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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. stock. The Notes mature on May 12, 2028 with a final valuation date of May 10, 2028 and have a principal amount of $10 per Note. The offering includes an automatic call feature, periodic contingent coupons payable only if the underlying closing level meets a coupon barrier, and contingent principal repayment at maturity that may expose investors to the full downside of the underlying stock. The notes are unsecured obligations of UBS and any payments depend on UBS’s creditworthiness. Trade date is May 8, 2026 and settlement is expected May 12, 2026. The minimum purchase is 100 Notes ($1,000) and the issuer’s estimated initial value was $9.71.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to United Airlines common stock due May 12, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal; if below, your cash payment may be reduced proportionally to the underlying return and you could lose all of your investment. Payments depend on UBS’s creditworthiness. Trade date is May 8, 2026, settlement May 12, 2026, final valuation date May 10, 2028, and maturity May 12, 2028. The estimated initial value was $9.74 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation. At maturity, if not called and the final level is at or above the downside threshold, UBS will repay the principal amount; if the final level is below the downside threshold, repayment will be reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. Payments, including principal, are subject to UBS creditworthiness.

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UBS AG is marketing Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The commercial terms will be set on the trade date; the offering includes an automatic call feature, periodic contingent coupons if the underlying meets coupon barriers, and contingent repayment of principal at maturity that can expose investors to the full downside of the underlying. Key dates include a trade date of May 8, 2026, settlement May 12, 2026, final valuation date May 10, 2029, and maturity May 14, 2029. Minimum investment is 100 Notes at $10 per Note and UBS discloses an estimated initial value range of $9.37 to $9.62.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment will decline pro rata with the underlying return and investors could lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade date is May 8, 2026, expected settlement May 12, 2026, final valuation date May 10, 2028 and maturity May 12, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Credicorp Ltd. The Notes pay a contingent coupon only if the underlying stock meets or exceeds a coupon barrier on each observation date and may be automatically called early if the underlying reaches the initial level. At maturity the principal is repaid only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors could lose most or all principal. Payments depend on UBS creditworthiness. Trade and settlement dates are May 8, 2026 and May 12, 2026; final valuation and maturity are May 10, 2027 and May 12, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Capital One Financial Corporation due May 12, 2027. The notes pay a contingent coupon only when the underlying stock's closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold the cash payment equals $10 × (1 + Underlying Return), which can produce a substantial loss, potentially the entire invested amount. Payments are unsecured obligations of UBS and are subject to UBS credit risk. Key dates include trade date May 8, 2026, settlement May 12, 2026, final valuation date May 10, 2027, and maturity May 12, 2027. The minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.78.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing May 12, 2028. The notes pay a contingent coupon on each coupon payment date only if the underlying's closing level on the related observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. UBS will automatically call the notes early if the underlying's closing level on an observation date before the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Trade date is May 8, 2026, settlement May 12, 2026, final valuation date May 10, 2028, and maturity May 12, 2028. The notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness; the estimated initial value on the trade date was $9.73 per $10 note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. The preliminary pricing supplement dated May 8, 2026 sets a trade date of May 8, 2026, expected settlement on May 12, 2026, a final valuation date of May 10, 2028 and maturity on or about May 12, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and are automatically called early if the underlying is at or above the initial level on any observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may incur a loss equal to the underlying return and could lose all of your investment. Minimum initial investment is 100 Notes ($1,000). The estimated initial value range is $9.41–$9.66 per Note. All payments are subject to UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due May 12, 2027. The Notes pay contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying on any quarterly observation date (beginning after six months) is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon due on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below, repayment equals $10 × (1 + underlying return), exposing investors to the percentage decline in the underlying and potential loss of all principal. All payments are subject to UBSs creditworthiness. Trade date is May 8, 2026 and settlement is May 12, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 8, 2026.