Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial's SEC filings reveal detailed information about one of the largest diversified financial services companies in the United States, spanning wealth management, asset management, and insurance operations. For investors analyzing complex financial institutions, these regulatory documents provide essential insights that summary news coverage cannot capture.
The company's 10-K annual reports break down performance across Advice & Wealth Management, Asset Management, and Retirement & Protection Solutions segments, letting you see which divisions drive profitability. Our AI summaries highlight segment revenue sources, margin trends, and competitive dynamics without requiring you to navigate hundreds of pages of accounting disclosures. Detailed footnotes reveal asset management fee structures, insurance product reserves, and the impact of regulatory changes on business operations.
Form 4 insider transaction filings track when executives and directors buy or sell Ameriprise shares, providing signals about management confidence in business prospects. Given the company's substantial compensation through equity grants, monitoring these transactions helps distinguish routine stock sales from potentially meaningful trading patterns. You can quickly identify whether insiders are accumulating or reducing positions.
10-Q quarterly reports with AI assistance reveal period-over-period trends in assets under management, advisor productivity metrics, and insurance policy sales. For a wealth management company, quarterly fluctuations in market valuations and client asset flows significantly impact revenue, making these filings valuable for understanding near-term business momentum beyond headline earnings numbers.
Proxy statements (DEF 14A) disclose executive compensation structures, board composition, and governance practices. Understanding how Ameriprise compensates leadership—through base salary, performance bonuses, and equity grants—reveals what metrics the board prioritizes and how management incentives align with shareholder interests.
Ameriprise Financial (AMP) director and reporting person Robert F. Sharpe Jr. reported a sale of 1,500 shares of Ameriprise common stock on 11/21/2025 at a price of $450.945 per share. After this transaction, he reports indirect beneficial ownership of 7,500 shares held by a trust for a family member, 202 shares held by his revocable trust, and 1,650 shares held by an irrevocable trust for a family member, as well as 3,625 shares held directly. The filing is on Form 4 and reflects a transaction by a company director.
A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares. The shares are expected to be sold on the NYSE around 11/21/2025 through Wells Fargo Clearing Services, with an indicated aggregate market value of $676,060.50. The filing notes that 92,905,713 shares of this class were outstanding at the time of the notice.
The seller originally acquired these 1,500 common shares on 11/03/2011 as compensation from the issuer. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or future operations.
Ameriprise Financial Inc. director reports initial share ownership
Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership. The filing reports that she directly owns 200 shares of Ameriprise common stock. The ownership is listed as direct, with no derivative securities reported in the accompanying table.
Ameriprise Financial Inc. (AMP) filed a Form 13F Combination Report, indicating some holdings are reported by Ameriprise and others by additional managers. The filing lists 11,107 information table entries with an aggregate reported value of $435,386,868,269.
The report identifies 12 other included managers, such as Columbia Management Investment Advisers, LLC and Ameriprise Trust Co., reflecting Ameriprise’s multi-entity reporting structure for institutional investment holdings.
Ameriprise Financial (AMP) appointed Liane J. Pelletier to its Board of Directors, effective immediately, and named her to the Audit and Risk Committee.
She will participate in the outside director compensation program and is eligible for a pro rata portion of the $210,000 annual grant of deferred share units for service from November 12, 2025 through the 2026 annual meeting. The company disclosed no related-party transactions and noted no appointment arrangements.
Ameriprise Financial (AMP): Director Christopher J. Williams reported a Form 4 transaction dated 11/04/2025. He acquired 45.6305 phantom stock units (retainer deferral), each representing the right to receive one share of Ameriprise common stock, under the company’s Deferred Share Plan for Directors.
Following the transaction, he beneficially owned 3,766.2747 derivative securities, held directly.
Ameriprise Financial (AMP) director reported a routine insider transaction. On 11/04/2025, the reporting person acquired 69.1371 phantom stock units under a retainer deferral program. Each phantom stock unit represents the right to receive one share of Ameriprise common stock.
Following this transaction, derivative securities beneficially owned totaled 218.9429, held directly. The filing lists a price of derivative security of
Ameriprise Financial (AMP): Schedule 13G/A filing reports that JPMorgan Chase & Co. beneficially owns 3,866,962 shares of Ameriprise common stock, representing 4.1% of the class as of 10/31/2025.
JPMorgan reports sole voting power over 3,429,484 shares and shared voting power over 25,774 shares. It has sole dispositive power over 3,861,045 shares and shared dispositive power over 5,887 shares. The filing is made on Schedule 13G/A, indicating the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Ameriprise Financial (AMP) filed a Form 8-K to furnish a press release announcing its financial results for the third quarter of 2025. The release is provided as Exhibit 99.1 and is dated October 30, 2025. The disclosure is made under Item 2.02: Results of Operations and Financial Condition, with Exhibit 104 referencing the cover page Inline XBRL data.
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