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UBS AG (AMUB) SEC Filings, Jul 10, 2026

AMUB NYSE
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UBS AG is offering $4,063,000 of Trigger Callable Contingent Yield Securities due July 13, 2028. Each $1,000 security pays a contingent quarterly coupon of $23.125 (equivalent to 9.25% per annum) only if the closing level of each underlying index stays at or above its coupon barrier (65% of its initial level) on every trading day of an observation period. UBS may call the securities in whole on any coupon payment date prior to the final determination date; if called you receive the $1,000 stated principal plus any contingent coupon due on that date.

If not called, at maturity you receive $1,000 plus any contingent coupon if every underlying index is at or above its trigger level (65% of its initial level). If any underlying index is below its trigger level at maturity, you receive $1,000 × (1 + underlying return of the worst performing underlying index) and may lose a significant portion or all of your principal. Payments depend on UBS’ creditworthiness.

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UBS AG is offering $4,746,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and the Nasdaq-100® Technology Sector. Each Note has an issue price of $1,000.00, an estimated initial value of $988.90, and a contingent coupon rate of 11.00% per annum. The Notes are callable by UBS monthly beginning after six months; if called UBS pays principal plus any contingent coupon due on the call settlement date. At final maturity (July 12, 2029) repayment of principal depends on the final levels of the underlying assets relative to their downside thresholds (50% of initial levels) and coupon barriers (70% of initial levels). Proceeds to UBS are $4,710,405.00.

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UBS AG is offering $20,485,000 of Trigger Callable Contingent Yield Securities due July 13, 2028 linked to the worst performing of the Nikkei 225, Russell 2000 and S&P 500 indices. The securities have a stated principal of $1,000 per security, an estimated initial value of $956.30, and an approximate term of 24 months. They pay a $33.75 contingent coupon per quarter (equivalent to 13.50% per annum) only if, on every trading day of an observation period, each underlying index closes at or above its coupon barrier (65% of its initial index level). UBS may call the securities in whole on any coupon payment date prior to the final determination date; if not called, repayment at maturity depends on the final levels: full principal if every index is at or above its 65% trigger level, otherwise principal is reduced proportionately to the decline of the worst performing underlying index.

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Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of the shares of the VanEck Vectors® Junior Gold Miners ETF (GDXJ), the Global X Silver Miners ETF (SIL) and the Amplify Junior Silver Miners ETF (SILJ). The offering size is $6,750,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon only if the closing level of each underlying asset is at or above its coupon barrier on an observation date; otherwise no coupon is paid for that period.

The Notes are issuer-callable (whole, not partial) on monthly observation dates beginning after ~4 months, and mature on January 13, 2027. At maturity, if every underlying final level is at or above its downside threshold (82.50% of initial), UBS repays principal; otherwise repayment is reduced and holders bear leveraged downside tied to the least performing underlying asset with a downside leverage ≈ 1.2121. All payments are subject to UBS credit risk. The estimated initial value per Note on the trade date was $984.70.

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UBS AG offers $1,968,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000®. The Notes pay a contingent coupon of 11.60% per annum only when each underlying is at or above its coupon barrier on an observation date, are callable monthly by UBS beginning after three months, and repay principal at maturity only if every underlying is at or above its downside threshold; otherwise principal is reduced in line with the percentage decline of the least performing underlying asset.

The issue price is $1,000.00 per Note, estimated initial value is $990.30 per Note, and proceeds to UBS are shown as $1,954,224.00 for the offering.

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UBS AG priced a $730,000 offering of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000®. Each Note has a $1,000 issue price, a 10.90% per annum contingent coupon and is callable monthly by UBS beginning after ~3 months. At maturity holders receive principal only if each final level is >= its 60.00% downside threshold; otherwise repayment is reduced by the percentage decline of the least performing underlying asset and could be zero.

The estimated initial value per Note was $987.90, and proceeds to UBS equal $724,525 (aggregate) or $992.50 per Note after a $7.50 underwriting discount. Payments and principal are subject to UBS credit risk and the issuer’s discretion to call.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing common stock of Apple, AMD and Micron. The offering totals $5,155,000 at an issue price of $1,000 per Note. Each Note pays a contingent coupon only if the closing level of each underlying asset on an observation date equals or exceeds its coupon barrier; unpaid coupons can be paid later under a memory interest feature. The Notes are automatically called if all underlyings meet their call threshold on an observation date, in which case holders receive principal plus due contingent coupons. If not called, at maturity holders receive principal in cash only if every underlying is at or above its downside threshold; otherwise holders receive a share delivery amount of the least performing underlying (fractional shares paid in cash), which can be worth substantially less than principal. Key dates: Trade Date 7/9/2026, Final Valuation 7/9/2029, Maturity 7/12/2029. Payments are subject to UBS credit risk. The issuer’s estimated initial value per Note is $945.30, below the issue price.

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UBS AG priced Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The offering totals $751,000 at an issue price of $1,000 per Note and is callable monthly beginning ~3 months after issuance. The Notes pay a contingent coupon of 11.20% per annum only when each underlying asset closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. At maturity, if any underlying asset’s final level is below its downside threshold (each set at 60.00% of its initial level), principal is repaid based on the performance of the least performing underlying asset and full loss of principal is possible. The estimated initial value per Note was $989.70. All payments are subject to UBS credit risk.

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UBS AG is offering $20,928,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector, maturing July 12, 2029.

The Notes pay a 12.10% per annum contingent coupon only if each underlying is at or above its coupon barrier on an observation date; UBS may call the Notes in whole on monthly observation dates beginning approximately three months after issuance. The estimated initial value was $994.50 per Note; the issue price is $1,000 per Note. If not called and any final level is below its 60.00% downside threshold, principal at maturity will be reduced pro rata to the decline of the least performing underlying asset, and investors could lose a substantial portion or all of their investment.

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UBS AG offers $28,945,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, maturing July 12, 2029. Each Note has an issue price of $1,000.00, an estimated initial value of $994.60, and a contingent coupon rate of 14.75% per annum. The Notes pay a contingent coupon on an observation date only if every underlying asset closes at or above its coupon barrier; otherwise no coupon is paid. UBS may call the Notes in whole (monthly, beginning after three months); if not called and any final level is below its downside threshold (each set at 70.00% of the initial level), principal is repaid at a level tied to the least performing underlying asset and could be reduced to zero. Proceeds to UBS are $28,829,220.00 after a $4.00 underwriting discount per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 10, 2026.