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UBS AG (AMUB) SEC Filings, Jul 9-10, 2026

AMUB NYSE
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UBS is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Amazon.com, Inc. due July 13, 2029. Each Note has a $1,000 principal amount, a 10.80% per annum contingent coupon rate and is callable beginning after six months if the underlying closing level meets the call threshold (100.00% of the initial level). The initial level was set at $247.04 (strike date July 9, 2026); the coupon barrier and downside threshold are $160.58 (65.00% of the initial level). If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and can result in loss of a significant portion or all of the investment. The estimated initial value on the trade date was between $944.50 and $974.50; the underwriting discount is $23.50, leaving proceeds to UBS of $976.50 per Note.

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UBS AG is offering Airbag Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Dell Technologies Inc. Each Note has a principal amount of $1,000, an expected term of approximately 18 months, a contingent coupon rate set on the trade date in the range of 21.00% to 23.00% per annum, and an estimated initial value between $931.90 and $961.90 on the trade date.

The Notes pay contingent coupons only if the closing level of Dell meets or exceeds a coupon barrier on quarterly observation dates, are subject to an automatic call if Dell equals or exceeds a call threshold on an observation date, and at maturity either pay $1,000 if the final level is at or above the downside threshold or deliver a share delivery amount if below, exposing investors to full downside market risk and UBS credit risk.

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UBS AG offers Conversion Yield Notes due January 15, 2027 linked to a 20‑year U.S. Treasury Bond. Each Note has a $1,000 principal amount and a 6.04% per annum coupon payable at maturity. Trade date is July 10, 2026, settlement July 15, 2026, final valuation January 8, 2027.

The Notes pay the coupon at maturity regardless of underlying performance but repay contingent principal: if the final clean price is below the initial clean price, holders receive a physical delivery amount of the underlying UST (or cash in lieu), which may be worth less than the principal. The estimated initial value range is $953.10 to $983.10.

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UBS AG offers $929,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due July 6, 2029. The Notes pay a contingent coupon of 11.00% per annum when each index meets its coupon barrier on an observation date. UBS may call the Notes in whole (beginning after three months); if not called, principal at maturity is contingent on the final levels of the underlying indices and could result in a partial or total loss tied to the least performing index. The estimated initial value was $983.30 and the issue price totals $929,000.00 at $1,000 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering $2,024,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100®, Russell 2000® and S&P 500® with a maturity of July 6, 2029.

The Notes pay a contingent coupon of 12.00% per annum (equal to $10.00 per Note per applicable period) only if, on each observation date, the closing level of every underlying index is at or above its coupon barrier; otherwise no coupon is paid. The Notes are issuer-callable beginning after three months and return principal at maturity only if each underlying index is at or above its downside threshold, otherwise holders suffer the negative return of the least performing underlying asset.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation maturing on July 13, 2027. The notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may autocall early if the underlying meets the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, repayment may be less than the principal amount, potentially resulting in substantial or total loss of the initial investment. The notes have an estimated initial value of $9.81 per $10 note and are offered in minimum increments of 100 notes.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. The Notes mature on January 13, 2028 with a final valuation date of January 11, 2028 and a trade/settlement window in July 2026. Each Note has a $10 principal amount and pays a contingent coupon on scheduled coupon dates only if the underlying closing level meets or exceeds the coupon barrier. The Notes will be automatically called early if the underlying closing level on an observation date prior to the final valuation date is equal to or greater than the initial level; in that event UBS pays principal plus any contingent coupon due on the related coupon payment date and no further payments are owed.

If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if the final level is below the downside threshold you receive an amount equal to $10 × (1 + underlying return), which can result in a substantial loss or total loss of principal. The estimated initial value was $9.81 per Note and the minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation maturing on January 13, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called monthly beginning about six months after issuance. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise, principal is reduced proportionally to the decline in the underlying, and investors could lose a substantial portion or all of their investment. Trade and settlement dates are July 9, 2026 and July 13, 2026. The estimated initial value was $9.76 per Note; minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, with expected trade date July 9, 2026, settlement July 13, 2026, final valuation date July 9, 2027 and maturity July 13, 2027. Each Note has a principal amount of $10 and pays a contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier; Notes are automatically called early if the underlying closes at or above the initial level on an observation date.

The Notes repay principal at maturity only if the final level is equal to or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. Any payments are subject to UBS creditworthiness. The estimated initial value range is $9.47 to $9.72 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The notes pay contingent coupons only when the underlying's closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level.

Trade date is July 9, 2026 with settlement on July 13, 2026; final valuation date is January 11, 2028 and maturity is January 13, 2028. Minimum investment is 100 Notes at $10 per Note ($1,000). Example terms show an illustrative contingent coupon rate of 18.01% per annum and a downside threshold of $50.00 (50.00% of the initial level), under which principal repayment at maturity may be reduced in proportion to the underlying return.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 10, 2026.