Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to DexCom, Inc. (DXCM) stock, with a contingent coupon rate set on the trade date in the range 15.25%–16.25% per annum. Trade date is April 30, 2026, expected settlement May 5, 2026, final valuation October 29, 2027, and maturity about November 2, 2027. Each Note has a principal amount of $1,000; the issue price per Note is $1,000, estimated initial value is between $923.60 and $953.60 as of the trade date.
The Notes pay contingent quarterly coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates; they are automatically called if the underlying meets the call threshold on any pre-final observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, potentially resulting in a significant loss or total loss. All payments are subject to UBS credit risk. The offering includes an underwriting discount of $27.50 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of four underlyings: the State Street Utilities Select Sector SPDR ETF (XLU), the iShares 20+ Year Treasury Bond ETF (TLT), the Nasdaq-100 Index (NDX) and the Russell 2000 Index (RTY). The Notes pay a contingent coupon of 11.30% per annum when each underlying meets its coupon barrier and are issuer-callable monthly beginning after ~3 months. If not called, maturity is on or about October 28, 2030; principal is repaid only if the final level of every underlying is at or above its downside threshold (60% of initial level), otherwise investors suffer a loss equal to the decline of the least performing underlying. Estimated initial value range is $956.20–$986.20 and issue price is $1,000 per Note.
UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 18 months. Each Security has a $1,000 principal and a 17.30% maximum gain (maximum payment at maturity of $1,173.00). The structure provides upside participation capped at the maximum gain and a 10.00% buffer against initial losses: if the final index level is at or above 90.00% of the initial level, principal is repaid; if below, investors suffer losses beyond the buffer. Payments and any principal repayment are subject to the credit risk of UBS. The trade date is April 17, 2026, settlement is April 22, 2026, final valuation date is October 18, 2027, and maturity is October 21, 2027.
UBS AG priced $490,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, maturing April 22, 2031. The Notes pay a 13.85% per annum contingent coupon on each coupon payment date only if each underlying asset is at or above its coupon barrier on the applicable observation date; otherwise no coupon is paid. UBS may call the Notes monthly beginning after six months; if called, holders receive principal plus any contingent coupon otherwise due. If not called and the final level of any underlying asset is below its downside threshold (60% of initial level), repayment at maturity is reduced pro rata to the percentage decline of the least performing underlying asset and investors could lose a significant portion or all of their investment. The estimated initial value per Note is $989.70 and the issue price is $1,000 per Note, implying issuance costs included in the price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock maturing on April 23, 2027. Each Note has a principal amount of $10, a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.80 as of the trade date. The Notes pay a contingent coupon on coupon dates only if the underlying closing level meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on an observation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold (example: $60.00, 60% of initial level); if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors can lose a substantial portion or all of their investment. Payments are unsecured and subject to UBS credit risk. Trade and settlement dates are April 21, 2026 and April 23, 2026 respectively.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon on the related coupon payment date.
If the Notes are not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, investors receive the $10 principal per Note; if below, investors receive $10 x (1 + Underlying Return), which can result in a percentage loss equal to the underlying return and, in extreme cases, a total loss. All payments are subject to UBS credit risk. Trade date is April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due April 23, 2027. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; a final level below that threshold produces a reduced cash payment equal to $10 x (1 + underlying return), potentially resulting in loss of principal. Payments are subject to UBS credit risk. Trade and settlement dates are April 21, 2026 and April 23, 2026, respectively.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation with a trade date of April 21, 2026, expected settlement on April 23, 2026, a final valuation date of April 20, 2028 and a maturity date of April 24, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier. The Notes are subject to an automatic call on quarterly observation dates beginning after 12 months if the underlying equals or exceeds the initial level; on an automatic call UBS will pay principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold, exposing holders to the full downside of the underlying and credit risk of UBS. The estimated initial value per Note on the trade date is $9.69. The Notes are not FDIC insured and are unsecured obligations of UBS.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Intel common stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; in extreme cases you could lose all of your investment. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The notes mature on April 23, 2027 and can be automatically called early if the underlying closes at or above the initial level on an observation date. Coupon payments are contingent: a coupon is paid for a coupon period only if the underlying closing level on the applicable observation date is equal to or greater than the coupon barrier. At maturity, if the notes are not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, potentially causing a significant or total loss of investment. Trade date is April 21, 2026 with settlement on April 23, 2026. The preliminary estimated initial value range per $10 note is $9.48 to $9.73, and any payment is subject to UBS credit risk.