STOCK TITAN

AlTi Global (ALTI) accounting officer reports RSU conversions into Class A stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc.’s Principal Accounting Officer, Patrick T. Keenan, reported several equity award-related transactions in Class A Common Stock and restricted stock units on February 15, 2026. The filing shows dispositions of restricted stock units back to the issuer paired with corresponding acquisitions of Class A shares through exercises or conversions of derivative securities at a stated price of $0.00 per share.

Following these transactions, Keenan directly held 15,988.47 shares of Class A Common Stock. Footnotes explain that each restricted stock unit represents a contingent right to receive one Class A share and that different RSU awards vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keenan Patrick T.

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/15/2026 M 3,166.23 A $0(1) 9,779.3 D
Class A Common Stock 02/15/2026 M 1,242.94 A $0(1) 11,022.24 D
Class A Common Stock 02/15/2026 M 4,966.23 A $0(1) 15,988.47 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 D 3,166.23 (2) (2) Class A Common Stock 3,166.23 $0 6,332.45 D
Restricted Stock Units (1) 02/15/2026 D 1,242.94 (3) (3) Class A Common Stock 1,242.94 $0 1,242.94 D
Restricted Stock Units (1) 02/15/2026 D 4,966.23 (4) (4) Class A Common Stock 4,966.23 $0 0 D
Explanation of Responses:
1. 1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.
2. 2. The RSUs vest in three equal annual installments beginning February 15, 2026.
3. The RSUs vest in three equal annual installments beginning February 15, 2025.
4. The RSUs vest in three equal annual installments beginning February 15, 2024.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AlTi Global (ALTI) report for Patrick T. Keenan?

AlTi Global’s Principal Accounting Officer, Patrick T. Keenan, reported dispositions of restricted stock units back to the issuer and matching acquisitions of Class A Common Stock on February 15, 2026. These were equity award-related transactions at a stated price of $0.00 per share.

How many AlTi Global (ALTI) Class A shares does Patrick T. Keenan hold after this Form 4?

After the reported transactions, Patrick T. Keenan directly holds 15,988.47 shares of AlTi Global Class A Common Stock. This figure comes from the share balance shown after the final acquisition transaction reported on the Form 4 dated February 15, 2026.

What do the restricted stock units (RSUs) represent in AlTi Global (ALTI)’s Form 4?

Each restricted stock unit represents a contingent right to receive one share of AlTi Global’s Class A Common Stock. The Form 4 footnotes clarify that these RSUs convert into Class A shares upon vesting according to the relevant vesting schedules described in the filing.

What are the vesting schedules for AlTi Global (ALTI) RSUs reported by Patrick T. Keenan?

The RSUs reported for Patrick T. Keenan vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026. Each award’s specific start date is listed in the Form 4 footnotes describing its vesting terms.

Were AlTi Global (ALTI) shares in this Form 4 bought or sold on the open market?

The transactions were not reported as open-market buys or sells. They are coded as dispositions of restricted stock units to the issuer and exercises or conversions of derivative securities into Class A Common Stock at a stated price of $0.00 per share.

What is Patrick T. Keenan’s role at AlTi Global (ALTI) mentioned in the Form 4?

Patrick T. Keenan is identified as an officer of AlTi Global, serving as the Principal Accounting Officer. This role is specified in the reporting person details section of the Form 4 that discloses his equity award-related transactions in the company’s securities.
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