Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $385,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest, linked to the least performing of the VanEck Gold Miners ETF (GDX), VanEck Semiconductor ETF (SMH) and Energy Select Sector SPDR Fund (XLE), maturing on January 9, 2031. Each $1,000 note pays a contingent coupon at an annual rate of 11.85% (monthly $9.875) only if all three ETFs close at or above their coupon barriers on an observation date, with missed coupons potentially paid later under a “memory” feature.
The notes can be called automatically monthly after 12 months if each ETF is at or above its call threshold (100% of initial levels). If not called, investors receive full principal at maturity only if each ETF is at or above its downside threshold (60% of initial levels: GDX $55.28, SMH $232.57, XLE $27.38). Otherwise, repayment is reduced in line with the loss on the worst-performing ETF, and all principal can be lost. The notes are unsecured obligations of UBS AG, not listed on any exchange, and their payments depend entirely on UBS’s creditworthiness.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each Note has a $1,000 principal amount, an approximate 21‑month term and pays a 7.70% per annum contingent coupon in monthly installments when every index closes at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes quarterly, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold of 80% of its initial level, investors lose principal beyond a 20% buffer, potentially almost all of their investment. Payments depend entirely on UBS’s credit, and the estimated initial value is expected between $955 and $985 per $1,000 issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, an expected term of approximately 18 months and pay a contingent coupon at a rate of 7.85% per annum only if each index stays at or above its coupon barrier on monthly observation dates.
The Notes may be automatically called after three months if each index is at or above its call threshold level, in which case investors receive principal plus any due coupon and no further payments. If the Notes are not called and, at maturity, any index finishes below its downside threshold, repayment is reduced based on the negative return of the worst-performing index and investors can lose a significant portion or all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes are not bank deposits or FDIC insured.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on or about January 22, 2031. The Notes pay a contingent coupon at an annual rate of 11.00% (about $9.1667 per month per $1,000) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 75% of their initial levels.
UBS may call the Notes in whole, beginning after six months, on any observation date; if called, investors receive the $1,000 principal plus any due contingent coupon, with no further payments. If the Notes are not called and, at maturity, all indices are at or above their downside thresholds (set at 60% of initial levels), investors receive full principal back, plus any final contingent coupon if barriers are met.
If any index finishes below its downside threshold at maturity, the repayment is reduced dollar-for-dollar with the loss of the worst-performing index, and investors can lose up to 100% of principal. Payments depend on UBS’s credit, and the estimated initial value per $1,000 Note is between $955.80 and $985.80.
UBS AG is offering trigger callable contingent yield notes linked to the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes target an 11.25% per annum contingent coupon, paid monthly as $9.375 per $1,000 note, but coupons are only paid if all three indices are at or above 70% of their initial levels on each observation date.
The notes mature in about 23 months and can be called by UBS after three months at par plus any due coupon. If the notes are not called and any index finishes below its 70% downside threshold at maturity, investors take a loss matching the worst‑performing index and can lose their entire principal. The estimated initial value ranges from $956.20 to $986.20 per $1,000 note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes, which are unsecured debt linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes. The notes have an approximate 18‑month term and a face amount of $1,000 per note. They pay a contingent coupon at a rate of 9.85% per annum only if, on each monthly observation date, every index closes at or above 70.00% of its initial level; otherwise no coupon is paid for that period.
UBS may call the notes in whole, but not in part, on any observation date beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the notes are not called and, at maturity, every index is at or above its 70.00% downside threshold, investors receive full principal back. If any index finishes below its downside threshold, the maturity payment is reduced in line with the worst‑performing index, and investors can lose up to their entire investment.
The estimated initial value is expected to range from $959.70 to $989.70 per $1,000 note, reflecting underwriting discounts of $6.50 per note and other costs, with proceeds to UBS of $993.50 per note. The notes will not be listed, pay no dividends, and all payments depend on UBS’s creditworthiness, adding issuer default risk to the equity market risk of the three indexes.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the EURO STOXX 50® Index, maturing on or about January 18, 2029.
Each $1,000 Note pays a 7.45% per annum contingent coupon (paid monthly as $6.2083) only if, on an observation date, both indices close at or above their coupon barriers, set at 60% of their initial levels. UBS may call the Notes in whole, starting after three months, paying back principal plus any due coupon.
If the Notes are not called and on the final valuation date either index finishes below its downside threshold (also 60% of its initial level), investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can mean a significant or total loss of principal. Payments depend entirely on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering $1,038,000 of Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, scheduled to mature on January 9, 2031. These unsecured debt notes pay a 7.15% per annum contingent coupon (about $5.9583 per $1,000 monthly) only when the index closing level on an observation date is at or above the coupon barrier of 4,861.37, which is 70% of the initial level of 6,944.82.
UBS can call the notes in whole, beginning after 12 months, on any monthly observation date; if called, investors receive principal plus any due coupon and no further payments. If the notes are not called and the final index level is at or above the downside threshold (also 70% of the initial level), investors get back full principal, plus any final coupon. If the final level is below the downside threshold, redemption equals $1,000 × (1 + underlying return), exposing investors to the full downside of the index and potentially a total loss of principal.
The notes will not be listed, and secondary market liquidity may be limited. The estimated initial value is $976.80 per $1,000, reflecting underwriting discounts, hedging and issuance costs. All payments depend on the creditworthiness of UBS; a default or Swiss resolution actions could result in partial or total loss.
UBS AG is issuing $1,202,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing January 11, 2028. The Notes offer a contingent coupon at 8.35% per annum, paid monthly only if both indices are at or above their coupon barriers, set at 70% of their initial levels.
UBS may call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If not called and each index finishes at or above its downside threshold (60% of initial level), investors receive full principal at maturity; if any index is below its downside threshold, repayment is reduced one-for-one with the loss on the least performing index, up to total loss of principal.
The Notes are unsecured obligations of UBS, are not listed on any exchange, and have an estimated initial value of $980.30 per $1,000 Note, reflecting dealer compensation, hedging and funding costs.
UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing around January 19, 2028. Each $1,000 note pays a 9.00% per annum contingent coupon (about $7.50 monthly) only if on an observation date the closing level of both indices is at or above 70.00% of its initial level, which is also the downside threshold.
UBS may call the notes in whole, but not in part, on any monthly observation date beginning after 6 months, paying back principal plus any due coupon, ending all further payments. If the notes are not called and either index finishes below its downside threshold, the maturity payment per note equals $1,000 times 1 + the return of the worst-performing index, so investors can lose a significant portion or all of their investment. The notes are unsecured obligations of UBS, will not be listed on an exchange, and have an estimated initial value between $958.90 and $988.90 per $1,000 issue price.