Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. with trade date March 30, 2026, expected settlement April 1, 2026 and maturity on April 3, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; a final level below that threshold can produce a loss equal to the underlying return, including a potential total loss. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. Minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing on or about April 3, 2028. The notes pay a periodic contingent coupon only if the underlying closing level meets the coupon barrier on observation dates and are automatically called if the underlying closing level equals or exceeds the initial level on any observation date prior to the final valuation date.
The notes have a principal amount of $10 per Note, an expected trade date of March 30, 2026, settlement on April 1, 2026, and a final valuation date of March 30, 2028. They expose holders to downside market risk at maturity if not called: if the final level is below the downside threshold the cash payment may be less than principal, potentially resulting in a loss up to the full principal amount. Estimated initial value is stated between $9.41 and $9.66. All payments remain subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Estée Lauder Companies Inc. The notes have a principal amount of $10 per Note, trade date March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity on or about April 3, 2028. Investors may receive periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; the notes will autocall early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in a total loss. Estimated initial value is stated between $9.39 and $9.64. The notes are unsecured obligations of UBS and subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The notes mature on April 3, 2028 and may be called early if the underlying stock meets or exceeds the initial level on an observation date. Coupons are contingent and paid only when the underlying closes at or above the coupon barrier on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; in extreme cases you may lose your entire investment. Trade date is March 30, 2026 with expected settlement April 1, 2026. Principal amount per note is $10; estimated initial value range is $9.49–$9.74.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The preliminary pricing supplement dated March 30, 2026 sets a trade date of March 30, 2026, settlement on April 1, 2026 and maturity on or about April 3, 2028. Each Note has a principal amount of $10; minimum investment is 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and are automatically called if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return. The estimated initial value range is $9.43 to $9.68.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The trade date is March 30, 2026, with expected settlement on April 1, 2026 and maturity on April 3, 2028. Each Note has a principal amount of $10, a minimum investment of 100 Notes ($1,000), and an estimated initial value range of $9.41 to $9.66.
The Notes may pay periodic contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called if the underlying meets or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; investors may lose a significant portion or all principal and are exposed to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold produces a cash payment reduced in direct proportion to the underlying return, potentially resulting in a total loss of invested principal. All payments are subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock due April 3, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a 70.00% downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return, potentially losing all principal. Trade date is March 30, 2026, settlement April 1, 2026, final valuation March 30, 2028. Minimum purchase is 100 notes ($1,000). Estimated initial value on the trade date was $9.79 per $10 note. Any payments depend on UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will autocall early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose all of your investment. Payments (coupons or principal) depend on UBS creditworthiness. Estimated initial value is $9.72 per $10 Note and minimum investment is 100 Notes.
UBS AG is offering Airbag Autocallable Yield Notes linked to NVIDIA common stock due April 1, 2027. The Notes pay a coupon each period unless automatically called early; an automatic call occurs if the underlying closing level on any observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold: if the final level is below that threshold you will suffer leveraged downside exposure, losing 1.25% of principal for each 1% fall beyond the threshold and could lose your entire investment. Coupons are estimated at a 10.25% per annum rate (quarterly coupon ~$0.2563 on a $10 note); the estimated initial value on the trade date was $9.75 per $10 Note. All payments are subject to UBS credit risk. Trade date is March 30, 2026, settlement April 1, 2026, final valuation date March 30, 2027, maturity April 1, 2027.