Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc. The offering size is $12,563,000. The Notes pay a coupon on each coupon payment date unless automatically called; automatic calls occur if the underlying's closing level on any observation date is ≥ the initial level.
If not called, repayment at maturity depends on the final level versus a conversion level: if final level ≥ conversion level, UBS pays principal plus coupon; if final level < conversion level, UBS delivers a calculated share delivery amount (or cash for any fractional share), which may be worth less than principal, producing a loss. Trade date: April 22, 2026; settlement: April 24, 2026; final valuation date: April 22, 2027; maturity: April 26, 2027. All payments are subject to UBS credit risk.
UBS AG is offering $1,042,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on any observation date prior to final valuation.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, the maturity payment declines in direct proportion to the underlying return and could result in the loss of some or all principal. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, and maturity April 24, 2028. The estimated initial value on the trade date was $9.80 per Note and the Notes are issued in $10 principal units with a $1,000 minimum investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, with a trade date of April 22, 2026, expected settlement on April 24, 2026 and maturity on April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.
If not auto-called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; if below that threshold, repayment is reduced pro rata to the underlying's decline, potentially causing significant or total loss. Payments remain subject to UBS credit risk. The document is a preliminary pricing supplement and final terms will be set on the trade date.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group common stock due April 24, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, principal is reduced in proportion to the underlying return, potentially resulting in a total loss. Payments are subject to UBS credit risk. Trade date was April 22, 2026 with settlement April 24, 2026, final valuation date April 20, 2029 and maturity April 24, 2029. The estimated initial value on the trade date was $9.70 per $10 Note.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a periodic coupon unless automatically called early; automatic call occurs if the underlying closes at or above the initial level on any observation date. If not called, maturity payoff is cash equal to principal if the final level is at or above the conversion level; otherwise physical delivery of shares equal to the share delivery amount (with cash for fractional shares) may result in a loss of some or all principal. Trade date is April 22, 2026, final valuation date is April 22, 2027, and maturity date is April 26, 2027. Payments are subject to UBS credit risk. The pricing here is preliminary and final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. with a trade date of April 22, 2026, expected settlement on April 24, 2026, final valuation on April 20, 2028 and maturity on April 24, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any pre-maturity observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise the holder bears the percentage decline in the underlying and could lose a substantial portion or all of principal. The preliminary estimated initial value range is $9.42–$9.67 per $10 note and the illustrative contingent coupon rate shown is 23.92% per annum. All payments depend on UBS creditworthiness.
UBS AG offers $1,042,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing April 24, 2028. The Notes pay contingent coupons only if observation-date closes meet the coupon barrier and may be automatically called early if the underlying reaches the initial level.
Trade date is April 22, 2026 with expected settlement April 24, 2026. Minimum investment is 100 Notes ($1,000). The estimated initial value on the trade date was $9.81 per Note. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and is subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments depend on UBS’s creditworthiness; the Notes are unsecured, unlisted, and have an estimated initial value of $9.82 per $10 Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc. The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2029, and maturity April 24, 2029. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Lam Research common stock due April 24, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and will be automatically called if the underlying closing level meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments depend on UBS creditworthiness. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, and maturity April 24, 2028.