Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Huntsman Corporation common stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; they will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below that threshold you suffer a loss equal to the underlying return (potentially losing your entire investment). Payments, including principal, are subject to UBS credit risk. The estimated initial value on the trade date was $9.28, and Notes are offered in minimum increments of 100 Notes ($1,000). Trade and settlement dates are April 22, 2026 and April 24, 2026.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Dell Technologies stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors could lose part or all of their investment. Payments are subject to UBS credit risk. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, maturity April 24, 2028.
UBS AG priced a Preliminary Pricing Supplement for $10 Trigger Autocallable Contingent Yield Notes linked to the common stock of MGM Resorts International due on or about April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise payment at maturity will be reduced in direct proportion to the underlying return, potentially resulting in the loss of a significant portion or all of invested principal. Payments, including contingent coupons and any principal repayment, are subject to UBS's creditworthiness. The trade date and settlement are April 22, 2026 and April 24, 2026, respectively; the final valuation date is April 20, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note and an estimated initial value range of $9.42–$9.67 as of the trade date.
UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., due April 24, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier. UBS will automatically call the Notes early if the underlying closes at or above the initial level on any observation date prior to the final valuation date; on an automatic call investors receive principal plus any contingent coupon due on the related call settlement date.
If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below, your cash payment equals $10 x (1 + underlying return), exposing you to losses that can be as large as your full investment. Key terms: trade date April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2029, maturity April 24, 2029. The Notes carry UBS credit risk and have an estimated initial value of $9.69. Minimum investment: 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., with final terms to be set on the trade date.
The notes have a principal amount of $10 per Note, a trade date of April 22, 2026, expected settlement on April 24, 2026, a final valuation date of April 20, 2028, and maturity on April 24, 2028. Payments (contingent coupons and principal) are conditional on the underlying stock levels and are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Huntsman Corporation with a term to approximately April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (illustrative downside threshold: $65.00, 65% of the initial level); otherwise principal is reduced in proportion to the underlying return, and investors could lose most or all of their investment. Trade date is April 22, 2026, settlement April 24, 2026, and maturity April 24, 2028. The Notes have a denomination of $10 per Note with a minimum purchase of 100 Notes (a $1,000 minimum). The estimated initial value range is $8.98 to $9.23 per Note, determined by UBS’ internal pricing models. The offering is subject to completion and the final pricing supplement.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying meets an initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above a disclosed downside threshold; if below, repayment is reduced proportionally to the underlying return, potentially resulting in substantial loss, including loss of the entire investment. The trade date and settlement are expected in April 2026; the final valuation and maturity dates are in April 2029.
UBS AG offers $420,000 Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates, may be automatically called early if the underlying equals or exceeds the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below that threshold and the Notes are not called, principal repayment declines in proportion to the underlying return and you could lose all of your investment. The Notes mature on April 24, 2029, have a $10 principal per Note, an estimated initial value of $9.73, and are unsecured obligations subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The notes have an approximate $10 principal per Note and a term of about three years, with Trade Date: April 22, 2026, Final Valuation Date: April 20, 2029, and Maturity Date: April 24, 2029. The notes pay a contingent coupon only when the underlying meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. Example terms show a 23.56% per annum contingent coupon (example contingent coupon $0.589 per $10 Note) and an estimated initial value range of $9.37 to $9.62. Payments, including any principal repayment, depend on UBS’s creditworthiness. The offering is preliminary and subject to delivery of final Offering Documents.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on April 24, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level on observation dates meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying's closing level on an observation date prior to the final valuation date is equal to or greater than the initial level; in that case investors receive principal plus any contingent coupon and the Notes terminate. If the Notes reach final valuation without a call, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Payments are subject to UBS's creditworthiness. Trade and settlement are expected on April 22, 2026 and April 24, 2026, respectively.