Amplify Energy (NYSE: AMPY) officer settles RSUs and PSUs, withholds shares for taxes

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Amplify Energy Corp. insider equity awards vested and were settled into common stock. On February 1, 2026, officer Anthony William Lopez converted 65,641 time-based restricted stock units and 12,641 performance stock units into Amplify common shares under the company’s equity incentive plans.

The performance units became earned at 55% of the target amount after the Compensation Committee certified relative and absolute total shareholder return for the period from January 1, 2024 through December 31, 2025. To cover tax obligations, 31,605 shares of common stock were withheld at a price of $5.02 per share, leaving Lopez with 196,727 shares of Amplify common stock held directly. Lopez ceased serving as SVP, Engineering & Exploitation effective January 31, 2026 and will no longer be subject to Section 16 reporting.

Insider Trade Summary

78,282 shares exercised/converted

Mixed 5 txns

Insider Lopez Anthony William

Role SEE REMARKS

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	65,641	$0.00	--
Exercise	Performance Stock Units	12,641	$0.00	--
Exercise	Common Stock, par value $0.01 per share	65,641	$0.00	--
Exercise	Common Stock, par value $0.01 per share	12,641	$0.00	--
Tax Withholding	Common Stock, par value $0.01 per share	31,605	$5.02	$159K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Performance Stock Units — 0 shares (Direct); Common Stock, par value $0.01 per share — 215,691 shares (Direct)

Footnotes (1)

Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs"). Reflects shares of Common Stock of the Company granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs"). On January 6, 2026, the Compensation Committee (the "Compensation Committee") of the Company certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2024 through December 31, 2025, resulting in 55% of the PSUs originally granted on February 1, 2024 becoming earned at 55% of the target amount. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan or 2024 Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company. These PSUs were granted under the Amplify Energy Corp. 2024 Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remained employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 6, 2026, the Compensation Committee certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2024 through December 31, 2025, resulting in 55% of the PSUs originally granted on February 1, 2024 becoming earned at 55% of the target amount.

Form 4 Insider Transactions: What Each Field Means →

02/04/2026 - 04:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lopez Anthony William

(Last)

(First)

(Middle)

C/O AMPLIFY ENERGY CORP.,

500 DALLAS STREET, SUITE 1700

(Street)

HOUSTON

77002

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Amplify Energy Corp. [ AMPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SEE REMARKS

3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	02/01/2026		M		65,641⁽¹⁾	A	⁽¹⁾	215,691	D
Common Stock, par value $0.01 per share	02/01/2026		M		12,641⁽²⁾	A	⁽²⁾	228,332	D
Common Stock, par value $0.01 per share	02/01/2026		F		31,605	D	$5.02	196,727	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾	02/01/2026		M			65,641	⁽³⁾	⁽³⁾	Common Stock	65,641⁽³⁾	$0	0	D
Performance Stock Units	⁽⁴⁾	02/01/2026		M			12,641	⁽⁴⁾	⁽⁴⁾	Common Stock	12,641	$0	0	D

Explanation of Responses:

1. Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

2. Reflects shares of Common Stock of the Company granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs"). On January 6, 2026, the Compensation Committee (the "Compensation Committee") of the Company certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2024 through December 31, 2025, resulting in 55% of the PSUs originally granted on February 1, 2024 becoming earned at 55% of the target amount.

3. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan or 2024 Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company.

4. These PSUs were granted under the Amplify Energy Corp. 2024 Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remained employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 6, 2026, the Compensation Committee certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2024 through December 31, 2025, resulting in 55% of the PSUs originally granted on February 1, 2024 becoming earned at 55% of the target amount.

Remarks:

The reporting person ceased to be the SVP, Engineering & Exploitation of Amplify Energy Corp. (the "Company") effective January 31, 2026. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of the Company and therefore will no longer report any such transactions on Form 4 or Form 5.

	/s/ Eric M. Willis, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AMPY disclose for Anthony William Lopez?

Amplify Energy Corp. reported that officer Anthony William Lopez settled restricted and performance stock units into common shares on February 1, 2026. The filing shows award vesting, share issuance, and tax-related share withholding rather than an open-market purchase or discretionary sale.

How many Amplify Energy (AMPY) shares did Lopez receive from vesting awards?

Lopez received 65,641 shares from time-based restricted stock units and 12,641 shares from performance stock units. Both sets of awards were granted under Amplify Energy’s equity incentive plans and became common stock upon vesting and certification of the applicable service and performance conditions.

What performance outcome affected the AMPY performance stock units?

The performance stock units earned at 55% of the target amount. On January 6, 2026, the Compensation Committee certified relative and referenced absolute total shareholder return for the period January 1, 2024 through December 31, 2025, which determined the portion of the February 1, 2024 PSU grant that vested.

How many AMPY shares were used to cover Lopez’s tax obligations?

The filing shows 31,605 shares of Amplify Energy common stock with transaction code “F,” indicating shares were withheld to satisfy tax withholding. These shares were valued at $5.02 per share for this purpose, reducing the number of vested shares retained after settlement.

How many Amplify Energy (AMPY) shares does Lopez own after these transactions?

After the equity award settlements and tax withholding, Lopez directly beneficially owns 196,727 shares of Amplify Energy common stock. This figure reflects the net position following conversion of restricted and performance stock units and the share withholding for tax obligations.

Does Anthony William Lopez remain a Section 16 insider of Amplify Energy?

No. The filing states Lopez ceased to be Amplify Energy’s SVP, Engineering & Exploitation effective January 31, 2026. As a result, he is no longer subject to Section 16 reporting for transactions in the company’s equity securities and will not file further Forms 4 or 5 for this role.