Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation due April 3, 2028. The Notes pay a contingent coupon only when the underlying stock's closing level on an observation date equals or exceeds the coupon barrier; otherwise no coupon is paid.
The Notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return and you could lose all of your investment. Payments depend on UBS's creditworthiness. Estimated initial value was $9.71; minimum purchase is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. At maturity, if not called, principal repayment is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return and investors can lose a substantial portion or all of their investment. Payments are subject to UBS credit risk. Trade date and settlement are March 30, 2026 and April 1, 2026; final valuation and maturity occur around March 30, 2028 and April 3, 2028 respectively.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. common stock. The Notes have a $10 principal per Note, contingent coupons paid only if the underlying meets a coupon barrier on observation dates, and an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a 70.00% downside threshold, exposing holders to the underlying's negative return and potential loss of all principal; all payments remain subject to UBS credit risk.
Trade date is March 30, 2026, settlement April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. The estimated initial value per Note on the trade date was $9.74. Minimum purchase is 100 Notes ($1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, the cash payment may be less than principal and could reflect the full percentage decline in the underlying (with the potential to lose all invested principal). Trade date is March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity April 3, 2028. Any payments depend on UBS's creditworthiness. The Notes are not FDIC insured and have limited liquidity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due April 3, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier and will autocall early if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Payments are unsecured and subject to UBS’s creditworthiness. The Notes have a minimum purchase of 100 Notes at $10 per Note; the issuer’s estimated initial value per Note on the trade date was $9.69.
UBS AG London Branch is offering Digital S&P 500® Index‑Linked Medium‑Term Notes with an aggregate face amount of $27,797,000. The notes do not pay interest and have a stated maturity of July 21, 2027, with the cash settlement linked to the S&P 500® Index performance from the trade date March 26, 2026 to the determination date July 19, 2027. If the final underlier level is at or above the buffer level (87.50% of the initial level of 6,477.16), holders receive the maximum settlement amount of $1,134.50 per $1,000 face amount; otherwise, losses apply proportionally (approximately 114.29% buffer rate converts negative underlier returns into note losses). The estimated initial value was $998.50 per $1,000 face amount as of the trade date. These notes are unsecured obligations of UBS and carry the issuer’s credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., totaling $1,295,000. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to final valuation.
If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than principal, producing a loss equal to the underlying return; in extreme cases you could lose your entire investment. Payments depend on UBS creditworthiness. Trade date is March 30, 2026; settlement April 1, 2026; final valuation date is March 30, 2028; maturity is April 3, 2028. The estimated initial value per Note was $9.79.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes have a $10 principal per Note, trade date March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity April 3, 2028. Coupons are contingent: a coupon is paid on a coupon payment date only if the underlying closing level on the applicable observation date is equal to or above the coupon barrier. The Notes will autocall early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; an autocall pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold you suffer a loss equal to the underlying return and could lose all principal. The estimated initial value on the trade date is $9.74 per Note and the minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any prior observation date is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity will be reduced pro rata to the percentage decline in the underlying and could result in a total loss of principal. Trade date is March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. Estimated initial value per Note was $9.71. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to DexCom, Inc. common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates; they autocall early if the stock closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and you could lose all of your investment. Payments are subject to UBS credit risk. Trade date is March 30, 2026, settlement expected April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. The estimated initial value per Note was $9.72 as of the trade date.