Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier and will be automatically called early if any observation date closing level is at or above the initial level. If not called and the final level is at or above the downside threshold, you receive principal at maturity; if the final level is below the downside threshold, you may suffer a loss equal to the underlying return, potentially losing your entire investment. The Notes mature on April 10, 2028, have an estimated initial value of $9.80 per $10 Note, and are subject to UBS credit risk and market‑disruption postponement provisions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc.. The Notes have a trade date of April 7, 2026, expected settlement April 9, 2026 and maturity on April 10, 2028. Each Note has a principal amount of $10. The Notes may pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates; they will be automatically called early if the underlying meets or exceeds the initial level on any bimonthly observation date (beginning after six months). If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing investors to potential partial or total loss of principal linked to the underlying stock's decline. The estimated initial value is between $9.37 and $9.62 per Note. The offering materials emphasize significant risk, UBS credit exposure, and that final terms will be set on the trade date.
UBS AG offers preliminary terms for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., due on or about April 9, 2029. The Notes pay periodic contingent coupons only if the underlying's closing level meets coupon barriers on observation dates and may be automatically called quarterly beginning after six months if the underlying reaches or exceeds the initial level. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the stated downside threshold; otherwise repayment declines pro rata with the underlying, potentially resulting in loss of the entire investment. Payments depend on UBS creditworthiness. The offering minimum is 100 Notes at $10 per Note; estimated initial value per Note is between $9.36 and $9.61.
UBS AG offers $200,000 Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan common stock due April 9, 2027. The Notes pay contingent coupons only if the underlying asset’s closing level on an observation date meets or exceeds the coupon barrier; otherwise, no coupon is paid. The Notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Payments are subject to UBS credit risk. The Notes are offered in $10 increments (minimum 100 Notes); the estimated initial value at pricing was $9.76 per Note. Trade and settlement dates are April 7, 2026 and April 9, 2026; final valuation and maturity dates are April 7, 2027 and April 9, 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc.. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level.
The Notes mature on April 10, 2028 with a final valuation date of April 6, 2028. Notes are offered in minimum denominations of 100 Notes at $10 per Note (a $1,000 minimum). Estimated initial value is between $9.50 and $9.75. Any repayment of principal is subject to UBS’s creditworthiness and the contingent principal repayment applies only at maturity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on or about April 9, 2027. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and may auto-call early if the underlying meets the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors could lose all principal. Trade date is April 7, 2026 with settlement expected April 9, 2026. Minimum purchase is 100 Notes at $10 per Note. The document discloses an estimated initial value range of $9.45 to $9.70 per Note and example contingent coupon metrics and downside scenarios (60% downside threshold, illustrative coupon rate 13.84% per annum).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc. The notes mature on April 9, 2027 with a final valuation date of April 7, 2027 and pay contingent coupons only if the underlying stock meets specified observation barriers; principal repayment at maturity is contingent on the final level relative to a $60.00 downside threshold (60.00% of the initial level). The notes are unsecured obligations of UBS and any payments, including repayment of principal, depend on UBS creditworthiness.
UBS AG priced a preliminary offering for $Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, with final terms to be set on the trade date. The Notes pay periodic contingent coupons only if observation-date levels meet a coupon barrier, are automatically called if an observation-date closing meets or exceeds the initial level, and repay principal at maturity only if the final level is at or above a stated downside threshold; otherwise, holders suffer a principal loss tied to the underlying return. Key dates include Trade Date April 7, 2026, Settlement Date April 9, 2026, Final Valuation Date April 7, 2027, and Maturity Date April 9, 2027. Minimum purchase is 100 Notes ($1,000); the estimated initial value per Note is between $9.47 and $9.72. Payments and contingent principal are subject to UBS credit risk.
UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on April 10, 2028. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is paid; if below, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. The offering states an estimated initial value of $9.80 per Note and includes a hypothetical contingent coupon rate of 21.75% per annum and a downside/coupon barrier example of $60.00 (60% of the initial level). All payments remain subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level. At maturity, if not called, principal is repaid only if the final level is at or above a downside threshold; otherwise repayment is reduced pro rata to the underlying return, which can result in a large loss or total loss of principal. Trade date is April 7, 2026, expected settlement April 9, 2026, final valuation date April 6, 2028, and maturity April 10, 2028. The Notes are unsecured obligations of UBS AG and subject to UBS credit risk. The offering is described in a preliminary pricing supplement dated April 7, 2026.