Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering $3,992,000 of unsecured Autocallable Notes linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (40%), Nikkei 225 (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes have a $10 principal amount per note, a term of approximately three years (trade date July 9, 2026; maturity July 11, 2029) and a 13.10% per annum call return rate.
On each annual observation date, including the final valuation date, if the basket closing level is at or above the call threshold level of 100% of the initial basket level (100.00), the notes are automatically called and investors receive the call price (principal plus accrued call return), ending the investment. If never called, at maturity investors receive $10 × (1 + basket return), which can be less than principal and fall to zero, fully exposing them to basket downside. There are no interest payments or dividend participation, and upside is capped at the call return.
The estimated initial value per note is $9.711, below the $10 issue price, reflecting underwriting discount, hedging and issuance costs. The notes are subject to UBS credit risk and will not be listed; secondary market liquidity may be limited, and sale before maturity could realize substantial loss.
UBS AG, acting through its London branch, is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Norwegian Cruise Line Holdings Ltd. The Notes are unsubordinated, unsecured UBS debt with a $1,000 principal amount per Note and an expected term of about 18 months, from the expected trade date of July 17, 2026 to the expected maturity date of January 21, 2028.
Investors may receive quarterly contingent coupons at a rate between 14.50% and 15.50% per annum (approximately $36.25 to $38.75 per quarter per Note) if on each observation date the Norwegian Cruise Line share price is at or above a coupon barrier set at 50% of the initial level. The Notes are automatically called, returning principal plus due and unpaid coupons, if the share price on an observation date (other than the final one) is at or above a call threshold equal to 100% of the initial level.
If the Notes are not called and the final share price is at or above the 50% downside threshold, investors receive their full principal. If the final price is below the downside threshold, investors receive a share delivery amount equal to $1,000 divided by the initial share price, exposing them to the full downside of the stock and potentially a loss of a significant portion or all of the initial investment. All payments depend on UBS’s credit, and the Notes will not be listed, with any secondary market making at UBS’s discretion.
UBS AG is issuing $650,000 of unsubordinated, unsecured Conversion Yield Notes due January 15, 2027, linked to a 20‑year U.S. Treasury Bond paying 5.00% and maturing May 15, 2046. Each Note has a $1,000 principal amount and a fixed coupon of 6.04% per annum (about $30.20 over the ~6‑month term), paid at maturity regardless of bond performance.
The initial clean price of the underlying bond is 99.0078%. If the final clean price on January 8, 2027 is at or above this level, investors receive full principal in cash plus the coupon. If it is lower, investors receive a physical delivery amount of 10.0150 bonds per Note, based on a $99.8503 conversion price, with cash for any fraction. In that downside scenario, the bond package is expected to be worth less than principal, so investors can lose some or all of their investment.
The Notes are not listed, may have little or no secondary market, and share the same downside risk as holding the underlying bond, in addition to UBS credit risk. The estimated initial value is $983.00 per $1,000 Note, below the issue price, reflecting dealer compensation, hedging and funding costs. Investors also face complex tax treatment and potential early redemption if specified underlying‑asset acceleration events occur.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation. The Notes pay a contingent coupon only when the stock’s closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Microsoft’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due contingent coupon and no further payments. If not called and the final level on July 12, 2027 is at or above the downside threshold, investors receive full principal back at maturity on July 14, 2027.
If the Notes are not called and the final level is below the downside threshold, repayment is reduced in line with the percentage decline in the stock, and the entire principal can be lost. The estimated initial value is $9.74 per $10 Note. All payments depend on the creditworthiness of UBS, and the Notes are not listed, not insured, and involve significant market and credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes are unsubordinated, unsecured debt of UBS with a principal amount of $10 per Note, a minimum investment of 100 Notes, and an aggregate offering size of $620,000. They are scheduled to trade on July 10, 2026, settle on July 14, 2026, and mature on July 16, 2029, subject to market disruption adjustments.
The Notes pay a contingent coupon only if the AMD share price on an observation date is at or above the coupon barrier of $50.00, which is 50.00% of the initial level. The same level serves as the downside threshold. UBS will automatically call the Notes if AMD closes at or above the initial level on any observation date before maturity, repaying principal plus any due coupon. If not called, principal is repaid at maturity only if AMD’s final level is at or above the downside threshold; otherwise repayment is reduced in line with the negative underlying return, and investors could lose all of their investment. The indicated contingent coupon rate in the examples is 25.63% per annum (or $0.6408 per period), and the estimated initial value is $9.74 per Note, with all payments subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation. These unsecured debt notes pay a contingent coupon only when the stock’s closing level on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called before maturity if Microsoft’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the principal plus any due contingent coupon and no further payments. If not called, and on the final valuation date the stock is at or above the downside threshold, investors receive the $10 principal per note; if it is below the downside threshold, repayment is reduced in line with the stock’s negative return and can fall to zero.
The notes are expected to trade from July 10, 2026 with maturity on July 14, 2027, offered in minimums of 100 notes at $10 each. The estimated initial value per $10 note is expected between $9.48 and $9.73. All payments are subject to the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., each with a principal amount of $10 per Note.
The Notes pay a contingent coupon only when the AMD share price on an observation date is at or above a preset coupon barrier and may be automatically called early if the share price is at or above the initial level on any observation date before maturity. If not called, investors receive full principal at maturity only if the final AMD share price is at or above a downside threshold; otherwise, repayment is reduced one-for-one with AMD’s decline and can fall to zero. Payments depend entirely on UBS’s credit; the Notes are unsecured, unsubordinated obligations, are not FDIC insured, and will not be listed on any exchange.
UBS AG is offering $1,405,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on July 16, 2029. The Notes pay a contingent coupon only if, on each observation date, NVIDIA’s share price is at or above a coupon barrier set at 60.00% of the initial level ($60.00 in the examples); otherwise no coupon is paid.
The Notes are automatically called if, on any observation date before maturity, the share price is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments. If not called and the final level is at or above the downside threshold (also 60.00% of the initial level), principal is repaid; if below, repayment is reduced in line with the negative underlying return and can fall to zero. The example terms use a 12.80% per annum coupon rate and a $10 principal, with an estimated initial value of $9.75 per Note. All payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, issued as unsubordinated, unsecured debt of UBS. The Notes pay a contingent coupon only on observation dates when the NVIDIA share price is at or above a specified coupon barrier; no coupon is paid otherwise. If, on any observation date before the final valuation date, the share price is at or above the initial level, the Notes are automatically called and pay principal plus the applicable contingent coupon, with no further payments.
If the Notes are not called and the final NVIDIA share price at maturity is at or above a downside threshold, principal is repaid; if it is below the threshold, investors receive $10 times 1 plus the underlying return, which can result in a substantial or total loss of principal. Any payment depends on UBS’s creditworthiness, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value on the trade date is expected to be between $9.36 and $9.61 per Note.
UBS AG is offering $375,000 of Capped Buffer GEARS, unsecured debt securities linked to the common stock of an underlying company, at $10 per Security and maturing on July 14, 2028. The payoff depends on the stock’s performance from the July 10, 2026 trade date to the final valuation date.
If the stock’s return is positive, investors receive principal plus a leveraged gain equal to the underlying return times an upside gearing of 5.00, capped at a maximum gain of 51.20%, for a maximum payment of $15.12 per Security in the example. If the return is zero or negative but the final level stays at or above the downside threshold, principal is repaid at maturity. If the final level falls below the downside threshold, losses exceed a 40% buffer and can reach almost the entire investment. The notes pay no interest, are not listed, have an estimated initial value of $9.51 per $10 Security, and all payments are subject to UBS’s credit risk.