UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about July 16, 2029. These are unsubordinated, unsecured debt obligations of UBS that pay a contingent coupon only if Broadcom’s closing share price on each observation date is at or above a preset coupon barrier.

The notes may be automatically called before maturity if Broadcom’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Broadcom’s final level is at or above a downside threshold, investors receive only their principal at maturity, potentially plus a final contingent coupon.

If the notes are not called and Broadcom’s final level is below the downside threshold, investors are fully exposed to the stock’s decline on a one-for-one basis, and could lose all of their initial investment. Any payment depends on UBS’s creditworthiness. The notes are offered in minimum denominations of 100 notes at $10 per note, with an estimated initial value between $9.35 and $9.60 per note.

UBS AG is offering Capped Buffer GEARS, unsecured debt securities linked to the common stock of an underlying company, maturing on July 14, 2028. The return depends on the stock’s performance between the trade date and the final valuation date and whether the final level stays above a downside threshold.

If the stock’s return is positive, investors receive $10 principal plus a gain equal to the lesser of the underlying return multiplied by the upside gearing and the maximum gain. A worked example uses an upside gearing of 5.00 and a maximum gain of 48.05%, capping the payment at $14.805 per Security. If the return is zero or negative but above the downside threshold, investors receive only the $10 principal.

If the stock declines below the downside threshold, losses exceed a buffer and principal is reduced using $10 × [1 + (Underlying Return + Buffer)], with an example buffer of 40.00%; in severe declines, almost all principal can be lost. The Securities pay no interest, will not be listed on an exchange, and any payment depends on UBS’s credit. The estimated initial value is between $9.31 and $9.56 per $10 Security.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes pay a contingent coupon only if Broadcom’s closing level on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.

The Notes may be automatically called quarterly, beginning after 6 months, if Broadcom’s level is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If not called, and at maturity in July 2029 Broadcom’s level is at or above the downside threshold, investors receive the $10 principal per Note; if it is below the downside threshold, repayment is reduced in line with the negative underlying return and can fall to zero.

The Notes are unsubordinated, unsecured debt obligations of UBS AG, are not listed on any exchange, and any payment, including principal, depends on UBS’s creditworthiness. The estimated initial value per Note is $9.69 versus the $10 issue price.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about July 16, 2029. Each Note has a principal amount of $10 and a minimum investment of 100 Notes, or $1,000. Investors receive a contingent coupon of 16.78% per annum (about $0.4195 per quarter per $10 Note) only if Broadcom’s closing level on an observation date is at or above the coupon barrier, set at $60.00, which is 60.00% of the initial level.

The Notes are automatically called quarterly, beginning after 6 months, if Broadcom’s closing level is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and makes no further payments. If the Notes are not called and Broadcom’s final level on July 12, 2029 is at or above the downside threshold of $60.00, UBS repays the $10 principal (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced to $10 × (1 + underlying return), exposing holders to the full downside of the stock, with the potential for a total loss.

The estimated initial value per Note on the trade date of July 10, 2026 is expected to be between $9.35 and $9.60, based on UBS’s internal pricing models. The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, are not insured, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Technology Sector, each with coupon barriers at 70% of its initial level and downside thresholds at 60% of its initial level. The Notes pay a contingent coupon of 11.55% per annum, only if on an observation date (monthly, beginning after 3 months) the closing level of each underlying is at or above its coupon barrier; otherwise no coupon is paid for that period. UBS may, at its discretion, call the Notes in whole on any observation date (other than the final valuation date), in which case investors receive the principal amount plus any due contingent coupon and no further payments.

If the Notes are not called and the final level of each underlying is at or above its downside threshold, investors receive only the principal at maturity, with any final contingent coupon paid only if each underlying is also at or above its coupon barrier. If any underlying finishes below its downside threshold, the maturity payment is reduced in proportion to the decline of the least performing underlying, and investors can lose a significant portion or all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and carry an estimated initial value between $958.40 and $988.40 per $1,000 Note, reflecting underwriting compensation and UBS’ internal funding rate.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® Index (RTY). The offering size is $2,338,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 11.30% per annum only when both underlying assets meet their coupon barriers on observation dates. UBS may call the Notes monthly beginning after ~12 months; if called you receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final levels: full principal is returned only if each final level is at or above its downside threshold (65% of initial level); otherwise principal is reduced pro rata to the percentage decline of the least performing underlying asset, and investors could lose substantially or all principal. The estimated initial value per Note is $987.60. Payments and principal are subject to UBS credit risk and the Notes will not be listed.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index due July 14, 2031. The offering totals $387,000 at an issue price of $1,000 per Note and an estimated initial value of $959.00 per Note. The Notes pay a fixed contingent coupon of 19.50% per annum only on observation dates when the underlying closes at or above the coupon barrier; they autocall monthly (first callable after ~6 months) if the underlying closes at or above the call threshold. At maturity, if not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return, potentially resulting in a total loss. All payments are subject to UBS credit risk.

UBS AG is offering $4,063,000 of Trigger Callable Contingent Yield Securities due July 13, 2028. Each $1,000 security pays a contingent quarterly coupon of $23.125 (equivalent to 9.25% per annum) only if the closing level of each underlying index stays at or above its coupon barrier (65% of its initial level) on every trading day of an observation period. UBS may call the securities in whole on any coupon payment date prior to the final determination date; if called you receive the $1,000 stated principal plus any contingent coupon due on that date.

If not called, at maturity you receive $1,000 plus any contingent coupon if every underlying index is at or above its trigger level (65% of its initial level). If any underlying index is below its trigger level at maturity, you receive $1,000 × (1 + underlying return of the worst performing underlying index) and may lose a significant portion or all of your principal. Payments depend on UBS’ creditworthiness.

UBS AG is offering $4,746,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and the Nasdaq-100® Technology Sector. Each Note has an issue price of $1,000.00, an estimated initial value of $988.90, and a contingent coupon rate of 11.00% per annum. The Notes are callable by UBS monthly beginning after six months; if called UBS pays principal plus any contingent coupon due on the call settlement date. At final maturity (July 12, 2029) repayment of principal depends on the final levels of the underlying assets relative to their downside thresholds (50% of initial levels) and coupon barriers (70% of initial levels). Proceeds to UBS are $4,710,405.00.