UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc. The notes pay a contingent coupon only when the underlying meets the coupon barrier on observation dates and are automatically callable if the underlying reaches or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially resulting in a total loss. Trade date and settlement are shown as July 9, 2026 and July 13, 2026, with final valuation and maturity in July 2029. The estimated initial value per note is between $9.38 and $9.63, and the minimum investment is 100 notes ($1,000).

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. with a term of approximately one year, maturing on July 13, 2027. The notes pay contingent coupons only if observation-date closing levels meet the coupon barrier and may be automatically called if an observation-date closing level is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return; in extreme cases you could lose all of your initial investment. The notes have a principal amount of $10 per note and a minimum purchase of 100 notes. The estimated initial value on the trade date is between $9.46 and $9.71, and all payments are subject to UBS's creditworthiness.

UBS AG is offering $650,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due January 13, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment will decline in proportion to the underlying return and principal loss, potentially to zero. Key dates: trade date July 9, 2026, settlement July 13, 2026, final valuation January 11, 2028, maturity January 13, 2028. The estimated initial value per Note is $9.82; each Note has a $10 principal amount and a minimum purchase of 100 Notes.

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, due on or about January 13, 2028. The notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above a coupon barrier; they are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will pay the principal amount; if below, repayment will equal $10 x (1 + Underlying Return), which can produce a substantial loss or the total loss of principal. Trade date is July 9, 2026 with expected settlement on July 13, 2026. The example terms show a principal of $10, a contingent coupon rate of 9.70% per annum (contingent coupon of $0.2425 per observation) and an estimated initial value range of $9.44 to $9.69. Any payments depend on UBS's creditworthiness.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index with a maturity of May 30, 2028. The notes pay a fixed 8.50% per annum contingent coupon on each coupon payment date only if each underlying asset's closing level is at or above its coupon barrier on the related observation date. UBS may call the notes in whole on any monthly observation date beginning after 3 months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if each underlying asset's final level is at or above its downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or total loss of principal. Trade date is June 25, 2026, settlement June 30, 2026. Issue price to public is $961,000 aggregate (per Note $1,000); estimated initial value per Note is $969.30.

UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes have a 10.00% per annum contingent coupon, quarterly observation dates (callable after six months), a final valuation date of July 10, 2029 and maturity on July 13, 2029. If an observation date closing level is at or above the call threshold (100% of the initial level), UBS will automatically call the Notes and pay principal plus any contingent coupon; otherwise repayment at maturity is contingent and may expose holders to the full downside of the underlying asset if the final level is below the downside threshold (50% of the initial level). The estimated initial value range as of the trade date is $942.60 to $972.60 per $1,000 Note and the issue price per Note is $1,000.00, with an underwriting discount of $23.50 per Note.

UBS AG London Branch is offering capped, leveraged, basket-linked medium-term notes tied to an unequally-weighted basket of five indices (EURO STOXX 50, TOPIX, FTSE 100, Swiss Market Index and S&P/ASX 200). Each note has a $1,000 face amount and a term expected to be between 25 and 28 months. The notes pay no interest; final cash settlement depends on the basket return from an initial basket level of 100 to the final basket level on the determination date. Investors receive 300.00% of any positive basket return up to a cap level expected between 111.99% and 114.10%, with a maximum settlement amount expected between $1,359.70 and $1,423.00 per $1,000 face amount. If the basket return is negative, holders lose 1% of face amount for each 1% negative return and may lose their entire investment. The estimated initial value is expected to be between $965.50 and $995.50 per $1,000 face amount; the issue price will exceed that estimated value.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector (NDXT) and the VanEck® Semiconductor ETF (SMH). The offering totals $1,953,000 at an issue price of $1,000 per Note with an estimated initial value of $959.20. The Notes pay a 13.85% per annum contingent coupon only if the closing level of each underlying asset meets its coupon barrier on an observation date, are callable monthly after approximately six months if both underlyings meet their call thresholds, and at maturity return principal only if both underlyings are at or above their downside thresholds (each 50.00% of initial level). Payments are subject to UBS credit risk and the Notes are not exchange-listed.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes pay a fixed contingent coupon of 11.00% per annum on an observation date only if each underlying asset closes at or above its coupon barrier; otherwise no coupon is payable. UBS may call the Notes in whole on monthly observation dates beginning after 12 months; if called you receive principal plus any contingent coupon otherwise due. If not called, at maturity the principal is repaid in full only if each final level is at or above its 60.00% downside threshold; otherwise repayment declines in proportion to the negative return of the least performing underlying asset. Trade date and settlement are expected on July 17, 2026 and July 22, 2026; final valuation and maturity are linked to July 17, 2029 and July 20, 2029. Payments depend on UBS creditworthiness and there may be little or no secondary market. The estimated initial value range is $955.80–$985.80, and the issue price includes underwriting, hedging and issuance costs.