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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Stanley Black & Decker, Inc. due on or about May 18, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are subject to an automatic early call if the underlying equals or exceeds the initial level on any observation date. If the notes are not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a percentage loss equal to the underlying return; in extreme cases, investors could lose their entire investment. The preliminary pricing supplement sets the trade date as May 14, 2026, settlement on May 18, 2026, final valuation date May 16, 2028, and maturity on May 18, 2028. The notes have a principal amount of $10 per note and an estimated initial value range of $9.35 to $9.60 per note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific common stock due May 18, 2029. The Notes pay a periodic contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in a loss up to 100% of the investment; any payments depend on UBS's creditworthiness. The Notes have a $10 principal amount per Note, an estimated initial value of $9.65 as of the trade date, and illustrative terms showing a 11.48% per annum contingent coupon rate and a 65.00% downside threshold. Trade and settlement are shown as May 14, 2026 and May 18, 2026, with final valuation and maturity in May 2029.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Adobe Inc. due on or about May 18, 2028. The Notes have a principal amount of $10 per Note, quarterly observation dates beginning ~6 months after issuance, and a final valuation date of May 16, 2028. The preliminary terms show a contingent coupon example of 12.73% per annum and an estimated initial value range of $9.40 to $9.65 per Note. If an observation date meets the initial level the Notes auto-call early and return principal plus any contingent coupon; if not auto-called, repayment at maturity is contingent on the final level relative to a $60.00 downside threshold (illustrative 60% of the initial level), and investors can suffer substantial loss, including loss of principal.

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Rhea-AI Summary

UBS AG published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc., with a trade date of May 14, 2026 and expected settlement on May 18, 2026. The notes mature on or about May 18, 2029 with a final valuation date of May 16, 2029. The offering denominations are $10 per Note with a minimum purchase of 100 Notes ($1,000). The issuer will pay contingent coupons only if observation-date closing levels meet or exceed a coupon barrier; an automatic call can terminate the notes early if the underlying equals or exceeds the initial level on an observation date. At maturity the principal is repayable only if the final level is at or above the downside threshold; otherwise repayment declines proportionally to the underlying return and full principal loss is possible. UBS cites an example contingent coupon rate of 15.96% per annum and an estimated initial value range of $9.28–$9.53 per Note as of the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.81 and a term that matures on May 18, 2028. UBS will pay contingent coupons only if the underlying stock's closing level on an observation date is at or above the coupon barrier; the Notes are automatically called early if the underlying's closing level on an observation date is at or above the initial level. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than principal and could result in a loss equal to the underlying return. Trade date is May 14, 2026 and settlement is May 18, 2026. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. stock due May 18, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a stated coupon barrier on each observation date and will be automatically called early if the stock closes at or above the initial level on any pre-maturity observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below that threshold you receive $10 multiplied by (1 + underlying return), exposing you to the full negative return of the underlying stock and potential loss of all principal. Payments depend on UBS's creditworthiness. Trade date is May 14, 2026, settlement May 18, 2026, final valuation date May 16, 2029, maturity May 18, 2029.

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UBS AG offers $1,830,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay contingent quarterly coupons only when the underlying closes at or above a coupon barrier, can be automatically called quarterly after about 12 months if the underlying reaches the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise investors bear downside market exposure and credit risk of UBS. The Notes have a trade date of May 14, 2026, expected settlement on May 18, 2026, final valuation date May 16, 2028 and maturity May 18, 2028. The Notes are sold in minimum increments of 100 Notes at $10 per Note and the estimated initial value was $9.70 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 14, 2026 sets a trade date of May 14, 2026, settlement on May 18, 2026, a final valuation date of May 16, 2028, and a maturity date of May 18, 2028. Each Note has a principal amount of $10. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, include an automatic call if the underlying meets or exceeds the initial level on an observation date, and feature contingent repayment of principal at maturity that can result in a loss equal to the percentage decline in the underlying. The estimated initial value per Note is between $9.44 and $9.69, and the preliminary examples show a hypothetical contingent coupon rate of 20.98% per annum (contingent coupon of $0.5245 per $10 Note). All payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. stock. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date.

If not called, principal is repayable at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return. Trade date is May 14, 2026, settlement May 18, 2026, final valuation date May 16, 2028 and maturity May 18, 2028. Principal per Note is $10; the estimated initial value is $9.76.

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UBS AG priced a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation, maturing on or about May 18, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable if the underlying equals or exceeds the initial level on an observation date. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return and could lose all principal. Payments depend on the creditworthiness of UBS AG. Trade date and settlement are shown as May 14, 2026 and May 18, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 14, 2026.