Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc. common stock due April 24, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment falls proportionally with the underlying return and investors can lose a substantial portion or all principal. Payments depend on UBS creditworthiness. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, maturity April 24, 2028. The estimated initial value on the trade date was $9.74 per $10 Note.
UBS AG is offering Capped Buffer GEARS linked to the common stock of Palo Alto Networks, Inc., maturing April 24, 2028. The Securities are unsubordinated, unsecured debt obligations whose cash payment at maturity depends on the percentage change in the underlying stock between the trade date and the final valuation date.
If the underlying return is positive, payment equals the $10 principal plus the lesser of (a) the underlying return times an Upside Gearing of 3.00 or (b) the Maximum Gain of 35.34%. If the underlying return is zero or negative but the final level is at or above the downside threshold, you receive the $10 principal. If the final level is below the downside threshold, the payout equals $10 × [1 + (Underlying Return + Buffer)], which can produce substantial principal loss; examples use a Buffer of 20.00%.
The Securities do not pay interest, have an estimated initial value of $9.51 as of the trade date, and are offered with a minimum investment of 100 Securities ($1,000). Any payment, including repayment of principal, is subject to UBS's creditworthiness; secondary market liquidity and listing are not assured.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on April 24, 2028, with a final valuation date of April 20, 2028, a principal amount of $10 per Note, and an estimated initial value of $9.75 per Note as of the trade date. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, may be automatically called early if the underlying closes at or above the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. If the final level is below the downside threshold, repayment can be reduced proportionally to the underlying return, potentially resulting in loss of a significant portion or all of the investment. All payments are subject to UBS credit risk.
UBS AG files a preliminary pricing supplement to offer Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and are subject to automatic early call if the stock equals or exceeds the initial level on any observation date.
The Notes mature on April 24, 2028, have a principal amount of $10 per Note, estimated initial value between $9.43 and $9.68, and expose investors to downside market risk and UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MGM Resorts International with a final maturity of April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; they are automatically called if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment is reduced proportionally to the underlying return and investors may lose a substantial portion or all of their principal. All payments are subject to the creditworthiness of UBS. Trade date is April 22, 2026 and settlement is expected on April 24, 2026. The estimated initial value was $9.73 per Note and Notes are offered in $10 increments with a minimum $1,000 investment.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with a trade date of April 22, 2026, expected settlement on April 24, 2026, a final valuation date of April 20, 2028, and maturity on April 24, 2028. The notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, potentially resulting in a substantial loss or total loss of principal. Minimum investment is 100 notes at $10 per note; the estimated initial value range on the trade date is $9.44 to $9.69 per note.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due on or about April 24, 2028. The notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return, potentially resulting in substantial loss, including a total loss of principal. Trade date and settlement are expected on April 22, 2026 and April 24, 2026, respectively. Estimated initial value per $10 Note is between $9.40 and $9.65 as of the trade date. All payments are subject to UBS credit risk.
UBS AG is offering Capped Buffer GEARS linked to Palo Alto Networks, Inc. stock with final terms set on the trade date. The Securities mature on April 24, 2028 (final valuation date April 20, 2028) and have a principal amount of $10 per Security. If the underlying return is positive, payment equals $10 × (1 + the lesser of Underlying Return × Upside Gearing 3.00 and Maximum Gain 34.23%). If the underlying return is zero or negative but the final level is at or above the downside threshold, principal is repaid. If the final level is below the downside threshold, payment equals $10 × [1 + (Underlying Return + Buffer)] and investors can lose some or almost all principal. Estimated initial value is expected between $9.31 and $9.56. Payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials common stock with a planned term to April 24, 2028. The notes pay periodic contingent coupons only when the underlying's closing level meets or exceeds a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a stated downside threshold; if below that threshold, repayment is reduced proportionally to the underlying return, potentially resulting in the loss of a substantial portion or all of the investment. Payments depend on UBS creditworthiness. Trade and settlement are expected on April 22, 2026 and April 24, 2026, respectively; the final valuation date is April 20, 2028 and maturity is April 24, 2028. The notes have a $10 principal amount per note, a minimum purchase of 100 notes, and an estimated initial value range of $9.44 to $9.69 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, principal will be reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The offering is a debt obligation of UBS and any payments depend on UBS’s creditworthiness. Key dates include trade date April 22, 2026, settlement date April 24, 2026, final valuation date April 20, 2028, and maturity date April 24, 2028. The Notes are offered in $10 denominations (minimum 100 Notes) with an estimated initial value range of $9.44 to $9.69.