UBS AG SEC Filings

UBS AG is issuing $360,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing October 18, 2027. These unsubordinated, unsecured debt obligations pay contingent coupons only on observation dates when the Netflix closing price is at or above a defined coupon barrier. On quarterly observation dates beginning after six months, the notes are automatically called if the stock closes at or above its initial level, returning the $10 principal per Note plus any due coupon, after which no further payments are made.

If the notes are never called, principal is repaid at maturity only when the final Netflix level is at or above a specified downside threshold; otherwise the payoff is reduced one-for-one with the stock’s percentage decline, and investors can lose their entire investment. The issuer characterizes these notes as significantly riskier than conventional debt instruments, and all payments depend on UBS’s creditworthiness; they are not bank deposits or FDIC‑insured. The notes will not be listed on any exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.78 per $10 Note, determined using UBS’s internal pricing models inclusive of an internal funding rate.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company, maturing on July 17, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes, or $1,000. The Notes pay a contingent coupon only if Ford’s closing share price on an observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.

The Notes are subject to an automatic call if Ford’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due contingent coupon and the product terminates. If the Notes are not called and Ford’s final share price on the valuation date is at or above a downside threshold, investors receive full principal at maturity. If the final price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose most or all of their investment.

All payments depend on UBS’s creditworthiness; a UBS default could result in total loss. The Notes are unsecured, unsubordinated debt, will not be listed on any exchange, and have an estimated initial value of $9.70 per $10 Note as of the trade date of July 15, 2026. Settlement is expected on July 17, 2026, and the final valuation date is July 13, 2028.

UBS AG is offering $570,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing July 17, 2028. These are unsubordinated, unsecured debt obligations of UBS.

The notes pay a contingent coupon on scheduled coupon dates only if Microsoft’s closing share price on the related observation date is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called, and investors receive the $10 principal per note plus any due coupon, with no further payments.

If the notes are not called and the final share price on the valuation date is at or above a downside threshold, investors receive their $10 principal at maturity (plus any final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their principal. Any payment depends on UBS’s credit; a UBS default could result in a total loss. The notes are not listed, have a $10 denomination with a $1,000 minimum investment, and have an estimated initial value of $9.81 per note, below the issue price.

UBS AG is offering Capped Buffer GEARS, unsubordinated, unsecured debt securities linked to the common stock of Boston Scientific Corporation. The notes are scheduled to trade on July 15, 2026, settle on July 17, 2026, and mature on or about July 23, 2027, with the final valuation date on July 21, 2027.

Each Security has a $10 principal amount, with a minimum investment of 100 Securities ($1,000). At maturity, the cash payment depends on the percentage change in the underlying stock from trade date to final valuation date. If the underlying return is positive, investors receive $10 plus a leveraged upside return, but this is capped at a stated maximum gain so the payment cannot exceed a maximum per Security. If the underlying return is zero or negative but the final level stays at or above a downside threshold, investors receive only the $10 principal. If the final level falls below the downside threshold, repayment is reduced according to a formula that incorporates a buffer, and investors can lose some or almost all of their initial investment. The Securities do not pay interest, will not be listed on any exchange, and any payment, including principal, is subject to UBS’s creditworthiness. The estimated initial value is expected to be between $9.37 and $9.62 per $10 Security.

UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., expected to mature on or about October 18, 2027. The notes pay contingent coupons only on observation dates when the Netflix share price closes at or above a specified coupon barrier.

The notes are automatically called on any quarterly observation date (beginning after six months) when the Netflix closing level is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If not called, principal is repaid at maturity only if the final Netflix level is at or above a downside threshold; if it is below, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The minimum investment is 100 notes at $10 each, the estimated initial value is expected to be $9.42–$9.67 per note, the notes are not listed on any exchange, and all payments are subject to UBS’s creditworthiness.

UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about July 17, 2028. Payments depend on NVIDIA’s stock performance and the creditworthiness of UBS.

On each observation date, a contingent coupon is paid only if the closing level of NVIDIA stock is at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called if NVIDIA’s closing level on any observation date before the final valuation date is at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments.

If not called, at maturity investors receive the $10 principal per Note only if the final level is at or above a downside threshold; if it is below, the payoff equals $10 × (1 + underlying return), producing losses proportional to the stock’s decline and potentially a total loss. The Notes are not listed, have a minimum investment of 100 Notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per Note. Hypothetical examples use an 11.19% annual coupon rate and a 60.00% downside threshold and coupon barrier to illustrate potential outcomes, including scenarios with losses exceeding 60%.

UBS AG is offering Capped Buffer GEARS, unsecured debt securities linked to the common stock of International Business Machines Corporation, maturing on or about July 23, 2027. Each Security has a $10 principal amount, with a minimum investment of 100 Securities ($1,000).

The cash payment at maturity depends on the underlying stock’s return between the trade date and final valuation date. If the underlying return is positive, investors receive $10 plus a leveraged gain based on upside gearing, capped at a maximum gain, illustrated as 19.20% in the hypothetical examples. If the return is zero or negative and the final level is at or above the downside threshold, investors receive the full $10. If the final level is below the downside threshold, investors lose principal beyond the illustrated 20% buffer, as shown by a -60% underlying return resulting in a $6.00 payment (40% loss).

The Securities pay no interest, are not listed on any exchange, and any amount due is subject to the creditworthiness of UBS AG, with the potential for total loss if UBS defaults. The estimated initial value per Security on the trade date is expected to be between $9.29 and $9.54.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Ford Motor Company common stock, in $10 denominations with a minimum $1,000 investment. These unsecured debt obligations pay contingent coupons only when Ford’s closing stock price on an observation date is at or above a specified coupon barrier.

The notes can be automatically called on any observation date before maturity if Ford’s share price is at or above the initial level, returning principal plus the applicable coupon, with no further payments. If not called and the final level on July 13, 2028 is at or above a downside threshold, investors receive principal back at maturity on July 17, 2028; otherwise, repayment falls one-for-one with Ford’s decline and can result in a total loss. Payments depend on UBS’s credit, the notes are not listed on any exchange, and the estimated initial value is expected to be $9.40–$9.65 per $10 note, below the issue price.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about July 17, 2028. The Notes are unsubordinated, unsecured debt obligations of UBS AG.

Investors may receive periodic contingent coupons only when Microsoft’s closing level on an observation date is at or above a predefined coupon barrier. The Notes are automatically called if Microsoft’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the Notes are not called and Microsoft’s final level is below a downside threshold at maturity, repayment is reduced in proportion to the stock’s decline, and investors could lose their entire principal. Any payment depends on the creditworthiness of UBS. The Notes are not listed, require a minimum purchase of 100 Notes at $10 per Note, and have an estimated initial value between $9.44 and $9.69 per Note based on UBS internal models.