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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $950,000 of Trigger Autocallable Contingent Yield Notes linked to Albemarle Corporation common stock, maturing July 17, 2029. The notes pay a contingent coupon only on observation dates when Albemarle’s closing price is at or above a coupon barrier; otherwise no coupon is paid. They can be automatically called on any observation date before maturity if the stock closes at or above the initial level, in which case holders receive the $10 principal per note plus the due coupon, and the product terminates early.

If the notes are not called and Albemarle’s final level is at or above the downside threshold, investors receive principal back at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced dollar‑for‑dollar with the stock’s decline from the initial level, and the entire $10 principal per note can be lost. The initial estimated value is $9.72 per $10 note, based on UBS’s internal pricing models. All payments are subject to UBS’s credit, and the minimum purchase is 100 notes, or $1,000.

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UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on July 17, 2028. Each note has a $10 principal amount and pays a 27.06% per annum contingent coupon (for example, $0.6765 per observation period) only when the stock closes at or above a coupon barrier.

The notes may be automatically called before maturity if First Solar’s share price on an observation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called, and the final share price is at or above the $60 downside threshold (60% of the initial level), principal is repaid at maturity, with a final coupon if the barrier is met.

If the notes are not called and the final share price is below the downside threshold, repayment is reduced one-for-one with the underlying return, down to a total loss of principal. Payments depend on UBS’s credit, the notes are not FDIC-insured, will not be listed on an exchange, and have an estimated initial value of $9.79 per $10 note.

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UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation, maturing on or about July 17, 2028. These market-linked notes pay a contingent coupon only if IBM’s closing level on each observation date is at or above a specified coupon barrier.

The notes are automatically called if IBM’s closing level on any quarterly observation date (beginning after 9 months) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and IBM’s final level on the valuation date is at or above a downside threshold, investors receive only the principal amount at maturity; if the final level is below that threshold, repayment is reduced in proportion to IBM’s decline and can fall to zero.

The offering price is $10 per Note, with a minimum investment of 100 Notes ($1,000). The estimated initial value per Note on the trade date is expected to range between $9.28 and $9.53, based on UBS’s internal pricing models. Payments on the notes, including any coupons and principal, are subject to UBS’s creditworthiness, and the notes will not be listed on any securities exchange.

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UBS AG is offering $100,000 aggregate principal amount of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, due July 19, 2027. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.

Coupon payments are contingent: a coupon is paid on a coupon payment date only if Microsoft’s closing share price on the related observation date is at or above a preset coupon barrier. The Notes are automatically called before maturity if, on any observation date (other than the final valuation date), Microsoft’s share price is at or above the initial level, in which case investors receive principal plus the due coupon and no further payments.

If the Notes are not called and the final share price on July 15, 2027 is at or above a downside threshold, investors receive the $10 principal per Note (plus any due coupon). If the final share price is below the downside threshold, repayment is reduced in line with the negative underlying return, and investors can lose some or all of their initial investment. The Notes are not listed, require a minimum $1,000 purchase, and UBS estimates the initial value at $9.74 per $10 Note, with all payments subject to UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing around July 17, 2029. Each Note has a $10 principal amount and pays a contingent coupon only if Albemarle’s closing share price is at or above a coupon barrier on the relevant observation date.

The Notes are automatically called if Albemarle’s share price is at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal plus any due contingent coupon and no further payments. If not called and the final share level is at or above a downside threshold, investors receive only the principal at maturity.

If the final share level is below the downside threshold, repayment is reduced in line with the negative underlying return, potentially to zero. The Notes are unsecured obligations of UBS, not listed on any exchange, require a minimum investment of 100 Notes ($1,000), and have an estimated initial value between $9.34 and $9.59 per Note. Hypothetical examples illustrate a contingent coupon rate of 18.47% per annum with a $60.00 downside threshold and coupon barrier.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes due on or about July 17, 2028, linked to the common stock of one company. These are unsubordinated, unsecured debt obligations of UBS, issued at $10 per Note, with a minimum investment of 100 Notes ($1,000).

Coupons are contingent: on each observation date, including the final valuation date on July 13, 2028, a coupon is paid only if the underlying stock closes at or above a coupon barrier set on the trade date. The Notes are automatically called early if the underlying closes at or above its initial level on any observation date before maturity; in that case, investors receive principal plus the applicable coupon and the Notes terminate.

If the Notes are not called and the underlying finishes at or above a downside threshold at maturity, principal is repaid (plus any final coupon). If it finishes below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s creditworthiness. The estimated initial value is expected to be between $9.40 and $9.65 per $10 Note, and the Notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about July 17, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when the stock closes at or above a coupon barrier on an observation date.

If on any observation date before the final valuation date the stock closes at or above its initial level, the Notes are automatically called and investors receive $10 per Note plus the applicable contingent coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if below, repayment falls with the stock’s percentage loss, up to a total loss of principal.

All payments, including any contingent coupons and principal, depend on UBS’s creditworthiness. The Notes are not listed on any exchange, require a minimum purchase of 100 Notes ($1,000), and have an estimated initial value between $9.42 and $9.67 per $10 Note, determined using UBS’s internal pricing models inclusive of its internal funding rate.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation. The Notes have observation dates during a term ending on or about July 19, 2027. A contingent coupon is paid only if Microsoft’s closing level on an observation date is at or above a specified coupon barrier; otherwise that period’s coupon is skipped. If Microsoft’s level on any observation date before the final valuation date is at or above the initial level, the Notes are automatically called and repay principal plus the applicable coupon.

If the Notes are not called and the final level on the last valuation date is at or above a downside threshold, investors receive back the $10 principal per Note (and a final coupon if the barrier is also met). If the final level is below the downside threshold, the repayment is reduced one-for-one with Microsoft’s decline from the initial level, and investors can lose some or all of their investment. Payments, including any coupon or principal, are unsecured obligations subject to the creditworthiness of UBS, and the Notes will not be listed on any exchange.

Each Note is offered at $10, with a minimum investment of 100 Notes (a $1,000 position). The estimated initial value per Note on the trade date is expected to be between $9.48 and $9.73, based on UBS’s internal pricing models and funding rate, which is lower than the issue price.

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UBS AG is offering $727,000 of Capped Buffer GEARS, unsecured debt securities linked to the common stock of Boston Scientific Corporation, maturing on July 23, 2027. Each Security has a $10 principal amount and pays no interest.

At maturity, if the stock’s return is positive, investors receive $10 plus the lesser of the underlying return multiplied by the 5.00 upside gearing or the 19.70% maximum gain. If the return is zero or negative but the final level is at or above the downside threshold, investors receive the $10 principal.

If the final level is below the downside threshold, losses exceed the 20.00% buffer and principal is reduced, potentially to almost zero. Any payment depends on the creditworthiness of UBS. The estimated initial value is $9.57 per $10 Security, and the Securities will not be listed on any exchange.

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UBS AG is issuing $798,000 of Capped Buffer GEARS, unsubordinated unsecured debt securities linked to the common stock of International Business Machines Corporation. Each Security has a $10 principal amount and is designed to pay at maturity based on the stock’s performance.

If the IBM share return over the term is positive, investors receive principal plus a leveraged positive return, capped at a maximum gain. If the return is zero or negative but the final share price stays at or above a downside threshold, investors receive only the $10 principal back. If the final level falls below the downside threshold, repayment is reduced based on losses beyond a fixed buffer and investors can lose almost all of their investment.

The Securities pay no interest, are not listed on any exchange, and repayment depends entirely on UBS’s creditworthiness. The estimated initial value is $9.49 per $10 principal as of the trade date. The trade date is July 15, 2026, with a scheduled maturity on July 23, 2027.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 15, 2026.