Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after 12 months. Trade date is April 1, 2026, expected settlement April 6, 2026, final valuation date April 4, 2028 and maturity April 6, 2028. The Notes are unsecured obligations of UBS and repayment (including any contingent coupon) is subject to UBS creditworthiness. Estimated initial value is between $9.38 and $9.63 per Note; minimum investment is 100 Notes (principal $1,000). If the Notes are not called and the final level is below the downside threshold, repayment may be less than principal and could result in a total loss tied to the percentage decline of the underlying.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock due April 6, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, repayment falls proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Zscaler, Inc. These unsubordinated, unsecured notes pay a contingent coupon on each coupon payment date only if the underlying stock’s closing level on the applicable observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The notes may be automatically called quarterly (beginning after 12 months) if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If the notes are not called, repayment at maturity depends on the final level relative to a downside threshold and could result in a principal loss equal to the underlying return; in extreme cases investors could lose all principal. Trade date is April 1, 2026, settlement April 6, 2026, final valuation date April 4, 2028, and maturity April 6, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.37 to $9.62.
UBS AG has posted a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation with a trade date of April 1, 2026, expected settlement April 6, 2026 and maturity on or about April 6, 2028. The notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and are autocallable if the underlying meets or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if final level is below the downside threshold, principal is reduced proportionally to the underlying return; extreme losses up to the full principal are possible. The offering shows a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.42 to $9.67 per Note determined by UBS internal models.
UBS AG is offering $8,599,500 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing April 6, 2029. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier and can be automatically called quarterly after six months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and can result in loss of all principal. Minimum investment is 100 Notes at $10 per Note; the estimated initial value was $9.78 as of the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation with an expected term to April 6, 2029. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and can be automatically called quarterly beginning about six months after issuance.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per note; if below, repayment declines in proportion to the underlying return and you could lose a significant portion or all of your investment. All payments depend on UBS creditworthiness. Trade date and expected settlement are April 1, 2026 and April 6, 2026, respectively.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on an observation date. At maturity, principal is repaid only if the final level is at or above the downside threshold; if the final level is below that threshold holders suffer a loss equal to the underlying return and could lose their entire investment. The Notes carry issuer credit risk of UBS and an estimated initial value of $9.74 per $10 Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. The preliminary pricing supplement dated April 01, 2026 describes notes due on or about April 7, 2031 with contingent coupons, an automatic call feature, and contingent principal repayment at maturity tied to the underlying stock's closing levels.
The notes have a principal amount of $10 per note, a suggested minimum investment of 100 notes ($1,000), an estimated initial value range of $9.35 to $9.60, and example terms showing a contingent coupon rate of 14.81% per annum. Key risks include potential loss of principal if the final level is below the downside threshold and credit exposure to UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Taiwan Semiconductor Manufacturing Company Limited ADRs maturing April 7, 2031. The Notes pay periodic contingent coupons only if the underlying ADR closing level on an observation date meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date; called Notes pay principal plus the contingent coupon due on that coupon payment date. If not called, principal at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal, but if the final level is below that threshold your cash payment will equal $10 x (1 + underlying return), exposing you to downside market loss up to a total loss of principal. The Notes carry issuer credit risk of UBS and an estimated initial value of $9.74 per $10 Note on the trade date. Minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Taiwan Semiconductor Manufacturing Company Limited ADRs, with an expected trade date of April 1, 2026, settlement on April 6, 2026, a final valuation date of April 3, 2031 and expected maturity on April 7, 2031. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date.
The Notes have contingent principal protection at maturity tied to a downside threshold; if the final level is below that threshold, repayment equals $10 x (1 + Underlying Return) and investors may lose a significant portion or all of principal. The preliminary estimated initial value range is $9.34 to $9.59 per $10 Note and minimum investment is 100 Notes ($1,000).