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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG priced a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., with a trade date of May 14, 2026, expected settlement on May 18, 2026 and maturity on or about May 18, 2029. The Notes pay periodic contingent coupons only if observation-date levels meet a coupon barrier and include an automatic call provision if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a disclosed downside threshold; a final shortfall would produce a loss equal to the underlying return. The preliminary supplement discloses a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.35 to $9.60. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes mature on May 18, 2028 with an automatic-call feature on quarterly observation dates beginning ~12 months after issue and contingent coupons payable only if the underlying meets coupon barriers.

If not auto‑called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity will be reduced pro rata to the underlying return, and investors could lose a significant portion or all principal. Payments (coupons and principal) are subject to the creditworthiness of UBS. The trade date is May 14, 2026 and settlement is expected May 18, 2026.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The preliminary pricing supplement dated May 14, 2026 sets a trade date of May 14, 2026 and a maturity on or about May 18, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying's closing level on an observation date prior to the final valuation date is at or above the initial level, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, repayment at maturity is contingent: holders receive full principal only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and holders may lose a substantial portion or all of their investment. Payments are subject to the creditworthiness of UBS. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the estimated initial value is between $9.43 and $9.68.

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UBS AG offers $6,750,000 of Step Down Trigger Autocallable Notes due May 16, 2031. The Notes pay a specified call return if all three indexes (Russell 2000, S&P 500, EURO STOXX 50) meet rising call thresholds on a quarterly observation date, otherwise repayment at maturity is linked to the least performing index and can result in a substantial loss or total loss of principal. Payments depend on UBS creditworthiness; the estimated initial value per Note was $9.552 and the offering price is $10.00 per Note.

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UBS AG offers Contingent Income Auto-Callable Securities linked to the common stock of Bank of America Corporation, subject to completion and final pricing. Each security has a $1,000.00 stated principal amount and a contingent payment of $25.625 (equivalent to 10.25% per annum) payable on scheduled contingent payment dates if the underlying closing price is at or above the downside threshold level (70.00% of the initial price). The pricing date is expected to be May 22, 2026, original issue date May 28, 2026, and maturity is expected on or about May 27, 2027.

On each non-final determination date the securities will auto-redeem if the closing price is at or above the call threshold (100% of the initial price), paying the stated principal plus the contingent payment. If not redeemed and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio times the final price and may lose a significant portion or all of their investment. All payments are subject to UBS AG credit risk.

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UBS AG London Branch offers capped, leveraged, buffered MSCI EAFE® Index-linked medium-term notes with a stated maturity of July 21, 2028. Each note has a $1,000 face amount and links payout to the MSCI EAFE closing levels measured from the trade date (May 12, 2026) to the determination date (July 19, 2028).

The notes carry an upside participation rate of 160.00%, a cap level of 119.00% (maximum settlement $1,304.00 per $1,000 face amount) and a buffer equal to 15.00% (buffer level 2,595.832, which is 85.00% of the initial underlier level 3,053.92). If the final underlier level is below the buffer, investors absorb losses at a rate of approximately 1.1765% of face amount for every 1.00% decline below the buffer; full loss of principal is possible.

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UBS AG offers $3,175,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a 12.00% per annum contingent coupon only if each underlying asset is at or above its coupon barrier on each observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months. If not called, principal repayment at maturity is contingent: full principal is paid only if each final level is at or above its 60.00% downside threshold; otherwise repayment is reduced by the negative return of the least performing underlying asset, possibly to zero. Payments depend on UBS creditworthiness. Trade date is May 12, 2026, settlement May 15, 2026, final valuation February 12, 2031, maturity February 18, 2031.

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UBS AG is offering Contingent Income Auto-Callable Securities linked to the common stock of Netflix, Inc. Each security has a $1,000 stated principal amount and a contingent payment of $26.25 (equivalent to 10.50% per annum) on specified contingent payment dates. Pricing date is expected to be May 22, 2026 with original issue date expected May 28, 2026 and maturity expected May 25, 2029. Payments depend on closing prices on scheduled determination dates relative to a call threshold (100%) and a downside threshold (65%). If final price is below the downside threshold, investors receive a cash value and may lose a significant portion or all of their investment; the securities are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® MSCI Brazil ETF due on or about May 15, 2028. The Notes pay periodic contingent coupons only if the ETF closes at or above a coupon barrier on observation dates; otherwise no coupon is paid. The Notes will be automatically called early if the ETF closes at or above the initial level on any quarterly observation date beginning about six months after the trade date, in which case investors receive principal plus any contingent coupon due on the related call settlement date. If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, investors suffer a loss proportional to the ETF’s decline and could lose all principal. The offering references a trade date of May 12, 2026, settlement of May 14, 2026, a final valuation date of May 11, 2028, and a maturity of May 15, 2028. Payments remain subject to UBS’s creditworthiness. The document provides hypothetical examples of coupon and downside outcomes and an estimated initial value range per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® MSCI Brazil ETF. The Notes have a $10 principal amount per Note, trade date May 12, 2026, settlement May 14, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier. The Notes are automatically called if an observation date (quarterly, beginning after six months) has the closing level equal to or above the initial level; upon an automatic call UBS pays principal plus any contingent coupon then due and the Notes terminate. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. The estimated initial value as of the trade date is $9.70. Minimum investment is 100 Notes ($1,000).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 14, 2026.