STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to MercadoLibre, Inc. common stock due May 8, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; they are auto‑called early if the underlying closes at or above the initial level on any quarterly observation date (beginning ~6 months after issue). If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment declines proportionally to the underlying return and investors could lose all principal. Payments depend on UBS creditworthiness. Trade date is May 4, 2026, settlement May 6, 2026, final valuation May 4, 2028, maturity May 8, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note; estimated initial value per Note is $9.78.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock due on or about May 6, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. Principal repayment at maturity is contingent on the final level relative to an 80.00% downside threshold; if the final level is below that threshold, repayment will decline dollar-for-dollar with the underlying return, potentially resulting in a full loss. Trade date is May 4, 2026, settlement May 6, 2026, final valuation date May 4, 2027, and maturity May 6, 2027. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value range per Note is $9.48–$9.73 and minimum investment is 100 Notes ($1,000).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes have an approximately two‑year term with a trade date of May 4, 2026, an expected final valuation date of May 4, 2028 and a maturity date of May 8, 2028. The Notes pay a contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: full principal is payable only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The example terms show a $10 principal per Note, an estimated initial value between $9.42 and $9.67, a sample contingent coupon rate of 14.78% per annum and downside/coupon thresholds at 70.00% of the initial level. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation with a trade date of May 4, 2026, expected settlement May 6, 2026, final valuation date May 4, 2028 and maturity May 8, 2028. The notes pay periodic contingent coupons only when the underlying's closing level on an observation date meets or exceeds the coupon barrier; they are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and investors could lose a significant portion or all principal. The estimated initial value on the trade date is $9.80 per $10 Note. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 10.90% per annum on any coupon payment date only if each underlying asset's closing level is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on any monthly observation date beginning after three months. At maturity (expected May 4, 2028), if any underlying asset's final level is below its downside threshold, payment will be reduced pro rata based on the least performing underlying asset, potentially resulting in the loss of a significant portion or all of principal. The Notes are unsubordinated unsecured obligations of UBS and are subject to UBS credit risk, limited secondary-market liquidity, estimated initial value below issue price, and uncertain U.S. federal tax treatment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a contingent coupon rate of 8.55% per annum, a trade date of May 26, 2026, expected settlement on May 29, 2026, a final valuation date of April 26, 2028 and a maturity date of May 1, 2028. UBS may call the Notes in whole on monthly observation dates beginning after three months. At maturity you receive principal only if each underlying asset is at or above its downside threshold (70% coupon barrier; 60% downside threshold are specified on the cover). If any underlying asset is below its downside threshold at final valuation, repayment is reduced proportionally to the percentage decline of the least performing underlying asset and you could lose all of your investment. The estimated initial value range is $937.00 to $967.00 per Note; issue price includes underwriting and hedging costs and will exceed that estimated value. All payments depend on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The issue size is $4,520,000 at an issue price of $1,000 per Note with a principal amount of $1,000 per Note and an estimated initial value of $977.20. The Notes pay semiannual contingent coupons at an 8.10% per annum rate (contingent coupon of $40.50 per semiannual period) if both indices meet coupon barriers on observation dates, feature a memory interest provision, and are subject to automatic call if both indices meet call threshold levels on any observation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if both final levels are at or above their 70.00% downside thresholds; otherwise repayment at maturity reflects the negative return of the least performing underlying asset and could result in substantial loss. All payments are subject to UBS credit risk and there may be little or no secondary market.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and shares of the State Street® Energy Select Sector SPDR® ETF, maturing May 3, 2029. Each $1,000 Note pays a contingent coupon of 11.55% per annum if both underlyings meet monthly coupon barriers; otherwise no coupon. UBS may call the Notes beginning after six months. At maturity, if any underlying is below its 65.00% downside threshold, principal is reduced pro rata to the negative return of the least performing underlying (possible total loss). The estimated initial value is $978.40 per $1,000 Note and the issue price is $1,000 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index, maturing on or about February 20, 2029. The notes pay a contingent coupon (9.70% per annum) only if each underlying's closing level on an observation date meets its coupon barrier; otherwise no coupon is paid.

The notes are callable monthly at UBS' discretion beginning after 12 months; if not called and the final level of any underlying is below its downside threshold, holders may suffer losses equal to the shortfall in excess of the 15% buffer. The estimated initial value range is $960.40 to $990.40 and the issue price is $1,000.00 per note (proceeds to UBS $995.00 per note). The notes are unsecured obligations of UBS and are subject to UBS credit and Swiss regulatory risks.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a minimum contingent coupon of at least 7.50% per annum, are callable quarterly beginning after six months, and mature on May 18, 2029. Trade date is May 15, 2026 with expected settlement on May 20, 2026. If not called, repayment at maturity is contingent: full principal is repaid only if each underlying asset is at or above its downside threshold (70% of initial level); otherwise the payment equals $1,000 times (1 + the negative return of the least performing underlying asset), which can result in a substantial loss or total loss of principal. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 4, 2026.