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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due May 18, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold you may suffer a loss equal to the underlying return, including a total loss in extreme scenarios. The Notes are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Trade and settlement occur in mid-May 2026; the estimated initial value per Note is $9.76 and the Notes have a $10 principal amount.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with a trade date of May 14, 2026, expected settlement on May 18, 2026 and maturity on May 18, 2027. The Notes pay contingent coupons only if the underlying stock meets coupon barriers on observation dates and are automatically called if the stock closes at or above the initial level on an observation date. If not called, principal repayment at maturity is conditional: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying return, and investors could lose a significant portion or all principal. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The preliminary pricing supplement lists a $10 per Note denomination and an estimated initial value range of $9.47–$9.72 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc stock due May 18, 2027. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level on an observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, with possible total loss of principal. Payments depend on UBS’s creditworthiness. Trade and settlement occur in May 2026; the estimated initial value per Note is $9.65.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes have a principal amount of $10 per Note, trade date May 14, 2026, expected settlement May 18, 2026, final valuation date May 16, 2028 and maturity May 18, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment declines pro rata with the underlying, and investors could lose a significant portion or all of their principal. Estimated initial value on the trade date is shown as $9.40–$9.65 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Stanley Black & Decker common stock due May 18, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. At maturity, if not called, repayment of principal depends on the final level relative to a downside threshold; if the final level is below that threshold, investors bear loss equal to the underlying return and could lose their entire investment. All payments are subject to UBS credit risk. Trade date is May 14, 2026; settlement is May 18, 2026; final valuation date is May 16, 2028; maturity is May 18, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The trade date is May 14, 2026 with expected settlement May 18, 2026 and maturity on or about May 18, 2028. These unsecured notes pay a contingent coupon only if the underlying's closing level meets the coupon barrier on observation dates; otherwise no coupon is paid. The notes will auto-call early if the underlying equals or exceeds the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying's decline. Minimum investment is 100 notes at $10 per note. The estimated initial value range is $9.42 to $9.67. Investing involves issuer credit risk and potential loss of a significant portion or all of principal.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Adobe Inc. with trade date May 14, 2026, expected settlement May 18, 2026 and maturity May 18, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates. The Notes will be automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; in that case holders receive principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: if the final level is equal to or above the downside threshold the principal ($10 per Note) is repaid; if below the downside threshold repayment at maturity is reduced pro rata to the underlying return, which could result in a substantial or total loss of principal. The estimated initial value as of the trade date is $9.71. All payments, including principal, are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. due May 18, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying reaches or exceeds the initial level on any prior observation date.

If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is at or above the downside threshold, UBS will repay the principal; if below, repayment will decline in line with the underlying return and could result in the loss of a substantial portion or all of principal. Any payments are subject to UBS's creditworthiness. The Notes have an estimated initial value of $9.63 per $10 Note and a minimum purchase of 100 Notes.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation with a trade date of May 14, 2026, expected settlement on May 18, 2026 and maturity about May 18, 2028. The Notes pay a contingent coupon only if the underlying's closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. At maturity, if not called, principal repayment is contingent: full principal is paid if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return (in extreme cases, you could lose all of your investment). Estimated initial value range is stated as $9.38–$9.63 per $10 Note; minimum investment is 100 Notes ($1,000). All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc stock due on or about May 18, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying stock's closing level on the applicable observation date is at or above a stated coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive the principal plus any contingent coupon due on the related call settlement date and the Notes terminate. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, investors suffer a loss equal to the percentage decline in the underlying asset and could lose their entire principal. The offering sets a $10 principal amount per Note, a trade date of May 14, 2026, expected settlement on May 18, 2026, final valuation date May 14, 2027, and maturity on May 18, 2027. Estimated initial value per Note is between $9.34 and $9.59. The Notes are unsecured obligations of UBS and any payment, including principal, is subject to UBS's creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 14, 2026.