Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG offers $2,759,000 in Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes due February 16, 2028. Each $1,000 face amount pays at maturity based on S&P 500 performance from May 20, 2026 to February 14, 2028, with an upside participation rate of 130.00%, a cap at 118.88% of the initial level (maximum settlement $1,245.44 per $1,000) and a buffer that protects losses only up to 12.50% (buffer level 87.50% of initial level). The notes pay no interest, are unsecured obligations of UBS and carry issuer credit risk. The estimated initial value was $996.30 per $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of CoreWeave, Inc. The Notes have a 32.50% per annum contingent coupon rate, trade/strike date May 26, 2026, expected settlement May 29, 2026, final valuation date May 26, 2028 and maturity June 1, 2028. Payments of contingent coupons depend on monthly observation-date closings relative to a coupon barrier; Notes may be automatically called if the underlying meets the call threshold. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss of principal, potentially losing all of your investment. The issue price per Note is $1,000.00 and the estimated initial value range is $945.30 to $975.30.
UBS AG proposes Trigger Callable Contingent Yield Notes linked to the least performing of Alphabet Inc. Class C (GOOG) and Tesla, Inc. (TSLA). The notes pay a contingent coupon of 21.75% per annum only if each underlying meets its coupon barrier on observation dates. UBS may call the notes monthly beginning after approximately three months; if not called, principal repayment at maturity depends on whether each underlying’s final level is at or above a downside threshold of 60.00% of its initial level. Issue price is $1,000.00 per note with an underwriting discount of $6.50 and proceeds to UBS of $993.50 per note. The preliminary estimated initial value range is $952.40 to $982.40. Investors face market risk tied to the least performing underlying and UBS credit risk; in adverse scenarios you could lose a significant portion or all principal.
UBS AG is offering $1,500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Airlines Holdings, Inc.. The Notes pay quarterly contingent coupons at a stated rate of 16.75% per annum if observation-date closing levels meet the coupon barrier and include a memory feature to catch up previously unpaid coupons. The Notes are autocallable quarterly (callable after six months) if the closing level meets the call threshold of $99.64 (100% of the initial level); the downside threshold and coupon barrier are $59.78 (60% of the initial level). The Notes mature on May 24, 2029. If not called and the final level is below the downside threshold, principal repayment is contingent on the underlying return and investors could lose a significant portion or all of their investment. The estimated initial value per Note on the trade date was $967.30 and the issue price per Note is $1,000.
UBS AG is offering $13,375,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nikkei 225® Index, the Russell 2000® Index and the S&P 500® Index, due February 25, 2030. The Notes pay a contingent coupon of 16.80% per annum for an observation period only if each underlying closes at or above its coupon barrier every trading day in that period.
If UBS elects to call the Notes on an observation end date, holders receive principal plus any contingent coupon on the corresponding call settlement date. If not called and the final level of any underlying asset is below its downside threshold, maturity payment is reduced pro rata to the negative return of the least performing underlying asset, potentially resulting in a total loss. Payments are subject to UBS credit risk; the estimated initial value on the trade date was $9.885 per Note and the issue price is $10.00 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company with an aggregate issue size of $3,770,000. The Notes pay a quarterly contingent coupon of 11.25% per annum only if Boeing's closing level on an observation date meets or exceeds the coupon barrier. The Notes are callable quarterly beginning about six months after issuance if the underlying meets the call threshold (100% of the initial level). At maturity on May 24, 2029, principal is repaid only if the final level is at or above the downside threshold (60% of the initial level); otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. Any payments depend on UBS's creditworthiness. The estimated initial value per Note on the trade date was $974.50 and the issue price per Note is $1,000.
UBS AG is offering $3,000,000 principal of Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, with a per-note issue price of $1,000 and an estimated initial value of $991.50.
The Notes pay a 12.45% per annum contingent coupon only if each underlying asset meets its coupon barrier on observation dates, include a 15% buffer and are callable monthly by UBS beginning after approximately three months; principal repayment at maturity depends on the least performing underlying asset relative to its 85% downside threshold.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Tesla, Inc. stock due May 24, 2029. The offering totals $2,674,000 at an issue price of $1,000 per Note. Each Note pays a contingent coupon of 14.30% per annum if the underlying stock meets the coupon barrier on observation dates. The Notes are callable quarterly (first callable after ~6 months) if Tesla's closing level meets the call threshold of $417.26 (100% of the initial level). At maturity, if not called, principal repayment depends on the final level versus a downside threshold of $208.63 (50% of the initial level), exposing holders to potential principal loss tied to Tesla's return. Payments and principal are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. stock due May 26, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to maturity is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, holders receive the principal; if below, holders receive $10 × (1 + Underlying Return), exposing them to the percentage decline of the underlying and possible loss of all principal. Payments are subject to UBS credit risk. Trade and settlement dates are May 21, 2026 and May 26, 2026. Final valuation and maturity dates are May 24, 2028 and May 26, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. stock due May 26, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. Payments are subject to UBS credit risk. Trade date is May 21, 2026, settlement May 26, 2026, final valuation date May 24, 2027, maturity May 26, 2027. Minimum investment is 100 Notes at $10 per Note; the estimated initial value was $9.86.