Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the S&P 500® Index. The offering totals $1,192,000 (per Note: $1,000). Notes pay a monthly contingent coupon only if both indices meet coupon barriers on an observation date; UBS may call the Notes beginning after 12 months. At maturity, if any underlying final level is below its 70.00% downside threshold, principal repayment is reduced pro rata to the percentage decline of the least performing underlying asset; in an extreme decline you could lose your entire principal. Payments are subject to UBS credit risk and market, liquidity, tax and structural risks described herein.
UBS AG is offering $5,035,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of CrowdStrike Holdings, Inc. (ticker CRWD), maturing on April 19, 2029. The notes pay a contingent coupon at a 13.56% per annum rate if the underlying meets the coupon barrier on observation dates and are callable quarterly beginning after six months if the underlying meets the call threshold. Key strike levels are an Initial Level of $411.16, a Call Threshold of $411.16 (100%) and a Downside Threshold/Coupon Barrier of $205.58 (50%). The issue price is $1,000 per note (estimated initial value per note $971.80. Principal repayment at maturity is contingent on the final level; if the final level is below the downside threshold, investors suffer a loss tied to the percentage decline in the underlying. All payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Baker Hughes Company. The offering totals $327,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 11.00% per annum on observation dates when the underlying closes at or above a coupon barrier ($36.04) and are autocallable if the underlying closes at or above the call threshold ($60.07). At maturity (April 19, 2029) principal is repaid only if the final level is at or above the downside threshold ($36.04); otherwise investors suffer downside equal to the underlying return. Payments depend on UBS creditworthiness. Trade date is April 15, 2026 and settlement is expected April 20, 2026.
UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of the iShares® Russell 2000 ETF (IWM), the Nasdaq-100 Index® (NDX) and the S&P 500® Index (SPX). The offering totals $5,182,000 at $1,000 per Note with a final valuation date of January 14, 2027 and maturity on January 20, 2027. Notes pay periodic contingent coupons only if each underlying asset is at or above its coupon barrier on observation dates; UBS may call the Notes on monthly observation dates. If not called, repayment at maturity is full principal only if every underlying asset is at or above its downside threshold (82% of initial level); otherwise holders bear leveraged downside (approximately 1.2195x) and could lose all principal. Payments are subject to UBS credit risk. The estimated initial value per Note was $993.00.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alcoa Corporation stock due on or about April 17, 2028. The notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and may autocall early if the underlying equals or exceeds the initial level.
If not autocalled, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. The offering shows a principal per note of $10, an example contingent coupon rate of 13.37% per annum, and an estimated initial value range of $8.98 to $9.23.
UBS AG is offering $2,608,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Autodesk, Inc. common stock due April 19, 2029. The Notes pay contingent quarterly coupons at an 11.25% per annum rate if the underlying closes at or above the coupon barrier on observation dates; unpaid coupons may be paid later under a "memory" feature. The Notes are automatically callable after six months if the underlying equals or exceeds the call threshold, and principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below the downside threshold you may lose a substantial portion or all of your investment. All payments are subject to UBS credit risk and the Notes will not be listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation maturing on April 17, 2028. Each Note has a principal amount of $10. Contingent coupons (example rate 13.53% per annum) are paid only if the underlying meets the coupon barrier on observation dates; the Notes auto-call early if the underlying equals or exceeds the initial level on an observation date, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal, producing a loss equal to the underlying return; in extreme cases investors could lose their entire investment. Payments are subject to UBS credit risk. Trade date shown is April 14, 2026, settlement April 16, 2026, final valuation date April 12, 2028. The estimated initial value on the trade date was $9.27 per Note.
UBS AG is offering $1,979,000 of Trigger Autocallable Notes with Contingent Accreting Return linked to the least performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. Trade date is February 27, 2026 with final valuation on February 27, 2029 and maturity on March 2, 2029. Notes pay no current income; they accrue contingent returns only if all three underlyings meet accretion barriers on observation dates. Notes can be automatically called after 12 months if each underlying meets call thresholds. If not called, principal repayment at maturity is contingent: full principal plus accrued return only if all underlyings exceed downside thresholds, otherwise principal is reduced pro rata to the percentage decline of the least performing underlying. Payments are subject to UBS credit risk. The estimated initial value per note is $987.60 and the issue price is $1,000.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the S&P 500® Index with an expected term of approximately 18 months and a principal amount of $1,000 per Note. The Notes pay a contingent coupon (6.80% per annum) only if the index closes at or above the coupon barrier on each observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, repayment at maturity depends on whether the final index level is at or above the downside threshold (80% of the initial level). The Notes provide a 20.00% buffer against declines in the index but expose holders to losses in excess of the buffer and to UBS credit risk. The estimated initial value range is $958.60–$988.60 per Note; issue price is $1,000 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due April 17, 2028. The Notes pay quarterly contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called (quarterly, beginning after 12 months) if the underlying closes at or above the initial level. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and may lose all principal. Payments depend on UBS creditworthiness. Trade date is April 15, 2026 and expected settlement is April 17, 2026. The estimated initial value per Note was $9.65.