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UBS AG (AMUB) SEC Filings, Jul 15, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Ford Motor Company common stock, in $10 denominations with a minimum $1,000 investment. These unsecured debt obligations pay contingent coupons only when Ford’s closing stock price on an observation date is at or above a specified coupon barrier.

The notes can be automatically called on any observation date before maturity if Ford’s share price is at or above the initial level, returning principal plus the applicable coupon, with no further payments. If not called and the final level on July 13, 2028 is at or above a downside threshold, investors receive principal back at maturity on July 17, 2028; otherwise, repayment falls one-for-one with Ford’s decline and can result in a total loss. Payments depend on UBS’s credit, the notes are not listed on any exchange, and the estimated initial value is expected to be $9.40–$9.65 per $10 note, below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about July 17, 2028. The Notes are unsubordinated, unsecured debt obligations of UBS AG.

Investors may receive periodic contingent coupons only when Microsoft’s closing level on an observation date is at or above a predefined coupon barrier. The Notes are automatically called if Microsoft’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the Notes are not called and Microsoft’s final level is below a downside threshold at maturity, repayment is reduced in proportion to the stock’s decline, and investors could lose their entire principal. Any payment depends on the creditworthiness of UBS. The Notes are not listed, require a minimum purchase of 100 Notes at $10 per Note, and have an estimated initial value between $9.44 and $9.69 per Note based on UBS internal models.

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UBS AG is offering $2,665,000 of Trigger Callable Contingent Yield Notes due July 19, 2029, linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, with a principal amount of $1,000 per Note.

The Notes pay a contingent coupon of 11.85% per annum ($9.875 per month) only when all three indices close at or above their coupon barriers, set at 70% of initial levels. UBS may call the Notes monthly after six months, returning principal plus any due coupon. If not called and any index finishes below its 60% downside threshold at maturity, repayment is reduced one-for-one with the worst index’s decline, up to total loss of principal.

The Notes are unsecured obligations of UBS, are not listed on an exchange, and may have limited liquidity. The estimated initial value is $987.00 per $1,000 Note, below the issue price, reflecting underwriting discount, hedging, and issuance costs; UBS receives $992.50 per Note in proceeds before its own costs.

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UBS AG is offering $2,236,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing July 19, 2029. Each $1,000 note pays a monthly contingent coupon at an annual rate of 11.90% (about $9.9167 per month) only when all three indexes close at or above 75% of their initial levels on the relevant observation date.

UBS may call the notes in whole on any monthly observation date beginning after three months, paying principal plus any due coupon. If the notes are not called and, at maturity, all three indexes are at or above 60% of their initial levels, investors receive full principal back. If any index is below its 60% downside threshold, repayment is reduced to $1,000 multiplied by 1 plus the return of the worst-performing index, which can result in a total loss of principal. All payments depend on UBS’s creditworthiness, and the estimated initial value is $986.90 per $1,000 note.

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UBS AG is issuing Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index, in $1,000 denominations, with a capped 5.00% digital return. The expected term is about 15 months, from a July 31, 2026 trade date to a November 4, 2027 maturity, unless redeemed early.

A “barrier event” occurs if the index closes below the lower barrier, set at the initial level minus 20.00%, on any trading day in the observation period. If this happens, the notes are automatically redeemed early and only principal is repaid on the call settlement date, with no positive return.

If no barrier event occurs and the final index level is at or above the initial level, holders receive principal plus the 5.00% digital return at maturity. If no barrier event occurs and the index finishes lower but stays at or above the lower barrier, the payoff equals principal plus the absolute value of the index loss, capped at 20.00%.

The notes pay no interest, are unsecured and unsubordinated obligations of UBS, will not be listed on any exchange, and all payments depend on UBS’s creditworthiness. The estimated initial value is expected to be between $958.90 and $988.90 per $1,000 note, less than the issue price.

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UBS AG is offering Trigger Callable Contingent Yield Notes, unsecured debt obligations with a $1,000 principal amount per Note, linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on or about July 27, 2028.

The Notes pay a contingent coupon of 8.00% per annum ($6.6667 per month) only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70.00% of its Initial Level; otherwise no coupon is paid for that period. UBS may, at its discretion, call the Notes in whole (but not in part) on any observation date beginning after three months, paying back principal plus any due contingent coupon, after which no further payments are made.

If the Notes are not called and on the final valuation date any index closes below its downside threshold, set at 55.00% of its Initial Level, the redemption amount is reduced one-for-one with the negative return of the least performing index, and you can lose a significant portion or all of your investment. Any payment is subject to UBS’s credit risk, the Notes will not be listed, and the estimated initial value is expected to be $959.10–$989.10 per $1,000 Note, below the issue price due to fees, hedging and funding costs.

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UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, maturing around July 31, 2031. The Notes pay a 7.35% per annum contingent coupon, credited monthly only when both indices close at or above their coupon barriers on the relevant observation dates.

The Notes can be automatically called after 12 months if each index is at or above its call threshold (100.00% of its initial level), in which case investors receive principal plus the applicable coupon and the product terminates. If not called and at maturity both indices are at or above their downside thresholds (85.00% of initial levels, providing a 15% buffer), principal is repaid; if any index finishes below its downside threshold, repayment is reduced in line with the decline beyond the buffer, potentially to almost zero. The estimated initial value is $925.10–$955.10 per $1,000 Note, below the issue price due to underwriting discount, hedging and issuance costs, and UBS’ internal funding rate. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and all payments depend on UBS’ creditworthiness.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least-performing of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index, with an approximately 18‑month term and scheduled maturity on January 27, 2028.

The Notes pay contingent coupons at 13.90% per annum in equal periodic installments only when, on a monthly observation date, all three indices close at or above a coupon barrier set at 70.00% of their Initial Level; otherwise no coupon is paid for that period. UBS may, at its discretion, call the Notes in whole on any observation date beginning after three months, paying the $1,000 principal per Note plus any due coupon, after which no further payments occur. If not called, principal is repaid at maturity only if each index’s final level is at or above its downside threshold, also 70.00% of its Initial Level; otherwise repayment is reduced in line with the negative return of the worst-performing index, up to a complete loss of principal. The Notes are unsubordinated, unsecured obligations of UBS, are not listed, carry an estimated initial value between $960.70 and $990.70 per $1,000 issue price, and include underwriting discounts of up to $7.25 per Note.

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UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index, with $1,000 principal per Note and a term of approximately 15 months, issued as unsubordinated, unsecured obligations of UBS AG London Branch.

The Notes automatically redeem early if a barrier event occurs, when the index closes below 80% of its initial level on any trading day, returning only principal with no positive return. If no barrier event occurs and the final index level is at or above the initial level, holders receive principal plus a fixed 5.45% digital return. If no barrier event occurs and the final level is below the initial but at or above the lower barrier, holders receive principal plus the absolute value of the index decline, capped at 20.00%.

The Notes pay no interest, are not listed, and secondary liquidity is uncertain, so selling before redemption or maturity may result in a loss. Estimated initial value is between $961.60 and $991.60 per $1,000 Note, reflecting embedded costs. All payments depend on UBS’s creditworthiness and may be affected by Swiss resolution powers and complex U.S. tax treatment as contingent payment debt instruments.

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UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Amazon.com, Inc. and Visa Inc. common stock, maturing on or about August 2, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon at 9.65% per annum (quarterly $24.125) when on an observation date both stocks close at or above 50.00% of their initial levels.

The Notes are automatically called if on any earlier observation date both stocks are at or above 100.00% of their initial levels, returning principal plus the current and any previously unpaid coupons. If not called and both final stock levels are at or above their 50.00% downside thresholds, investors receive principal back. Otherwise, holders receive shares of the worst-performing stock based on a share delivery amount (principal divided by initial level), which can result in a significant or total loss. Issue price is $1,000 per Note, with net proceeds of $980 and an estimated initial value between $949.40 and $979.40. The Notes are not exchange-listed and all payments depend on UBS’s credit and Swiss resolution regime.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 15, 2026.