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UBS AG (AMUB) SEC Filings, Jul 9, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, with a preliminary pricing supplement dated July 9, 2026. The notes have a trade date of July 9, 2026, expected settlement on July 13, 2026, a final valuation date of January 11, 2028 and expected maturity of January 13, 2028.

The notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates. They are autocallable monthly beginning after six months if the underlying closes at or above the initial level, in which case investors receive principal plus any contingent coupon and the notes terminate. If not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return; examples in the supplement show a $10 principal with a hypothetical 8.14% p.a. contingent coupon and a downside threshold example of $60.00 (60.00%). All payments are subject to UBS credit risk and the notes are not FDIC insured.

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UBS AG is offering $1,100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of SLB N.V. The Notes have a principal amount of $10 per Note, trade date July 9, 2026, expected settlement July 13, 2026, final valuation date July 9, 2027 and maturity July 13, 2027. UBS will pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is equal to or greater than the coupon barrier; otherwise no contingent coupon is paid. The Notes will be automatically called early if the closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; an automatic call results in payment of principal plus any contingent coupon then due and termination of further payments. If not called, repayment of principal at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if the final level is below the downside threshold you receive $10 x (1 + Underlying Return), which can result in a substantial loss, including loss of the entire investment. The offering discloses an estimated initial value of $9.77 per Note, a minimum investment of 100 Notes, and states that any payment is subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock due July 13, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity falls by the underlying return and investors could lose a significant portion or all of principal. Trade date is July 9, 2026, settlement July 13, 2026, final valuation date July 11, 2028, and maturity July 13, 2028. The Notes have a principal amount of $10 per Note, a stated example contingent coupon rate of 40.07% per annum (illustrative contingent coupon $1.0018), an estimated initial value of $9.74 as of the trade date, and a minimum purchase of 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock, with a $325,000 stated offering label. The Notes have a $10 principal per Note, trade date July 9, 2026, settlement July 13, 2026, final valuation date July 11, 2029 and maturity July 13, 2029.

The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closing level on any quarterly observation date (beginning after six months) is at or above the initial level, in which case UBS pays principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if below, you receive $10 x (1 + Underlying Return), which can result in substantial loss, possibly all principal. All payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of SLB N.V. due on or about July 13, 2027. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and can result in a loss equal to the underlying return; in extreme cases you could lose all principal. Example terms shown: principal amount $10 per Note, illustrative contingent coupon rate 11.20% per annum (contingent coupon $0.28) and illustrative downside threshold $75.00 (75% of the initial level). Trade date and initial terms are shown as Trade Date: July 9, 2026 and Settlement Date: July 13, 2026, with Final Valuation Date: July 9, 2027 and Maturity Date: July 13, 2027. Estimated initial value is shown as a range between $9.43 and $9.68 per Note. All payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock with a stated issue amount of $340,000. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and carry an automatic early‑call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. The Notes mature on July 13, 2028 (final valuation date July 11, 2028) and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return, potentially resulting in total loss. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date was $9.80. Payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes have a trade date of July 9, 2026, expected settlement July 13, 2026, final valuation date July 11, 2028 and maturity July 13, 2028. Each Note has a principal amount of $10. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level is at or above the coupon barrier on an observation date and are automatically called if an observation date closing is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment at maturity is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. The preliminary estimated initial value per Note is between $9.36 and $9.61. Purchases require a minimum of 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock due on or about July 13, 2029. The Notes pay periodic contingent coupons only if the underlying stock's closing level on each observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying stock on any quarterly observation date (beginning after ~6 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal per Note; if the final level is below the downside threshold, repayment will decline proportionally to the underlying return, potentially resulting in a substantial loss or complete loss of principal. Trade date is July 9, 2026, settlement expected July 13, 2026. Estimated initial value per Note is stated as between $9.35 and $9.60. Any payments depend on UBS's creditworthiness.

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$470,000 Offering: UBS AG is offering $470,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc. The Notes pay a contingent coupon only when the underlying stock meets a coupon barrier on specified observation dates and can be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.

If not called, principal is repaid at maturity only when the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Trade date is July 9, 2026, settlement July 13, 2026, final valuation date July 11, 2029, and maturity July 13, 2029. Any payments depend on UBS's creditworthiness. Estimated initial value per Note is $9.71.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., with a trade date of July 9, 2026 and an expected maturity on July 13, 2028. The Notes pay a contingent coupon only if the underlying closing level on each observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment at maturity is reduced in line with the underlying return, and investors may lose a substantial portion or all of their initial investment. The Notes are unsecured obligations of UBS and repayments are subject to UBS creditworthiness. The minimum investment is 100 Notes (principal amount $1,000), and the estimated initial value per Note is between $9.44 and $9.69 as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 9, 2026.