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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of NVIDIA Corporation due May 6, 2027. Each Note has a principal amount of $10 and pays a periodic coupon; an estimated initial value was $9.74 on the trade date.

The Notes will be automatically called early if the underlying's closing level on any observation date is at or above the initial level, in which case UBS pays principal plus the coupon on the related coupon payment date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold you will incur leveraged downside exposure. The structure imposes a loss of approximately 1.1765% of principal for each 1% decline of the underlying beyond the threshold. All payments, including principal, are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. The notes have a $10 principal amount per note, a trade date of May 4, 2026, expected settlement on May 6, 2026, a final valuation date of May 4, 2028 and a maturity date of May 8, 2028. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and, if the final level is below that threshold, investors may suffer losses up to the full principal amount. Estimated initial value on the trade date is shown as between $9.42 and $9.67 per $10 note.

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Rhea-AI Summary

UBS AG is marketing a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The notes have a trade date of May 4, 2026, expected settlement on May 6, 2026, a final valuation date of May 3, 2029, and a maturity date of May 7, 2029.

The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, are subject to automatic quarterly calls if the underlying equals or exceeds the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal suffers the percentage loss equal to the underlying return. Estimated initial value is between $9.35 and $9.60 per $10 Note; minimum investment is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due May 7, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays principal; if below, repayment falls proportionally to the underlying return, and investors could lose a significant portion or all principal. All payments are subject to UBS credit risk. Trade date is May 4, 2026; settlement May 6, 2026; final valuation May 3, 2029; maturity May 7, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc stock due on or about May 7, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. Payments, including principal, depend on UBS creditworthiness. The trade date and settlement dates are shown as May 4, 2026 and May 6, 2026; the final valuation date is shown as May 3, 2029.

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UBS AG priced a preliminary pricing supplement for Airbag Autocallable Yield Notes linked to the common stock of NVIDIA Corporation. Trade date is May 4, 2026, expected settlement May 6, 2026, final valuation date May 4, 2027 and maturity May 6, 2027. The Notes pay a coupon each coupon date unless automatically called, may be automatically called early if the underlying closes at or above the initial level on an observation date, and at maturity either repay principal or expose holders to leveraged downside.

The illustrative coupon rate is 10.45% per annum with quarterly coupons; estimated initial value at trade date is between $9.48 and $9.73 per $10 note. Minimum investment is 100 Notes (representing $1,000). Any payment, including principal, is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The preliminary pricing supplement dated May 4, 2026 sets the trade date as May 4, 2026, expected settlement on May 6, 2026, final valuation date May 3, 2029 and maturity on May 7, 2029. The Notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates, may autocall early if the underlying reaches the initial level on an observation date, and repay contingent principal at maturity only if the final level is at or above a downside threshold. Examples show a $10 principal per Note, a hypothetical contingent coupon rate of 18.32% per annum (contingent coupon $0.458 per $10 Note), a downside threshold equal to 60.00% of the initial level, and an estimated initial value range of $9.30–$9.55 per $10 Note. Payments are subject to UBS credit risk; investors may lose a significant portion or all of their investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock due May 6, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier; they auto-call early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors could lose a substantial portion or all principal. The offering examples show a $10 principal per note, an illustrative contingent coupon rate of 9.72% per annum, an estimated initial value of $9.79, trade date May 4, 2026, settlement May 6, 2026, final valuation date May 4, 2027, and maturity May 6, 2027.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation maturing on May 6, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on scheduled observation dates and will be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you will receive an amount equal to $10 x (1 + underlying return), which can result in a partial or total loss of principal. All payments are subject to UBS’s creditworthiness. The Notes are offered in $10 increments with a minimum purchase of 100 Notes and an estimated initial value of $9.74 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The preliminary pricing supplement dated May 4, 2026 sets trade and settlement mechanics and describes contingent coupons, an automatic call feature, and contingent principal repayment at maturity. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates. The Notes will be automatically called early if the underlying closing level is at or above the initial level on any observation date before the final valuation date, in which case UBS pays principal plus any contingent coupon and no further payments are due. If not called, principal at maturity is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, investors suffer a loss tied to the underlying return and could lose their entire investment. Any payments are subject to UBS's creditworthiness. The final terms (including exact barriers and observation dates) will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 4, 2026.