Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd. The Notes have a trade date of May 8, 2026, expected settlement on May 12, 2026, a final valuation date of May 10, 2028 and a maturity date of May 12, 2028. Each Note has a principal amount of $10 and offers periodic contingent coupons paid only if the underlying meets a coupon barrier on observation dates; an automatic call can return principal plus any coupon if the underlying reaches the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity may be reduced proportionally to the underlying decline, potentially resulting in the loss of a substantial or all initial investment. The preliminary estimated initial value range is $9.43–$9.68 per Note, and the minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc.. The preliminary pricing supplement dated May 8, 2026 sets expected trade and settlement mechanics and explains that contingent coupons and principal repayment depend on observation dates, an automatic call feature, downside and coupon barriers, and UBS’s creditworthiness. The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes ($1,000), and a potential maturity date of May 12, 2028. These structured notes may pay periodic contingent coupons only if the underlying stock meets the coupon barrier on observation dates; otherwise no coupon is paid. If not called and the final level is below the downside threshold, repayment at maturity can be less than principal, including a total loss of principal in extreme decline scenarios. The estimated initial value range is stated as $9.44 to $9.69 per Note, and example pricing uses a hypothetical contingent coupon rate of 22.92% per annum. All payments are subject to UBS credit risk and the final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, principal repayment will be reduced proportionally and investors could lose most or all of their investment. Trade date is May 8, 2026, expected settlement May 12, 2026, final valuation date May 10, 2028 and maturity May 12, 2028. The Notes have a $10 principal amount per Note and an estimated initial value range of $9.42–$9.67 as of the trade date. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Credicorp Ltd. The preliminary pricing supplement dated May 8, 2026 sets a trade date of May 8, 2026, expected settlement on May 12, 2026, a final valuation date of May 10, 2027 and maturity on May 12, 2027. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates, are automatically called if the underlying meets or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below the downside threshold, investors suffer a loss tied to the percentage decline in the underlying, possibly losing their entire investment. Estimated initial value range on the trade date is between $9.22 and $9.47. Payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The trade date is May 8, 2026, settlement May 12, 2026, final valuation May 10, 2028 and maturity May 12, 2028. The notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier. The notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (declared here as $70.00, or 70.00% of the initial level); if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their full investment. The offering minimum is 100 notes at $10 per note; the estimated initial value range is $9.43 to $9.68. All payments remain subject to UBS credit risk.
The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Capital One Financial Corporation, with expected trade date May 8, 2026, settlement on May 12, 2026, final valuation date May 10, 2027 and maturity on May 12, 2027. The Notes pay contingent coupons only when the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on an observation date.
The Notes repay principal at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Payments depend on UBS's creditworthiness. The estimated initial value per Note is between $9.46 and $9.71, and the Notes are offered in minimum denominations of 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Credicorp Ltd. common stock due May 12, 2027. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.
If the underlying closes at or above the initial level on any observation date prior to final valuation, the Notes will be automatically called and UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced pro rata and investors can lose a significant portion or all principal. All payments depend on UBS creditworthiness. Trade/settlement and final valuation/maturity dates are specified.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes have a $10 principal amount per note, an expected trade date of May 8, 2026, settlement on May 12, 2026, a final valuation date of May 10, 2027, and expected maturity on May 12, 2027.
The notes pay periodic contingent coupons only if the closing level of the underlying meets the coupon barrier on observation dates; they are subject to quarterly autocall starting after six months if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing investors to the underlying's negative return; in extreme cases investors could lose their entire principal. Payments are subject to the creditworthiness of UBS. The preliminary estimated initial value is between $9.39 and $9.64 per note and minimum purchase is 100 notes ($1,000).
The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on May 12, 2028. The Notes may pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, investors suffer a loss in proportion to the underlying return and could lose their entire investment. All payments, including any contingent coupons and any principal repayment, are subject to UBS's creditworthiness. Trade date is May 8, 2026 and settlement is expected on May 12, 2026. The estimated initial value was stated as $9.72 per $10 Note.