UBS AG SEC Filings

UBS AG is offering $1,887,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock, with a principal amount of $1,000 per Note and a 28.70% per annum contingent coupon (quarterly coupons of $71.75 if conditions are met).

The Notes may be automatically called if Constellation’s stock closes at or above the call threshold of $258.115 (100% of the initial level) on a quarterly observation date. Coupons are paid only when the stock is at or above the coupon barrier of $206.492 (80% of the initial level; also the downside threshold). If the Notes are not called and the final stock level is below the downside threshold, repayment at maturity is reduced 1‑for‑1 with the stock’s decline, and investors can lose their entire principal.

The estimated initial value is $972.20 per $1,000 Note, below the issue price, reflecting dealer compensation, hedging and funding costs. The Notes are unsecured, unsubordinated UBS obligations, are not FDIC insured, will not be listed on any exchange and all payments are subject to UBS’s creditworthiness.

UBS AG is offering $4,252,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, maturing on June 21, 2028, at an issue price of $1,000 per note.

The notes pay a 13.65% per annum contingent coupon (about $11.375 per month) only when both indices close at or above their coupon barriers, set at 70.00% of initial levels (11,964.04 for NDXT; 2,083.381 for RTY). UBS may call the notes monthly after three months, returning principal plus any due coupon.

If not called and either index finishes below its downside threshold (also 70.00% of its initial level), repayment is reduced 1-for-1 with the worst index’s loss, up to a total loss of principal. The notes are unsubordinated, unsecured UBS debt; all payments depend on UBS’s credit, and Swiss resolution powers could affect recoveries. The estimated initial value is $988.60 per $1,000 note, below the issue price due to fees, hedging and funding costs.

UBS AG is issuing $735,000 of Trigger Callable Contingent Yield Notes due August 3, 2027, in $1,000 denominations, linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index.

The notes pay a monthly contingent coupon at a 12.30% per annum rate (about $10.25 per note) only when each index closes at or above its coupon barrier, set at 70.00% of its initial level. UBS may call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon.

If the notes are not called and, at maturity, every index is at or above its downside threshold (also 70% of initial), investors receive principal and, if conditions are met, the final coupon. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s loss, up to a total loss of principal. The notes are unsecured obligations of UBS, not listed, and have an estimated initial value of $991.40 per note, below the issue price.

UBS AG is offering $155,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes are unsubordinated, unsecured debt of UBS with a scheduled trade date of July 15, 2026 and maturity on July 17, 2028.

Investors receive a contingent coupon only on observation dates when the Marvell share price is at or above a preset coupon barrier. The Notes are automatically called early if the share price on any observation date (before the final valuation date) is at or above the initial level, in which case holders receive principal plus the due coupon and no further payments.

If the Notes are not called and the final share price is at or above a downside threshold, investors receive only the $10 principal per Note (plus any final coupon if the barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with the negative stock return and investors can lose all of their investment. Any payment depends on UBS’s credit, the Notes are not listed on any exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value per Note is $9.65, below the $10 issue price.

UBS AG is offering $703,000 of Capped Buffer GEARS, unsecured debt securities linked to the common stock of The Mosaic Company. These Securities are unsubordinated obligations of UBS and provide market-linked exposure rather than direct ownership of the underlying shares.

At maturity on July 23, 2027, the cash payment per Security depends on the underlying stock’s performance. If the underlying return is positive, investors receive the $10 principal plus a leveraged gain based on upside gearing, but the total return is capped by a maximum gain. If the underlying return is zero or negative and the final level is at or above a downside threshold, investors receive only the principal amount.

If the final level is below the downside threshold, repayment of principal is reduced: losses match the decline in the underlying beyond the buffer, and investors could lose almost all of their investment. The Securities pay no interest, are not listed on any exchange, and any payment, including principal, is subject to the creditworthiness of UBS. The issue price is $10 per Security with a minimum investment of 100 Securities, while the estimated initial value is $9.52 per Security based on UBS internal pricing models. Key dates are a trade date of July 15, 2026, final valuation date of July 21, 2027, and settlement date of July 17, 2026.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about July 17, 2028. These are unsubordinated, unsecured debt obligations of UBS that are not bank deposits and are not FDIC insured.

The notes pay a contingent coupon only if the underlying stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments.

If the notes are not called and the final stock level is at or above a downside threshold, investors receive only the $10 principal per note at maturity (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in proportion to the stock’s decline, and investors can lose their entire investment. All payments depend on UBS’s credit, and secondary market liquidity is not assured. The minimum investment is 100 notes ($1,000), and the estimated initial value per note is expected to be between $9.33 and $9.58.

UBS AG is offering $679,000 aggregate principal amount of Capped Buffer GEARS linked to the common stock of Microsoft Corporation, maturing on July 23, 2027. These unsubordinated, unsecured notes provide leveraged upside exposure to positive stock performance up to a capped maximum gain and a conditional buffer against moderate losses.

The notes pay no interest and repay the $10 principal per Security at maturity only if the final stock level is at or above a downside threshold; below that level, principal is reduced beyond the buffer and investors can lose almost all of their investment. Any payment depends on UBS’s credit, the Securities are not insured, will not be listed on an exchange, have a minimum investment of 100 Securities, and have an estimated initial value of $9.58 per Security as of the trade date based on UBS’s internal pricing models.

UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the shares of the iShares Semiconductor ETF, maturing July 17, 2028. These unsecured senior notes pay contingent coupons only on observation dates when the ETF’s closing level is at or above a specified coupon barrier, and they may be automatically called early if the ETF closes at or above its initial level.

If not called, investors receive full principal at maturity only when the ETF’s final level is at or above a downside threshold; otherwise repayment is reduced one-for-one with the ETF’s decline, with the possibility of a total loss of principal. Any payment depends on UBS’s creditworthiness. The notes are not listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value of $9.79 per $10 note as of the trade date.

UBS AG is offering Capped Buffer GEARS, unsubordinated unsecured debt linked to the common stock of The Mosaic Company, with a scheduled maturity on July 23, 2027. The trade date is July 15, 2026 and settlement is expected on July 17, 2026.

At maturity, payment per Security depends on the “underlying return” of Mosaic’s stock between the trade date and final valuation date. Positive returns provide leveraged upside through an “upside gearing” factor but are capped at a maximum gain. Flat or moderately negative performance with a final level at or above a downside threshold returns the $10 principal.

If the final level is below the downside threshold, investors lose principal beyond a buffer amount and could lose almost all of their investment. The Securities pay no interest, are subject to UBS credit risk, are not insured by any government agency, and are not exchange-listed. Each Security has a $10 issue price, a minimum purchase of 100 Securities, and an estimated initial value expected to range from $9.32 to $9.57.