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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock maturing on May 26, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, principal is reduced proportionally to the underlying return, potentially resulting in a total loss. Trade and settlement occur in May 2026; minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.74. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due May 26, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, principal is reduced pro rata to the underlying return and total loss of principal is possible. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and feature an automatic call if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if the final level is below the downside threshold you receive $10 x (1 + Underlying Return), which can result in a partial or total loss of principal. Trade date is May 21, 2026, settlement date is May 26, 2026, final valuation date is May 24, 2028, and maturity is May 26, 2028. The Notes are unsecured obligations of UBS and repayments depend on UBS’s creditworthiness. The offering is preliminary and final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes mature on May 26, 2027 with a final valuation date of May 24, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, repayment equals $10 times (1 + underlying return) and you may lose a substantial portion or all of your investment. Trade date is May 21, 2026 with expected settlement on May 26, 2026. The estimated initial value range is $9.52 to $9.77 per $10 note as determined by UBS' internal models. All payments, including principal, are subject to UBS' creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and are automatically called early if the underlying closing level meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return, potentially resulting in a complete loss of principal.

The offering schedules include Trade Date May 21, 2026, Settlement Date May 26, 2026, Final Valuation Date May 24, 2028 and Maturity Date May 26, 2028. Key disclosed terms: Principal Amount $10 per Note, estimated initial value $9.72, Contingent Coupon Rate 12.91% per annum (example contingent coupon $0.3228 per $10 Note), Coupon Barrier and Downside Threshold $70.00 (70.00% of the initial level). Payments are subject to UBS credit risk and the Notes will not be listed on any exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The documents set key dates: Trade Date: May 21, 2026, Settlement Date: May 26, 2026, Final Valuation Date: May 24, 2028, and Maturity Date: May 26, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; they will autocall early if the underlying closes at or above the initial level on an observation date.

If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, redemption equals $10 x (1 + Underlying Return), which can result in a partial or total loss of principal. The offering minimum is 100 Notes ($1,000); the estimated initial value range is $9.42–$9.67 per Note. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. The preliminary pricing supplement sets trade date May 21, 2026, expected settlement May 26, 2026, final valuation date May 24, 2028 and maturity May 26, 2028. The Notes pay a contingent coupon only when the underlying meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below the threshold exposes investors to downside equal to the underlying return. The preliminary document shows a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.45 to $9.70 per Note as of the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date prior to final valuation. If not called and the final level is below the downside threshold, holders receive a reduced cash payment tied to the underlying return and may lose a significant portion or all of their investment. Payments, including any principal repayment, are subject to the creditworthiness of UBS.

Key dates: Trade Date May 21, 2026, Settlement Date May 26, 2026, Final Valuation Date May 24, 2028, Maturity Date May 26, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value of $9.74 as of the trade date.

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Rhea-AI Summary

UBS AG is offering $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is equal to or above the downside threshold; otherwise repayment at maturity can be less than principal, and investors may lose a significant portion or all of their investment. Trade date is May 21, 2026, settlement May 26, 2026, final valuation May 24, 2028, and maturity May 26, 2028. The estimated initial value on the trade date is $9.67 per $10 Note; minimum purchase is 100 Notes ($1,000).

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Rhea-AI Summary

UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, due on or about May 26, 2028. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying stock closes at or above the coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on an observation date, in which case investors receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return, potentially resulting in a total loss. Principal amount per Note is $10; estimated initial value at trade date is between $9.42 and $9.67. Trade date is May 21, 2026, settlement May 26, 2026, final valuation date May 24, 2028, maturity May 26, 2028. All payments are subject to UBS credit risk. The document is a preliminary pricing supplement and final terms will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 21, 2026.