Ameriprise Finl Inc SEC Filings

A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares. The shares are expected to be sold on the NYSE around 11/21/2025 through Wells Fargo Clearing Services, with an indicated aggregate market value of $676,060.50. The filing notes that 92,905,713 shares of this class were outstanding at the time of the notice.

The seller originally acquired these 1,500 common shares on 11/03/2011 as compensation from the issuer. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or future operations.

Ameriprise Financial Inc. director reports initial share ownership

Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership. The filing reports that she directly owns 200 shares of Ameriprise common stock. The ownership is listed as direct, with no derivative securities reported in the accompanying table.

Ameriprise Financial Inc. (AMP) filed a Form 13F Combination Report, indicating some holdings are reported by Ameriprise and others by additional managers. The filing lists 11,107 information table entries with an aggregate reported value of $435,386,868,269.

The report identifies 12 other included managers, such as Columbia Management Investment Advisers, LLC and Ameriprise Trust Co., reflecting Ameriprise’s multi-entity reporting structure for institutional investment holdings.

Ameriprise Financial (AMP) appointed Liane J. Pelletier to its Board of Directors, effective immediately, and named her to the Audit and Risk Committee.

She will participate in the outside director compensation program and is eligible for a pro rata portion of the $210,000 annual grant of deferred share units for service from November 12, 2025 through the 2026 annual meeting. The company disclosed no related-party transactions and noted no appointment arrangements.

Ameriprise Financial (AMP): Director Christopher J. Williams reported a Form 4 transaction dated 11/04/2025. He acquired 45.6305 phantom stock units (retainer deferral), each representing the right to receive one share of Ameriprise common stock, under the company’s Deferred Share Plan for Directors.

Following the transaction, he beneficially owned 3,766.2747 derivative securities, held directly.

Ameriprise Financial (AMP) director reported a routine insider transaction. On 11/04/2025, the reporting person acquired 69.1371 phantom stock units under a retainer deferral program. Each phantom stock unit represents the right to receive one share of Ameriprise common stock.

Following this transaction, derivative securities beneficially owned totaled 218.9429, held directly. The filing lists a price of derivative security of $452. Distributions are made per participant elections under the Ameriprise Financial Deferred Share Plan for Directors.

Ameriprise Financial (AMP): Schedule 13G/A filing reports that JPMorgan Chase & Co. beneficially owns 3,866,962 shares of Ameriprise common stock, representing 4.1% of the class as of 10/31/2025.

JPMorgan reports sole voting power over 3,429,484 shares and shared voting power over 25,774 shares. It has sole dispositive power over 3,861,045 shares and shared dispositive power over 5,887 shares. The filing is made on Schedule 13G/A, indicating the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Ameriprise Financial (AMP) filed a Form 8-K to furnish a press release announcing its financial results for the third quarter of 2025. The release is provided as Exhibit 99.1 and is dated October 30, 2025. The disclosure is made under Item 2.02: Results of Operations and Financial Condition, with Exhibit 104 referencing the cover page Inline XBRL data.