UBS AG SEC Filings

UBS AG is offering unsubordinated, unsecured Capped Buffer GEARS, $10-denomination market-linked notes tied to Microsoft Corporation common stock and scheduled to mature on July 23, 2027. The notes do not pay interest and will not be listed on any exchange or electronic communications network.

At maturity, investors receive $10 plus a leveraged positive return on the stock, limited by a maximum gain; if the stock is flat or down but above a downside threshold they receive only principal. If the final stock level falls below the downside threshold, losses beyond a contractual buffer reduce principal, and investors could lose almost all of their investment. Hypothetical examples use 5.00x upside gearing, a 14.10% cap and a 15.00% buffer to illustrate outcomes. Any payment depends on UBS’s credit; if UBS defaults, investors may lose all amounts due. The minimum investment is 100 Securities ($1,000), and the estimated initial value per Security on the trade date is expected to range between $9.38 and $9.63.

UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the iShares Semiconductor ETF, with a $10 denomination, an expected trade date of July 15, 2026, and maturity around July 17, 2028. These unsubordinated, unsecured debt obligations pay contingent coupons only when the ETF’s closing level on an observation date is at or above a coupon barrier.

The notes will be automatically called if, on any observation date before the final valuation date, the ETF’s level is at or above its initial level, returning principal plus the contingent coupon on the related call settlement date. If not called and the final level is at or above a downside threshold, principal is repaid at maturity; otherwise repayment is reduced in line with the ETF’s negative return, up to a total loss of principal.

All payments depend on UBS’s credit; a UBS default could result in loss of all amounts due. The notes will not be listed on any securities exchange or electronic network and are not insured by the FDIC or any governmental agency. The minimum investment is 100 Notes ($1,000). The estimated initial value per $10 Note on the trade date is expected to be between $9.42 and $9.67, based on UBS’s internal pricing models and funding rate.

UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the Class C stock of Alphabet Inc., maturing on January 18, 2028. Each note has a $10 face amount and, at an 8.96% per annum rate, a contingent coupon of $0.224 is paid when Alphabet’s closing level on an observation date is at or above the $65.00 coupon barrier, which is 65.00% of the initial level.

The notes are automatically called if Alphabet’s level on any observation date before the final valuation date is at or above the initial level, paying $10 plus the due coupon and ending future payments. If not called and Alphabet’s final level is at or above the $65.00 downside threshold, principal is repaid at maturity and the final coupon may be paid. If the final level is below the downside threshold, repayment is reduced to $10 × (1 + the underlying return), so losses match Alphabet’s decline and can reach 100% of principal.

The notes are not listed, carry UBS credit risk, are not FDIC insured, and have an estimated initial value of $9.80 per note, below the $10 issue price. The minimum investment is 100 notes, or $1,000.

UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured debt obligations linked to the common stock of Advanced Micro Devices, Inc. The notes pay a contingent coupon only if the AMD closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier. If on any observation date before maturity AMD’s level is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus the applicable contingent coupon, with no further payments.

If the notes are not called and the final AMD level on July 13, 2028 is at or above the downside threshold, investors receive the $10 principal per note at maturity on or about July 17, 2028 (and a contingent coupon if the coupon barrier is also met). If the final level is below the downside threshold, the redemption amount is $10 × (1 + underlying return), producing a loss matching AMD’s percentage decline and potentially a total loss of principal. The notes are issued in $10 denominations with a minimum investment of 100 notes ($1,000), have an estimated initial value between $9.44 and $9.69 per $10 note, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS.

UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on July 17, 2028. These unsecured debt obligations pay a contingent coupon only on observation dates when the CrowdStrike share price is at or above a specified coupon barrier.

The notes are automatically called before maturity if the underlying share price is at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and the final share price is at or above a downside threshold, principal is repaid at maturity; if it is below the threshold, repayment is reduced in line with the underlying return and principal can be lost in full.

All payments depend on the creditworthiness of UBS. The notes are not listed on any exchange, may be illiquid, and are not insured by the FDIC or any government agency. The minimum investment is 100 notes at $10 each, or $1,000. The estimated initial value is $9.79 per note, below the $10 issue price.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., each with a $10 principal amount and a term to about January 18, 2028. The Notes are unsubordinated, unsecured debt of UBS.

Investors receive a contingent coupon at a rate of 7.44% per annum (e.g., $0.186 per $10 Note in the examples) only when the underlying stock’s closing level on an observation date is at or above the coupon barrier of $65.00, which equals 65.00% of the initial level. The Notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, returning principal plus any due coupon.

If not called, and the final level is at or above the $65.00 downside threshold, investors receive the $10 principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with the underlying return and can fall to zero. The estimated initial value per $10 Note is between $9.44 and $9.69, and the minimum investment is 100 Notes ($1,000). All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.

UBS AG is offering $130,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation. The Notes pay a contingent coupon only when the IBM share price on a quarterly observation date is at or above a coupon barrier of $60.00, 60.00% of the initial level. The contingent coupon rate is 15.09% per annum, equal to $0.3773 per $10 Note per quarter when this condition is met.

The Notes may be automatically called on any quarterly observation date beginning after nine months if IBM’s closing level is at or above the initial level; investors then receive the $10 principal per Note plus any due contingent coupon, and no further payments occur. If the Notes are not called and IBM’s final level on July 13, 2028 is at or above the $60.00 downside threshold, investors receive the full principal at the July 17, 2028 maturity.

If the final level is below the downside threshold, the maturity payment is reduced in line with the underlying return, and principal losses can reach 100%. Payments depend entirely on UBS’s credit. The Notes are not listed on any exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.61 per $10 Note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsubordinated and unsecured debt obligations linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about July 17, 2028. Each Note has a principal amount of $10 and the minimum investment is 100 Notes, or $1,000. Any payment depends on the creditworthiness of UBS.

The Notes pay a contingent coupon only if, on an observation date, CrowdStrike’s closing level is at or above a specified coupon barrier. If on any observation date before the final valuation date the closing level is at or above the initial level, the Notes are automatically called and investors receive the principal plus any due coupon, with no further payments. If never called and the final level is at or above a downside threshold, principal is returned at maturity; if it is below that threshold, repayment is reduced in line with the underlying return and can fall to zero.

The Notes will not be listed on any exchange, and liquidity may be limited. The estimated initial value per $10 Note on the trade date is expected to range between $9.44 and $9.69, reflecting UBS’s internal pricing and funding considerations. The structure adds market risk to CrowdStrike’s share performance on top of UBS credit risk, and investors may receive no coupons and lose a significant portion or all of their initial investment.

UBS AG is offering $300,000 Trigger Autocallable Contingent Yield Notes maturing on July 17, 2028, linked to the common stock of an underlying company. Each Note has a $10 principal amount and pays a contingent coupon only when the underlying closes at or above a specified coupon barrier on an observation date.

The Notes may be automatically called before maturity if the underlying closes at or above its initial level on any observation date, in which case investors receive principal plus the due contingent coupon and no further payments. If not called and the final level is at or above the downside threshold, investors receive full principal back; if below, repayment is reduced in line with the underlying’s decline, and a total loss of principal is possible.

The hypothetical examples use a 26.92% per annum contingent coupon rate, a $0.673 contingent coupon per period, and a $60.00 coupon barrier and downside threshold, each equal to 60.00% of the initial level. The estimated initial value is $9.76 per Note versus the $10 issue price. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and all payments depend on UBS’s creditworthiness.