Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. with an aggregate stated amount of $355,000, maturing on April 16, 2029. The notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid.
The notes feature an automatic call if the underlying closing level on any interim observation date is equal to or greater than the initial level; in that case holders receive principal plus any contingent coupon on the call settlement date and no further payments. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the holder suffers a loss equal to the underlying return, potentially losing all principal. Key terms: trade date April 14, 2026, settlement April 16, 2026, final valuation date April 12, 2029, estimated initial value $9.70 per Note, minimum purchase 100 Notes at $10 per Note. The contingent coupon example shown is 23.10% per annum; downside threshold and coupon barrier examples are $50.00 (50% of initial level). Any payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Chipotle Mexican Grill common stock due April 17, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment falls proportionally to the underlying return and you can lose a substantial portion or all of your investment. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Vectors Junior Gold Miners ETF with a maturity date of April 17, 2028.
The preliminary pricing supplement sets the trade date as April 14, 2026 and the settlement date as April 16, 2026. The notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates, may be automatically called if the underlying meets or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a disclosed downside threshold; otherwise investors face downside market exposure and possible loss of principal. The minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.24 to $9.49 per Note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due on or about April 16, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets coupon barriers on observation dates and are automatically callable if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. Payments depend on UBS's creditworthiness. Trade date and settlement are April 14, 2026 and April 16, 2026, respectively. The Notes are offered in $10 per note denominations with an estimated initial value range of $9.33 to $9.58.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc., maturing on April 17, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date.
If not called, principal is contingent at maturity: if the final level is at or above the disclosed downside threshold ($70.00, equal to 70.00% of the initial level), UBS will repay the principal amount; if the final level is below that threshold, repayment is reduced in direct proportion to the underlying return and you may lose a substantial portion or all of your investment. Trade date is April 14, 2026, settlement expected April 16, 2026, final valuation date April 12, 2028. The estimated initial value range on the trade date is between $9.44 and $9.69 per $10 note. payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called and the final level is below the downside threshold, repayment at maturity will be reduced pro rata to the underlying return, and investors could lose a significant portion or all of their principal. Trade date is April 14, 2026, settlement April 16, 2026, final valuation date April 12, 2028, and maturity April 17, 2028. The notes have a minimum purchase of 100 notes at $10 per note and an estimated initial value of $9.67 as of the trade date. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company maturing on October 18, 2027. The Notes pay a contingent coupon on coupon dates only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying's closing level on any monthly observation date (beginning after six months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date and no further payments thereafter. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying and could lose all principal. Payments depend on UBS's creditworthiness. Trade date is April 14, 2026 with settlement April 16, 2026; final valuation is October 14, 2027 and maturity is October 18, 2027. The Notes are offered in minimum increments of 100 Notes at $10 per Note and had an estimated initial value of $9.75 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, maturing on April 17, 2028. The notes pay contingent coupons only if the underlying's closing level on observation dates meets or exceeds the coupon barrier and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). At maturity, principal is repaid only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. Payments, including principal, are subject to UBS credit risk. The estimated initial value is $9.74 per note and the notes are offered in minimum increments of 100 notes at $10 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings Co common stock due April 16, 2029. The Notes pay periodic contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier and are automatically called if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return, possibly losing their entire principal. Payments remain subject to UBS creditworthiness. The illustrative terms show a $10 principal per Note, a ~3 year term, a 22.27% per annum contingent coupon rate (contingent coupon $0.5568 per $10 Note per applicable period) and a downside threshold and coupon barrier equal to $60.00 (60% of initial level). The estimated initial value is $9.67 per Note and minimum purchase is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes have a $10 principal per Note, trade date April 14, 2026, expected settlement April 16, 2026, final valuation date April 12, 2028, and maturity around April 17, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; they autocall early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and full loss of principal is possible. Estimated initial value range is $9.36 to $9.61 per Note as of the trade date. All payments are subject to UBS credit risk.