harrington report?

Michael W. Harrington reported two offsetting equity transactions: a disposition of 27,088.83 restricted stock units back to the issuer and an acquisition of 27,088.83 Class A Common Stock shares via derivative exercise, both dated February 15, 2026 and priced at $0.00 per unit.

How many AlTi Global (ALTI) restricted stock units does the CFO hold after this Form 4?

After the reported disposition, Michael W. Harrington directly holds 54,177.66 restricted stock units. Each RSU represents a contingent right to receive one share of AlTi Global, Inc.’s Class A Common Stock, subject to the vesting schedule described in the filing’s footnotes.

How many AlTi Global (ALTI) Class A shares did the CFO obtain in this filing?

The CFO acquired 27,088.83 shares of AlTi Global, Inc. Class A Common Stock through an exercise or conversion of derivative securities. This transaction increased his directly held Class A share balance to 27,088.83 following the transaction, as disclosed in the Form 4 details.

What does the disposition of AlTi Global (ALTI) RSUs by the CFO represent?

The filing labels the RSU transaction as a disposition to the issuer involving 27,088.83 restricted stock units at a stated price of $0.00 per unit. This reduces the reported RSU balance while corresponding Class A shares were acquired through a derivative exercise on the same date.

What is the vesting schedule of AlTi Global (ALTI) RSUs mentioned in the footnotes?

According to the footnotes, each restricted stock unit represents a contingent right to receive one Class A share, and these RSUs vest in three equal annual installments beginning on February 15, 2026. Vesting must occur before the underlying Class A Common Stock is actually delivered.

Are the AlTi Global (ALTI) CFO’s reported transactions open-market buys or sells?

The transactions are coded as a disposition to the issuer and an exercise or conversion of derivative securities, both at a stated price of $0.00. The data does not characterize them as open-market purchases or sales, but as equity award-related movements with the issuer.
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