STOCK TITAN

ALTI Insider Activity: 30.7k RSU Award to Director Nazim Cetin

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 overview: On 06/19/2025, AlTi Global, Inc. (ticker: ALTI) filed a Form 4 reporting that independent director Nazim Cetin received an equity award of 30,732.266 Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of Class A common stock once vested. The award was granted at no cost (exercise price $0) and is held directly by the reporting person.

Vesting terms: The RSUs vest in full on the earlier of (i) the business day immediately prior to AlTi’s 2026 annual general meeting or (ii) 30 June 2026. Until vesting, the shares are not deliverable and can be forfeited under certain conditions typical of director service awards.

Post-transaction ownership: Following the grant, Mr. Cetin beneficially owns exactly 30,732.266 Class A shares, implying that this is either his first equity award since joining the board or that prior holdings were NIL. No shares were disposed of, and there were no open-market purchases or sales.

Investor takeaways: The transaction is a routine component of director compensation and results in only minimal dilution (<0.1 % of basic shares outstanding based on ALTI’s latest filings). The award marginally strengthens insider alignment but has negligible financial impact on valuation, liquidity, or control structure.

Positive

  • Equity grant aligns director incentives with shareholder interests, supporting good governance practices.

Negative

  • None.

Insights

TL;DR: Routine director RSU grant; boosts alignment, no material dilution.

This Form 4 documents a standard equity retainer for director service. A single-tranche, time-based RSU grant aligns the director’s economic incentives with shareholders at de minimis dilution. The vesting schedule—through the 2026 AGM—encourages at least one full year of board service. Because the award is modest relative to ALTI’s float, it does not affect voting control or EPS in a meaningful way. Governance best practices are observed: the form is timely, signed by the attorney-in-fact, and no 10b5-1 safe-harbor box is checked, indicating the grant occurred outside an automatic plan. Overall impact on investors is neutral.

TL;DR: Neutral—insider receives 30.7k RSUs; valuation unchanged.

From a capital-markets standpoint, the issuance of ~30.7k new shares (when vested) represents less than one-tenth of one percent of ALTI’s likely >40 million share count and therefore carries no EPS or cash-flow implications. The absence of disposition activity suggests no bearish signal. Insider ownership growth is mildly positive for sentiment but not enough to influence trading dynamics. I classify the filing as not impactful for valuation models or near-term price targets.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cetin Nazim

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/19/2025 A 30,732.266 (2) (2) Class A Common Stock 30,732.266 $0 30,732.266 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AlTi Global (ALTI) shares did Director Nazim Cetin acquire?

He was granted 30,732.266 Restricted Stock Units, each convertible into one Class A share.

What is the vesting schedule for the RSUs granted to Nazim Cetin?

The RSUs vest in full on the earlier of the business day before the 2026 AGM or June 30 2026.

Did the Form 4 report any stock sales by the director?

No. The filing only discloses an RSU award; there were no dispositions.

What is the director's total beneficial ownership after this transaction?

Post-grant, Cetin beneficially owns exactly 30,732.266 Class A shares of ALTI.

Is this Form 4 filing likely to impact ALTI’s share price?

Given the small size of the award relative to shares outstanding, the filing is generally considered not price-impactful.
AlTi Global

NASDAQ:ALTI

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